Senior Manager, Regulatory Compliance

4 weeks ago

Toronto, Ontario, Canada TD Full time
Job Summary

We are seeking a highly skilled and experienced Senior Manager, Regulatory Management to join our team at TD. As a key member of our compliance team, you will be responsible for overseeing the development and implementation of AML/ATF/Sanctions/ABAC programs across our organization.

Key Responsibilities
  • Lead and manage a high-performing team of compliance professionals to deliver AML/ATF, Sanctions, ABAC compliance programs and culture
  • Provide strategic direction on complex AML/ATF/Sanctions/ABAC program activities and advise covered TD businesses and Corporate Segments on new and changed regulatory requirements
  • Contribute to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs and work with senior business unit management/partners to develop proactive strategies, tactics, policies, and programs to effectively manage regulatory/compliance issues
  • Manage the development and implementation of robust metrics to assess the effectiveness and efficiency of the AML/ATF/Sanctions/ABAC programs and prepare comprehensive, data-driven reports on performance and effectiveness
  • Provide insight, guidance, and recommendations and act as a specialized resource to other departments based on subject matter expertise
Requirements
  • Undergraduate degree or equivalent work experience
  • Strong knowledge of AML/ATF/Sanctions/ABAC regulations and industry best practices
  • Proven leadership and management skills with experience in managing high-performing teams
  • Excellent communication and interpersonal skills with ability to work effectively with senior management, business partners, and regulatory bodies
About TD

TD is one of the largest banks in North America, serving over 27 million customers in Canada, the US, and around the world. We are guided by our vision to be a better bank and our goal to enrich the lives of our customers, communities, and colleagues.

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