Compliance Analyst
6 months ago
Compliance/Legal/Insurance/Individual Savings and Retirement sector/Permanent/Telework/_ Quebec/Montreal/Toronto
If you are interested in the insurance and financial products and services distribution sector, this is an opportunity you shouldn't miss The Compliance department that oversees the distribution networks of iA's individual financial products and services is looking for its next analyst to join its team of friendly and experienced professionals.
Here is what your daily routine could look like:
- Monitor the decisions made by Canadian regulators and other authorities against intermediaries under contracts with iA.
- Actively participate in implementing compliance measures for distribution networks under the responsibility of the Compliance department.
- Conduct legislative and regulatory research on various topics related to financial products and services distribution (e.g., premium discounts, sales outside the certification jurisdiction, representations, etc.).
- Assist various resources in the Compliance department in responding to distribution-related questions or participating in the preparation of training, presentations, announcements, memos, or others.
- Accompany and support advisors and analysts in the effective management of various processes under their responsibility (e.g., investigation of advisors' sales practices and processing of complaints).
- Support the Compliance department technician in their tasks, including processing requests for information from Canadian regulators.
**If you have the following qualifications, you could be the person we are looking for**:
- Bachelor's degree in Law or another relevant field.
- Good writing skills.
- Strong interpersonal and communication skills.
- Demonstrated diligence and intellectual curiosity, as well as discretion.
- Knowledge of the insurance and financial products and services distribution domain (an asset).
- Excellent French and English language skills (oral and written), as frequent interactions with internal English and French-speaking colleagues or partners throughout Canada are necessary.
**Company Overview**:
**About**:
iA Financial Group is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 50,000 advisors who have chosen us for their insurance, savings, and wealth management.
With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.
At iA, we’re invested in you.
**Our commitment to Diversity and Inclusion**:
At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.
Please note that if you need help or assistance to make the recruitment process more accessible for you, please contact us here. Someone from our team will be happy to assist you.
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