Bilingual Trade Supervision Manager

1 month ago

Halifax, Canada Sun Life Full time

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.

The Business Governance & Controls (BG&C) team is responsible for first line oversight within the Canadian Retail Advice and Solutions (RAS) business and works closely with advisors and field leaders to help advisors build and maintain compliant business practices, meet evolving regulatory expectations, all while putting the Client’s interests and experience first.

Reporting to a Manager, Trade Supervision Oversight, this Trade Supervision Manager (“TSM”) is part of a team which provides first-line oversight of trading and other activities of advisors and field leaders to ensure we are meeting regulatory obligations and Sun Life policies.

**What will you do?**
- Conduct Tier 1 supervision activities, including daily and monthly trade reviews, close supervision and new registrant supervision.
- Effectively managing queries and other tasks to support trade supervision within the broader team.
- Escalate unresolved issues and areas of concern to the Manager, Trade Supervision Oversight.
- Through daily trade review activities identify and help resolve issues impacting risk, regulatory requirements, and our policies and procedures.
- Proactively collaborate with the Compliance Best Practices team to identify issues and provide training and coaching to field leaders and advisors to improve compliance outcomes.
- Proactively identify and share opportunities for improvement in policies, processes, tools, and reporting across the compliance ecosystem
- Collaborate with Trade Supervision team members and with other BG&C colleagues to achieve BG&C objectives.
- Stay current with industry and regulatory knowledge and expectations through continued education.
- Complete other duties as assigned.

**What do you need to succeed?**
- Strong knowledge of and experience with mutual fund industry compliance standards and practices
- Excellent organization and time management skills
- High degree of integrity and ethics; good judgement
- Interpersonal and communication skills
- Bilingualism (French, English, both oral and written) is required for the frequent interactions with English and French-speaking colleagues or internal partners across Canada and worldwide.
- Investment Dealer Branch Manager Proficiency is an asset

Mutual Fund Dealer Branch Manager proficiency which includes 2 years experience in a registered capacity and completion of any one of the following:

- Branch Manager’s Course Exam (CSI)
- Mutual Fund Branch Manager’s Examination Course Exam (IFSE)
- Branch Compliance Officers Course Exam (CSI)

Along with one of the three courses required to be a Dealing Representative of a Mutual Fund Dealer:

- Canadian Investment Funds Course Exam
- The Canadian Securities Course Exam
- The Investment Funds in Canada Exam

**What's in it for you?**
- Being a member of the Sun Life family, a group of people united by our Purpose: to help Clients and Employees achieve lifetime financial security and live healthier lives.
- Flexible Benefits from the day you join to meet the needs of you and your family.
- We are proud to be on the 2024 Best Workplaces in Canada list by Great Place to Work.
- We’re also listed as one of the Best Workplaces for Women and Best Workplaces with Most Trusted Executive Teams.
- Join one of our many Inclusion Networks. These voluntary, employee-led groups are dedicated to creating connection, fostering inclusivity, and building community.
- Charitable giving through our You Give, We Give program lets you give back to your community - and in many cases, we’ll match your contributions.

At Sun Life we strive to create a flexible work environment where our employees are empowered to do their best work. Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.

We thank all applicants for showing an interest in this position. Only those selected for an interview will be contacted.

**Salary Range**:
56,000/56 000 - 93,000/93 000

**Job Category**:
Business Analysis - Process

**Posting End Date**:
11/12/2024

  • Assistant Manager

    4 months ago

    Halifax, Canada Alliance Trade & Commerce Full time

    Education: - Expérience: **Education**: - Bachelor's degree - Marketing/marketing management, general **Tasks**: - Plan and organize daily operations - Study market research and trends to determine consumer demand, potential sales volumes and effect of competitors' operations on sales - Determine merchandise and services to be sold - Locate, select and...

  • Trade Development Manager

    2 weeks ago

    Halifax, Canada Monster Energy Full time

    The main function of the Trade Development Manager (TDM) position is to open and maintain accounts for designated Company products utilizing a Company-owned van and distributor target lists of accounts. The Trade Development Manager reports to the appropriate territorial Region Manager (RM) and Field Development Manager. **Essential Job Functions**: -...

  • Trade Development Manager

    3 months ago

    Halifax, Canada Monster Energy Canada ULC Full time

    **Position Summary**: The main function of the Trade Development Manager (TDM) position is to open and maintain accounts for designated Company products utilizing a Company-owned van and distributor target lists of accounts. The Trade Development Manager reports to the appropriate territorial Region Manager (RM) and Field Development Manager. **Essential...

  • Trade Manager, Electrical

    3 days ago

    Halifax, Canada Irving Shipbuilding Full time

    **TRADE MANAGER, ELECTRICAL (CABLE PULL)** **Located at 3099 Barrington Street in Halifax, Nova Scotia, Canada, B3K 5M7, and 35 Micmac Boulevard, Dartmouth, Nova Scotia, Canada, B3A 4Y8, Irving Shipbuilding is proud to be Canada’s National Shipbuilder. Over the next 30 years, our shipbuilders will construct 20+ modern patrol ships and surface combatants...

  • Trade Manager, Hydrotesting

    1 day ago

    Halifax, Canada Irving Shipbuilding Full time

    **TRADE MANAGER, HYDROTESTING & FLUSHING** Irving Shipbuilding is proud to be Canada’s National Shipbuilder. Over the next 30 years, our shipbuilders will construct 20+ modern patrol ships and surface combatants for the Royal Canadian Navy as part of the largest defence procurement project in Canadian history. We have built more than 80% of Canada's...

