Current jobs related to Senior Administrator, Regulatory Compliance Specialist - Toronto, Ontario - Scotiabank
-
Senior Regulatory Compliance Specialist
7 days ago
Toronto, Ontario, Canada GTT, LLC Full timeJob Title: Senior Regulatory Compliance SpecialistAre you an experienced professional in financial services regulatory compliance seeking a dynamic role in a high-growth fintech and banking organization? We're looking for a dedicated Senior Regulatory Compliance Specialist to join our team in Toronto, Canada. This is a full-time, permanent position with a...
-
Senior Regulatory Compliance Specialist
2 days ago
Toronto, Ontario, Canada BMO Full timeAt BMO, we are seeking a Senior Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our business activities comply with regulatory requirements.About the RoleThis is an exciting opportunity for an experienced compliance professional to take on a leadership role and...
-
Senior Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Peoples Trust Full timeAbout the RoleWe are seeking a seasoned regulatory compliance expert to join our team as a Senior Regulatory Compliance Specialist. In this role, you will be responsible for advising and managing regulatory compliance for new lines of business, leveraging control systems to verify business adherence to applicable laws, regulations, and network...
-
Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada Interac Corp. Full timeRegulatory Compliance SpecialistAt Interac Corp., we're shaping the future of the digital economy in Canada. As a Regulatory Compliance Specialist, you'll play a key role in ensuring our operations align with regulatory requirements.Key Responsibilities:Monitor and assess compliance with organizational regulationsDevelop and implement rules and directives to...
-
Trade Compliance Specialist
1 day ago
Toronto, Ontario, Canada Trade Compliance Recruiting Solutions Full timeHiring a Trade Compliance Specialist to join our team at Trade Compliance Recruiting Solutions in the University of Toronto, Mississauga campus area.Job Description:We are seeking an experienced Trade Compliance Specialist to work 100% on site with flexible working hours. As the subject matter expert in Trade Compliance for our global company, you will be...
-
Regulatory Compliance Specialist
2 months ago
Toronto, Ontario, Canada CB Canada Full timeJob Description**Compliance Analyst/Officer Role at CB Canada**We are seeking a highly skilled Compliance Analyst/Officer to join our team at CB Canada. As a key member of our Canadian Banking Compliance (CBC) team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk management...
-
Regulatory Compliance Specialist
1 month ago
Toronto, Ontario, Canada CB Canada Full timeJob Description**Compliance Analyst/Officer Role at CB Canada**We are seeking a highly skilled Compliance Analyst/Officer to join our team at CB Canada. As a key member of our Canadian Banking Compliance (CBC) team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk management...
-
Senior Business Conduct Compliance Specialist
1 month ago
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title:Senior Business Conduct Compliance ExaminerDepartment:Business Conduct ComplianceLocation:TorontoJob Type:Fixed term, Full-time - 12 months (Hybrid)About the Role:As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility to maintain a fair and transparent market seriously. We are seeking a highly...
-
Senior Business Conduct Compliance Specialist
1 month ago
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title:Senior Business Conduct Compliance ExaminerDepartment:Business Conduct ComplianceLocation:TorontoJob Type:Fixed term, Full-time - 12 months (Hybrid)About the Role:As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility to maintain a fair and transparent market seriously. We are seeking a highly...
-
Regulatory Compliance Specialist
3 weeks ago
Toronto, Ontario, Canada beBee Professionals Full timeJob Title: Regulatory Compliance SpecialistLocation: Not specifiedCompany: beBee ProfessionalsJob Description:We are looking for a highly skilled Regulatory Compliance Specialist to join our team at beBee Professionals. The ideal candidate will have a strong background in law and a minimum of two years of experience in a regulatory role. Key responsibilities...
-
Toronto, Ontario, Canada Fidelity Investments Full timeAbout the RoleFidelity Investments Canada ULC is seeking a highly skilled Senior Operations and Regulatory Compliance Specialist to join our Compliance Department. As a key member of our team, you will be responsible for ensuring the accuracy and effectiveness of our compliance policies and procedures.Key ResponsibilitiesDevelop and maintain compliance...
