Compliance Testing Specialist

2 months ago

London, Ontario, Canada Rippling Full time
Compliance Testing Specialist

Rippling is seeking a highly motivated and proactive Compliance Testing Specialist to assist with our compliance program across our product suite, including payments and lending financial services.

You will partner closely with our Legal, Compliance, Finance, and Product teams to drive an assurance program for our key controls.

We are looking for a self-starter who takes pride in working cross-functionally to deliver observations on identifying key risks or enhancements to current practices.

The Compliance Testing Specialist will be responsible for conducting compliance tests, assessments, and reviews to ensure the company adheres to regulatory requirements and internal policies.

Key Responsibilities:
  • Conduct regular compliance testing on various processes, transactions, and systems to ensure adherence to regulatory standards and internal policies.
  • Develop comprehensive testing plans and procedures, including defining the scope, objectives, and methodology.
  • Identify compliance issues and risks through testing activities, and prepare detailed reports on findings.
  • Recommend corrective actions and monitor their implementation.
  • Review and evaluate company policies and procedures to ensure they are up-to-date and compliant with current regulations.
  • Collaborate with various departments to ensure understanding and adherence to compliance requirements.
  • Provide guidance and support in implementing compliance measures.
  • Assist in developing and delivering training programs on compliance-related topics to employees.
  • Stay informed of changes in regulatory requirements and industry standards, and update compliance testing processes as needed.
Requirements:
  • Bachelor's degree in Finance, Business Administration, Law, or a related field.
  • At least 3 years of experience in compliance testing, auditing, or a related field.
  • Strong knowledge of regulatory requirements and standards relevant to the industry.
  • Familiarity with compliance frameworks and best practices.
  • Excellent communication skills, with the ability to break down complex regulatory requirements into easy-to-understand and practical advice.

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