  • Trades Recruiter

    1 hour ago

    Halifax, Canada Matrix Labour Leasing Ltd. Full time

    **Scope of Work**: - Post job ads - Attend job fairs - Building relationships with non-profit groups in the hHalifax area **Requirements**: - Experience in Recruiting trades **Qualifications**: - Own transportation - Good interpersonal skills - Good attention to detail **About Matrix Labour Leasing Ltd.**: Matrix Labour Leasing is a full-service...

  • General Manager and Account Manager

    6 days ago

    Halifax, Canada Trealmont Trade Lane Inc. Full time

    **Company description** Trealmont Trade Lane (TTL) co-ordinates the physical movement of goods in a timely and proficient manner between a Seller and a Buyer. What’s not so simple is the complexity of the real world. At TTL, we act on our client’s behalf to navigate problems that can arise at the interface between transportation modes; local barriers to...

  • Bilingual Retention Agent

    6 months ago

    Halifax, Canada Manulife Full time

    We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

  • Ssi Supervision Specialist

    7 months ago

    Halifax, Canada Scotiabank Full time

    Requisition ID: 187932 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the Centralized Compliance Department, Scotia Securities Inc. in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s...

  • Trades Recruiter

    3 days ago

    Halifax, Canada Matrix Labour Leasing Ltd. Full time

    **Key Responsibilities**: - Post job ads - Attend job fairs - Building relationships with non-profit groups in the Halifax area **Qualifications**: - Own transportation - Good interpersonal skills - Good attention to detail **Requirements**: - Experience in Recruiting trades **About Matrix Labour Leasing Ltd.**: Matrix Labour Leasing is a full-service...

  • Trade Recruiter

    4 days ago

    Halifax, Canada Matrix Labour Leasing Ltd. Full time

    **Key Responsibilities**: - Post job ads. - Attend job fairs. - Building relationships with non-profit groups in the Halifax area. **Requirements**: - Experience in recruiting trades. **Qualifications**: - Own transportation. - Good interpersonal skills. - Good attention to detail. **About Matrix Labour Leasing Ltd.**: Matrix Labour Leasing is a...

  • Bilingual Project Coordinator

    3 hours ago

    Halifax, Canada MOBIA Technology Innovations Full time

    Remote MOBIA Technology Innovations is a Systems Integration company with multiple business unit areas: Broadband and Wireless Services, Managed Services, Infrastructure Solutions, Cybersecurity and Data and Application Services. Working with Service Providers, Government, Healthcare, and Enterprises across Canada, MOBIA has developed strategic business...

  • Ssi Supervision Specialist

    6 days ago

    Halifax, Canada Scotiabank Full time

    Requisition ID: 164257 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Global Wealth Management - SSI Supervision** This position is hybrid and based in Halifax, NS and will require working from the office 2-3 days a week. **Purpose** Contributes to the overall success of the Centralized...

  • Cleaning Manager

    3 months ago

    Halifax, Canada Steamates cleaning Full time

    About Us: Steamates is a leading cleaning services company committed to excellence and customer satisfaction. We are seeking a bilingual (English/Spanish) Assistant Manager to join our dynamic and passionate team. Job Summary: **Responsibilities**: - ⁠ ⁠Assist the Operations Manager in overseeing daily operations - ⁠ ⁠Supervise and train cleaning...

  • Dean, School of Trades and Transportation

    7 months ago

    Halifax, Canada Nova Scotia Community College Full time

    **Description**: **Dean, School of Trades and Transportation** We are looking for a Dean, School of Trades & Transportation. Based in Halifax, you will build provincial partnerships with sector-based employers to ensure our programming meets industry needs and provides students with the most innovative, challenging, and applied education you can get in Nova...

  • Assistant Manager

    3 months ago

    Halifax, Canada Steamates cleaning Full time

    About Us: Steamates is a leading cleaning services company committed to excellence and customer satisfaction. We are seeking a bilingual (English/Spanish) Assistant Manager to join our dynamic and passionate team. Job Summary: **Responsibilities**: - ⁠ ⁠Assist the Operations Manager in overseeing daily operations - ⁠ ⁠Supervise and train cleaning...

  • Trade Settlement Specialist

    3 days ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    As a Trade Settlement Specialist in the Financial Markets division, you will be responsible for ensuring timely and accurate settlement of securities transactions. Your role will involve processing trades, handling trade exceptions, and collaborating with internal teams and clients to resolve any discrepancies.The ideal candidate will possess excellent...

  • Analyst, Trade Processing Operations

    4 days ago

    Halifax, Canada Citco Group Ltd. Full time

    Halifax, Canada **About Citco** Citco is a global leader in fund services, corporate governance and related asset services with staff across 80 offices worldwide. With more than $1 trillion in assets under administration, we deliver end-to-end solutions and exceptional service to meet our clients' needs. About the Team & Business Line: Fund Administration...

  • Assistant Manager

    3 months ago

    Halifax, Canada Steamates cleaning Full time

    About Us: Steamates is a leading cleaning services company committed to excellence and customer satisfaction. We are seeking a bilingual (English/Spanish) Assistant Manager to join our dynamic and passionate team. Job Summary: **Responsibilities**: - ⁠ ⁠Assist the Operations Manager in overseeing daily operations - ⁠ ⁠Supervise and train cleaning...

  • Senior Construction Manager

    4 weeks ago

    Halifax, Canada Design Build Solutions Full time

    About the RoleWe are seeking a highly skilled Senior Construction Manager to oversee safety, quality, scheduling, trade coordination, and problem-solving on our construction projects.The ideal candidate has extensive experience in multi-unit, full-cycle construction projects and thrives in a dynamic, fast-paced environment.As a Senior Construction Manager,...