-
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title:Senior Financial and Operations Compliance ExaminerDepartment:Financial and Operations ComplianceLocation:TorontoStatus:Permanent Full-time (Hybrid)The Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of submitted information. This involves reviewing and evaluating data to ensure compliance with...
-
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title:Senior Financial and Operations Compliance ExaminerDepartment:Financial and Operations ComplianceLocation:TorontoStatus:Permanent Full-time (Hybrid)The Senior Examiner is accountable for analyzing and independently verifying the accuracy and completeness of submitted information. This involves reviewing and evaluating data to ensure compliance with...
-
Senior Business Conduct Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Business Conduct Compliance ExaminerAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Business Conduct Compliance Examiner to join our team.Key Responsibilities:Conduct thorough examinations of business conduct practices to ensure compliance with regulatory requirements.Develop and...
-
Senior Business Conduct Compliance Specialist
4 weeks ago
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Business Conduct Compliance ExaminerAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Business Conduct Compliance Examiner to join our team.Key Responsibilities:Conduct thorough examinations of business conduct practices to ensure compliance with regulatory requirements.Develop and...
-
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Financial and Operations Compliance ExaminerAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Financial and Operations Compliance Examiner to join our team.Key Responsibilities:Analyze and verify the accuracy and completeness of submitted informationConduct independent reviews to ensure...
-
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Financial and Operations Compliance ExaminerAt the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Financial and Operations Compliance Examiner to join our team.Key Responsibilities:Analyze and verify the accuracy and completeness of submitted informationConduct independent reviews to ensure...
-
Toronto, Ontario, Canada Investment Industry Regulatory Organization of Canada Full timeJob Title: Senior Financial and Operations Compliance ExaminerAs a key member of the Investment Industry Regulatory Organization of Canada, we are seeking a highly skilled Senior Financial and Operations Compliance Examiner to join our team.Key Responsibilities:Analyze and verify the accuracy and completeness of submitted informationIndependently review and...
-
Regulatory Expert
2 weeks ago
Toronto, Ontario, Canada Financial Services Regulatory Authority of Ontario Full timeSenior Technical Lead Role Overview:Financial Services Regulatory Authority of Ontario (FSRA) is seeking a highly skilled Senior Technical Lead to join its team. This is a fantastic opportunity for a dedicated and experienced professional to leverage their expertise in regulatory compliance and risk analysis.Key Responsibilities:Regulatory Expertise: Provide...
-
Regulatory Compliance Specialist
2 days ago
Toronto, Ontario, Canada Randstad Canada Full timeAre you looking to gain experience within a top-tier financial institution? If so, this is an excellent opportunity for you. Our client, a leading bank, is seeking a Regulatory Compliance Specialist to join their team.This 6-month contract in Toronto offers the chance to work with a highly respected organization and gain valuable experience. The position...
Senior Administrator, Regulatory Compliance Specialist
2 months ago
We are seeking a highly skilled Senior Administrator to join our Regulatory Initiatives team. As a key member of our team, you will provide critical support to our Senior Manager, Regulatory Initiatives & Reporting, and contribute to the success of our business.
Key Responsibilities- Provide administrative support to the Senior Manager, Regulatory Initiatives & Reporting, including managing compliance and regulatory activities.
- Work closely with the Compliance department to ensure adherence to regulatory and internal Bank requirements.
- Support the audit function by providing information and research to ensure favorable audit results.
- Develop and maintain policies and procedures to ensure compliance with regulatory requirements.
- Collaborate with the Senior Manager to communicate and implement changes in policies and practices that impact our clients and Relationship Managers.
- University degree or college diploma in Business, Economics, Accounting, or Finance.
- Previous experience in Tier 1 compliance and regulation.
- Strong knowledge of Canadian Wealth Management objectives, strategies, and structures.
- Excellent communication and interpersonal skills.
Scotiabank is a leading bank in the Americas, guided by our purpose: "for every future." We help our customers, their families, and their communities achieve success through a broad range of advice, products, and services.