Bilingual Trade Supervision Manager

3 weeks ago

Fredericton, New Brunswick, Canada Sun Life Full time
Job Title: Bilingual Trade Supervision Manager

At Sun Life, we're committed to creating a diverse and inclusive work environment where our employees can thrive. We're seeking a highly skilled Bilingual Trade Supervision Manager to join our Business Governance & Controls team.

Job Summary:

The successful candidate will be responsible for providing first-line oversight of trading and other activities of advisors and field leaders to ensure we're meeting regulatory obligations and Sun Life policies. This role requires strong knowledge of mutual fund industry compliance standards and practices, as well as excellent organization and time management skills.

Key Responsibilities:
  • Conduct daily and monthly trade reviews, close supervision, and new registrant supervision to identify and help resolve issues impacting risk, regulatory requirements, and our policies and procedures.
  • Effectively manage queries and other tasks to support trade supervision within the broader team.
  • Proactively identify issues and coaching opportunities for field leaders and advisors to improve compliance outcomes.
  • Collaborate with Trade Supervision team members and other BG&C colleagues to achieve BG&C objectives.
Requirements:
  • Mutual Fund Dealer Branch Manager proficiency, including 2 years of relevant experience and completion of any one of the following: Branch Manager's Course Exam (CSI), Mutual Fund Branch Manager's Examination Course Exam (IFSE), or Branch Compliance Officers Course Exam (CSI).
  • Strong knowledge of and experience with mutual fund industry compliance standards and practices.
  • Excellent organization and time management skills.
  • High degree of integrity and ethics; good judgement.
  • Interpersonal and communication skills.
  • Bilingualism (French, English, both oral and written) is required for frequent interactions with English and French-speaking colleagues or internal partners across Canada and worldwide.
What We Offer:
  • Flexible benefits from the day you join to meet the needs of you and your family.
  • We're proud to be on the 2024 Best Workplaces in Canada list by Great Place to Work.
  • We're also listed as one of the Best Workplaces for Women and Best Workplaces with Most Trusted Executive Teams.
  • Join one of our many Inclusion Networks, dedicated to creating connection, fostering inclusivity, and building community.
  • Charitable giving through our You Give, We Give program lets you give back to your community – and in many cases, we'll match your contributions.

The Base Pay range is for the primary location for which the job is posted. It may vary depending on the work location of the successful candidate or other factors. In addition to Base Pay, eligible Sun Life employees participate in various incentive plans, payment under which is discretionary and subject to individual and company performance. Certain sales-focused roles have sales incentive plans based on individual or group sales results.

Diversity and inclusion have always been at the core of our values at Sun Life. A diverse workforce with wide perspectives and creative ideas benefits our clients, the communities where we operate, and all of us as colleagues. We welcome applications from qualified individuals from all backgrounds.

Persons with disabilities who need accommodation in the application process or those needing job postings in an alternative format may e-mail a request to thebrightside@sunlife.com.

At Sun Life, we strive to create a flexible work environment where our employees are empowered to do their best work. Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.

We thank all applicants for showing an interest in this position. Only those selected for an interview will be contacted.

Salary Range: 58,000 - 97,000

Job Category: Business Analysis - Process

Posting End Date: 21/10/2024

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