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Financial Advisor Compliance Specialist

3 months ago

Regina, Saskatchewan, Canada Royal Bank of Canada Full time

Position Overview:

As a Financial Advisor at Royal Bank of Canada, you will have the opportunity to assist clients in achieving their financial aspirations while we support your professional journey.

Perhaps you have envisioned establishing your own practice but lacked the necessary training, resources, and backing from a reputable institution like RBC.

Your exceptional interpersonal and analytical skills enable you to foster and sustain client relationships effectively.

You are motivated to engage in impactful work that aids individuals in fulfilling their financial objectives by offering comprehensive planning and investment guidance.

Utilize the esteemed RBC brand and its reputation to cultivate a clientele of affluent individuals, families, and entrepreneurs, addressing their intricate financial requirements.

Capitalize on RBC's vast investment and wealth management capabilities to develop tailored portfolios and financial strategies for your clients.

Forge and nurture collaborative relationships with RBC affiliates, including Personal & Commercial Banking and Insurance, to ensure your clients receive holistic support for their financial needs.

Your enthusiasm for financial planning and keen interest in portfolio management are evident.

You possess strong networking abilities and can connect with diverse individuals seamlessly.

Experience in direct marketing, financial services, and a proven track record in high-value sales and business development across various sectors is essential.

Qualifications include completion of the Conduct and Practices Handbook (CPH), Personal Financial Planner (PFP), Chartered Investment Manager (CIM), and Chartered Financial Analyst (CFA).

Benefits:

A comprehensive Total Rewards package prioritizing your overall wellness, featuring flexible and contemporary benefits, including parental leave.

Enjoy the autonomy to establish and manage your own practice under the RBC brand, leveraging our resources and guidance in a flexible setting.

Flexible work arrangements and supportive leadership that addresses both personal and professional needs.

Core Competencies:

  • Consulting
  • Critical Thinking
  • Decision Making
  • Interpersonal Relationship Management
  • Investment Banking
  • Investment Consulting
  • Investment Management
  • Private Banking
  • Product Services

Commitment to Diversity:

At RBC, we value diversity and inclusion as essential components for innovation and growth. We are dedicated to fostering inclusive teams and an equitable workplace where employees can be their authentic selves.

We are actively addressing issues of inequity and systemic bias to support our diverse talent, clients, and communities.