Compliance Analyst, Business

3 weeks ago

Vancouver, Canada CWB Financial Group Full time

At

CWB

, we strive to build value for the people who choose us every day: our people, our clients and our investors. We do this by holding true to the values that guide us. We put people first and build relationships with intention. We seek out and embrace new ideas, knowing that better is always possible. We believe that how we do things is as important as what we do. And we harness the power of inclusion. Our culture is who we are and how we show up - as individuals and as a team - to accomplish our strategy.
- Roles Specifications

Everyday flexibility. On-site requirements. Collaborative connections.

Location: Vancouver, BC

Target Hire Range: $55,600 - $69,500
- Note: The external title has been changed to align with industry standards. The internal job title will be: “Analyst, Business Integrity"_
- CWB Trust Services

Trust your finance career to CWB
- The overwhelming majority of our employees say CWB is a Great Place to Work®_
- We’re different from other employers in
_ the way_ we engage our employees - caring, responsive, and armed with an obsession for growing talent. Our reputation is powered by a people first culture that ensures our employees be and feel heard, promotes inclusivity and diverse viewpoints, and inspires collaboration and innovation.
_Our employees love CWB. You’ll_
- love it here too._
- CWB Inclusion has power

Inclusion has power.

Labels don’t matter here. But your perspective does. Bring you. All of you. Soccer coach. Crafter. Pride ally. Book worm. Music aficionado. Home cook. Disabled person. Adult learner. Pet parent. New Canadian.
- _inclusion has power_, and we’re always looking for unique perspectives to add to our teams. We have a culture that thrives on idea-sharing, collaboration, respect, caring and camaraderie. If you have a voice to add to the conversation, we’d love you to apply. All applicants are considered as part of an equitable and fair selection process.
- The opportunity- Acts within CWBTS, reporting to the AVP, Trust Finance Operations & Compliance to enable oversight of regulatory compliance.-
- Responsible for day-to-day support of Canadian Western Trust (CWT), a federally regulated entity, through activities to ensure robust compliance, and risk practices and collaborating with shared services compliance and regulatory partners within CWB Financial Group (CWBFG) in support of ,.-
- Subject Matter Expert and advisor for CWBTS compliance and is involved in monitoring the risk environment.- The Analyst, Business Integrity. contributes to organizational risk mitigation, operational effectiveness while incorporating a client and team focus to align organizational goals and strategic objectives.
- Areas of focus
- Risk & Compliance Oversight- Provide day-to-day first line support to CWBTS and act as the primary contact point in the business for Regulatory Compliance and questions for CWBTS Departments and escalate material items to AVP, Trust Finance Operations & Compliance-
- Assist AVP, Trust Finance Operations & Compliance to implement policies, procedures and controls that support robust financial and risk reporting and metrics. This includes managing and executing effective compliance monitoring, processes, and reporting procedures for CWBTS as an entity overall, as supported by appropriate Risk Control Assessments (RCAs), regular risk metric-based analysis (KRI) of compliance risk/performance and updating of other manuals as required/as assigned.-
- Collect data and compile clear, accurate and timely reports for the AVP Compliance, CWT senior management, and CWBFG senior management as required including reporting on the regulatory compliance of CWBTS, adherence to CWT policies and procedures, and CWB policies and procedures where applicable (i.e., Business Continuity Plan)-
- Collaborate with Ops Support to document, formalize, standardize, reconcile, comply with tax reporting and QI processes. This includes advising on proper client identification and documentation requirements for QI purposes including the development and maintenance of a QI Compliance Regime and applicable tax withholding in accordance with the IRS Qualified Intermediary Agreement.-
- Obtain, analyze and report on data related to compliance programs within CWBTS which includes but not limited to; monitoring of new and existing customer accounts, maintenance of AML procedures, AML/ATF oversight activity, AML Inherent Risk Assessments, Customer and Product Risk Assessments, Transaction Monitoring tasks, and AML/ATF Wires in and out, investigation of suspicious transactions, preparing Unusual Activity Reports (UARs) and enhanced due diligence and monitoring activities for higher risk customers, as well as effective and timely completion of risk/control assessments.- Compliance, Support and Advice- Primary point of contact and knowledge expert for CWBTS including advising on risk mitigations activities on client activities such as windups and account transfers.-
- Ensu

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