Analyst, Marketing Compliance

3 weeks ago


Vancouver, Canada Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Analyst, Marketing Compliance

**GG09**

**What is the opportunity?**

**Please Note: This is a 9 month opportunity.**

**What will you do?**
- Review marketing materials, sales communications, social media and other content;
- Monitor compliance to Canadian securities laws and regulations, as well as RBC or RBC GAM policies and procedures, and report on results.
- Support the implementation of regulatory changes into business practices, and document required policies or processes.
- Support certain client engagement and onboarding efforts
- Train, educate and inform staff regarding marketing compliance requirements.
- Manage the PH&N Institutional Marketing Compliance Log and prepare reports.
- Liaise with and manage stakeholders from RBC GAM and other business partners globally, including partnering and consulting with RBC Law Group and RBC Compliance.
- Assist with compliance projects, regulatory and internal audits, and reviews related to the Marketing Compliance function and within the broader Canadian institutional client business.

**What do you need to succeed?**

**Must Have**
- Sound judgement in decisions that demonstrates a keen attention to detail while also seeing “the big picture” and an ability to simplify the complex;
- Strong organizational skills, with an ability to manage multiple, cross-functional stakeholders and competing deadlines;
- An understanding of capital markets and investment concepts, possibly supported by relevant industry credentials (e.g., Canadian Securities Course, IFIC Investment Funds Course);
- Proficient in MS Office (Excel, Word, PowerPoint) and Adobe Acrobat.

**Nice to Have**
- French language skills.
- Ability to work independently, as well as within a team setting

**What’s in it for you**?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- Management that supports your work and progression
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Opportunities to take on progressively greater accountabilities

**Job Summary**

**Address**:
VANCOUVER, British Columbia, Canada

**City**:
CAN-BC-VANCOUVER

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Wealth Management

**Job Type**:
Contract (Fixed Term)

**Pay Type**:
Salaried

**Posted Date**:
2023-01-24-08:00

**Application Deadline**:
2023-02-07-08:00

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

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