AML Financial Crime Risk Investigator II

Job Title: AML Financial Crime Risk Investigator II, HRI Triage (2784)

Location: Toronto, Ontario, Canada

Type: Hybrid

Hours: 37.5

Line of Business: Financial Crime Risk Management

Pay Details: $65,600 - $98,400 CAD

Job Description:

Conduct investigations of moderate complexity for both internal and external cases. Recommend for demarket and/or freezing accounts by the appropriate investigative unit. Conduct adjudications of moderate complexity.

May provide QA/review and mentorship of a team.

Applies reasonable grounds to suspect money laundering and terrorist financing.

CUSTOMER

- Conduct investigative analysis by collecting, assessing, and collating case file information for AML, Sanctions/ABAC & Financial Crime investigations.
- Conduct data analysis, manipulation and interpretation looking for patterns and anomalies.
- Initiate investigations and/or respond to emerging AML and Sanctions/ABAC risks.
- Assist with reviewing and investigating court orders (subpoenas) related to criminal actions.
- Assist and coordinate investigations with various law enforcement agencies as delegated.
- Prepare and deliver AML, Sanctions/ABAC & Financial Crime and/or fraud detection/loss prevention training or updates to Bank Employees or other agencies as assigned.

SHAREHOLDER

- Lead work streams by acting as a project lead for medium scale projects/initiatives in accordance with project management methodologies.
- Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where appropriate.
- Conduct reporting and/or meaningful analysis at the functional or enterprise level using results to draw conclusions, make recommendations, assess the effectiveness of programs/policies/practices.
- Be knowledgeable of practices and procedures within own area of responsibility and keep abreast of emerging trends for own functional area.
- Protect the interests of the organization – identify and manage risks, and escalate non-standard, high-risk transactions/activities as necessary.
- Maintain appropriate project records, databases, and information; report to management and others on project status and updates.
- Monitor service, productivity and assess efficiency levels within own function and implement continuous process/performance improvements where opportunities exist.
- Acquire and apply expertise in the discipline, provide guidance, assistance, and direction to Analysts, Investigators and others.
- Identify, recommend, and effectively execute standard practices applicable to the discipline.
- Adhere to internal policies/procedures and applicable regulatory guidelines.
- Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.
- Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.

EMPLOYEE / TEAM

- Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/points of interest.
- Support the team by continuously enhancing knowledge/expertise in own area and participate in knowledge transfer within the team and business unit.
- Keep current on emerging trends/developments and grow knowledge of the business, related tools and techniques.
- Participate in personal performance management and development activities, including cross training within own team.
- Keep others informed and up to date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities.
- Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate.
- Contribute to a fair, positive and equitable environment that supports a diverse workforce.
- Act as a brand champion for your business area/function and the bank, both internally and/or externally.

BREADTH & DEPTH:

- Experienced working professional role providing services, advisory or processes/program support.
- Requires experienced, conceptual, and practical knowledge within respective area and knowledge of broader related areas.
- Accountable for own work and sometimes others; acts as an escalation point or knowledge resource for others in their own area.
- Leads projects or work streams within broader projects with moderate risk and may be accountable for ongoing activities, processes, and functional programs.
- Works within broad guidelines/policies and independently performs tasks from end to end.
- Work performed under minimal management guidance and supervision.
- Generally, reports to a Manager.

EXPERIENCE AND / OR EDUCATION:

- Undergraduate degree or relevant professional certifications, designations, or equivalent required.
- 3+ years relevant experience.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

Our Total Rewards Package:
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development:
If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

Training & Onboarding:
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process:
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation:
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

Language Requirement (Quebec only): Sans Objet

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