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Director, GBM First Line Supervision, Risk Management
2 months ago
Job Summary:
We are seeking a highly experienced and skilled Risk Management Leader to join our Global Banking and Markets team at Scotiabank. As a key member of our team, you will be responsible for designing and implementing control processes to manage operational risks inherent in our businesses.
Key Responsibilities:
- Lead and direct supervisory activities for Trade Floor Supervision and Internal Control delegated by the Global Banking & Markets business lines.
- Conduct sales and trader oversight activities, escalating negative trends to the respective heads of sales and trading/business line heads for remedial action.
- Act as the escalation point for incidents, investigate and remediate as necessary.
- Develop and provide training to business line personnel on non-financial risks and controls and supervision procedures.
- Maintain an audit trail of supervision activities and maintain documentary evidence of delegations of such activities by business line.
- Evaluate impact on operational risk management from changes resulting from business expansion into new geographies, new products and services, organic business growth, system changes/new implementation, regulatory requirements.
- Drive industry change by advancing GBM perspective with industry committees and working groups.
- Review regulatory and audit findings and work with business line management to formulate responses and track to remediation.
- Coordinate responses to regulatory requests on behalf of the business.
- Lead in providing regular KRI / KPI reporting to GBM Management on the condition of internal controls in the respective business lines.
- Lead and supervise teams within Internal Control that execute delegated supervisory and oversight responsibilities of Internal Control and Trade Floor Supervision from Line 1A.
Requirements:
- Licensed as a Supervisor with CIRO and FINRA.
- Strong working knowledge of regulatory requirements that govern trading businesses in Canada, USA, Europe, APAC, and LATAM.
- Strong supervisory and management skills coupled with the ability to hire, place and train incumbents.
- At least 10 years' experience in a trading and operational risk management role.
- In-depth knowledge of capital markets business, including Equity, Fixed Income, Listed Derivatives, Foreign Exchange.
- Expert knowledge of internal controls.
- Extensive experience interacting with senior executives and managing key relationships throughout the organization.
What We Offer:
Scotiabank offers a comprehensive benefits package, flexible work arrangements, and opportunities for professional growth and development. We are committed to creating a diverse and inclusive work environment that values and respects the contributions of all employees.
