AML Financial Crime Risk Investigator II

2 weeks ago

London, Ontario, Canada TD Bank Full time
AML Financial Crime Risk Investigator II (Production Orders, BCPIF, Grid Alerts)

Location: Toronto, Ontario, Canada

Schedule: 37.5 hours per week

Sector: Anti-Money Laundering

Job Description:

High Risk Investigation (HRI) conducts investigations of complex and sensitive cases to determine potential suspicious activities. The specialized unit within HRI consists of subject matter experts and investigators responsible for investigating Production Orders, Grid Alerts, referrals from Bank Crime Prevention and Investigation Framework (BCPIF), and other financial crime referrals including money laundering, terrorist financing, sanctions, fraud, anti-bribery, and anti-corruption.

The AML Financial Crime Risk Investigator II reports to the Group Manager AML Financial Crime Investigations.

The AML Financial Crime Risk Investigator II is primarily accountable for:

- Conducting AML investigations of moderate complexity specifically relating to Production Orders, BCPIF, Grid Alerts, and other referrals while applying reasonable grounds to suspect money laundering, terrorist financing, and other financial crimes.

- Recommending demarket and/or freezing accounts by the appropriate investigative unit.

- Providing quality control/review and mentorship of a team.

- Mitigating risk through recommendations to demarket/exit relationships and timely regulatory reporting of potential money laundering and terrorist financing activities.

CUSTOMER:

- Conduct investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations.

- Assist with reviewing and investigating Production Orders and Grid Alerts issued by law enforcement agencies.

- Ensure regulatory reporting is conducted in a timely manner while adhering to regulatory requirements and internal controls.

- Conduct data analysis and investigations professionally and timely.

- Prepare and deliver AML, Sanctions/ABAC & Financial Crime training to Bank Employees or other agencies.

SHAREHOLDER:

- Develop and maintain effective relationships with key stakeholders including Corporate Security, Legal, and Human Resources.

- Participate in forums and working groups representing HRI.

- Lead work streams by acting as a project lead for medium scale projects in accordance with project management methodologies.

- Conduct reporting and meaningful analysis at the functional or enterprise level.

- Monitor service and productivity levels within own function and implement continuous improvements.

EMPLOYEE / TEAM:

- Participate fully as a team member, supporting a positive work environment.

- Keep current on emerging trends and grow knowledge of the business.

- Contribute to team development by assisting others in the completion of work activities.

BREADTH & DEPTH:

- Investigates criminal investigations ranging from simple to complex in nature.

- Strong knowledge of criminal investigative techniques and related laws.

- Work performed under minimal management guidance and supervision.

EXPERIENCE AND / OR EDUCATION:

- Undergraduate degree or relevant professional certifications required.

- 3+ years relevant experience.

- Strong knowledge of Canadian AML legislation and requirements.

- Knowledge of Production Orders, Grid Alerts, and referrals from BCPIF.

- Excellent oral and written communication skills.

- Proficiency in using computer applications including MS Office.

About Us:

TD is a global leader in the financial services sector, committed to enriching the lives of our customers, communities, and colleagues.

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