Audit Manager I, High Risk Financial Crimes Specialist
1 month ago
We are seeking an experienced Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.
Key Responsibilities- Lead the planning process for assigned audits, ensuring the completion of appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
- Provide expertise in planning and executing end-to-end audits based on established audit plans in alignment with applicable policies and regulatory guidelines.
- Support the audit opinion as per internal controls and professional audit standards to present findings and recommendations to clients and audit management.
- Manage follow-ups on new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented.
- Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies.
- Stay knowledgeable about emerging trends and developments related to business, analytical tools, and techniques to deliver quality results within tight timeframes.
- Act with the highest levels of integrity while observing regulatory guidelines, fulfilling due diligence, and handling confidential information with discretion.
- Build a fair and positive work environment where team members can openly report challenges and exchange ideas, knowledge, and skills, and maintain good working relationships with each other to achieve common goals.
- Over 5 years of relevant experience with an undergraduate degree or relevant professional certifications, accounting designations, or equivalent education.
- 2+ years of experience working in AML/ATF/Sanctions compliance management in a financial institution.
- Knowledge of AML and Sanctions regulations (PCMLTFA/PCMLTFR) in Canada and US BSA AML requirements.
- Professional designations in financial crimes (e.g., CAMS, CFCS) a strong asset.
- Hands-on knowledge of MS Office (Excel, Word, PowerPoint, Access, and Outlook) and Internet applications.
- Proficient to work multi-functionally, provide guidance to other team members, and ensure good relations across teams and functions to work on projects that may require integration of cross-functional processes.
- Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.
The Toronto-Dominion Bank (Canada) is one of the world's leading global financial institutions, with over 27 million households and businesses in Canada, the United States, and around the world. We are committed to delivering legendary customer experiences and enriching the lives of our customers, communities, and colleagues.
Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Summary:We are seeking a highly skilled Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our team, you will be responsible for executing audits for assigned business, function or project, ranging in complexity, and leading moderately complex audits.Key Responsibilities:Provide expertise in planning and executing...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Summary:We are seeking a highly skilled Audit Manager I, High Risk Financial Crimes to join our team. As a key member of our audit team, you will be responsible for executing audits for assigned business, function, or project, ranging in complexity. Your expertise will be essential in leading moderately complex audits, providing guidance to team members,...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob Summary:We are seeking a highly skilled Audit Manager I to join our team in High Risk Financial Crimes Audit. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits based on established audit plans.Key Responsibilities:Provide expertise in...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled Audit Manager I to join our team at TD Bank. As a key member of our Financial Crimes Audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the completion...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled Audit Manager I to join our team at TD Bank. As a key member of our Financial Crimes Audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the completion...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the RoleWe are seeking an experienced Audit Manager I to join our Financial Crimes team. As an Audit Manager I, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits based on established audit plans.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the...
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Audit Manager I, Financial Crimes Audit
1 month ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeAbout the RoleWe are seeking an experienced Audit Manager I to join our Financial Crimes team. As an Audit Manager I, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits based on established audit plans.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the...
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Audit Manager I, Financial Crimes Specialist
1 month ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager I to join our team in Financial Crimes. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the completion of...
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Audit Manager I, Financial Crimes Specialist
1 month ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager I to join our team in Financial Crimes. As a key member of our audit team, you will be responsible for leading moderately complex audits and providing expertise in planning and executing end-to-end audits.Key ResponsibilitiesLead the planning process for assigned audits, ensuring the completion of...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled and experienced Audit Manager II, High Risk to join our team at The Toronto-Dominion Bank (Canada). As an Audit Manager II, you will be responsible for providing oversight to complex audits and ensuring completion for multiple business groups. You will be managing associated working relationships with business lines...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager II, High Risk to join our team at The Toronto-Dominion Bank (Canada). As a key member of our audit team, you will be responsible for providing oversight to complex audits and ensuring completion for multiple business groups.Key ResponsibilitiesAct as a specialized resource on audits to provide subject...
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Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking an experienced Audit Manager II, High Risk to join our team at The Toronto-Dominion Bank (Canada). As a key member of our audit team, you will be responsible for providing oversight to complex audits and ensuring completion for multiple business groups.Key ResponsibilitiesAct as a specialized resource on audits to provide subject...
