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Senior Compliance Business Oversight Analyste

2 months ago

Old Toronto, Ontario, Canada TD Full time
Job Description

TD Bank Group

Senior Compliance Business Oversight Analyste

Job Summary

Nous sommes à la recherche d'un Analyste de conformité senior pour rejoindre notre équipe de conformité au sein de TD Bank Group. En tant que membre de notre équipe, vous contribuerez à l'exécution des responsabilités de notre Programme de Gestion de la Conformité (RCM) en conformité avec les lignes directrices de l'Office des services financiers d'Ottawa (OSFI).

Responsabilités

  • Coordonner et/ou diriger le processus de planification annuelle de Monitoring et Testing (M&T) et surveiller son avancement
  • Élaborer et exécuter les activités M&T en conformité avec les normes et procédures établies pour atteindre les délais cibles
  • Effectuer des recherches et analyses analytiques approfondies dans le cadre des engagements M&T
  • Travailler en collaboration avec les principaux partenaires au cours des engagements M&T
  • Présenter une opinion objective et indépendante sur l'adéquation des processus et contrôles de conformité RCM en conformité avec les exigences réglementaires et internes
  • Identifier proactivement les questions qui nécessitent une attention supplémentaire, une escalade ou une revue, et communiquer avec les groupes appropriés pour résoudre
  • Offrir une revue et un défi objectifs aux entreprises sur les questions de conformité, avec un accent spécifique sur la validation que les mesures correctives pour remédier aux problèmes ont été exécutées de manière appropriée
  • Surveiller et contrôler le calendrier de validation des problèmes du département, en coordination avec les équipes de conformité internes et les zones de gouvernance et de contrôle des risques, pour atteindre les délais établis.
  • Aider à l'élaboration et à la mise en œuvre des politiques, processus et contrôles de conformité appropriés pour maintenir l'alignement avec le cadre de gestion de la conformité de l'entreprise (ERCMF), et les normes et procédures associées
  • Travailler avec les équipes de conformité et la direction des entreprises et les partenaires externes (par exemple, la vérification interne, les consultants externes) pour répondre aux demandes réglementaires, aux constats, aux audits et/ou aux examens
  • Élaborer des analyses et des perspectives pour le rapport des risques identifiés ou émergents à la direction supérieure de la conformité, de l'entreprise, des conseils d'administration appropriés et des régulateurs, selon les besoins
  • Aider à l'élaboration et/ou à la présentation de formations RCM ciblées au sein de l'équipe et/ou auprès des propriétaires des risques

Compétences et expériences requises

  • Titre universitaire ou expérience équivalente (5+ ans)
  • Expérience dans la vérification interne, la conformité ou l'AML
  • Expérience dans la conduite de Monitoring et/ou Testing est souhaitable
  • Connaissance des produits, des politiques et des processus bancaires canadiens est souhaitable