Compliance Officer

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

Questrade Financial Group (QFG) of Companies is committed to helping Canadians become much more financially successful and secure. We are everything a traditional financial institution is not. Our vision is to revolutionize financial services for the benefit of Canadians by providing the most innovative and cost efficient financial services online. That’s...

We are happy to say that we are looking for an experienced **Compliance Office to join our team at Campus Support - Toronto GTA, Ontario** **Reporting to**: Regional Compliance/Finance Manager **Hours**: 40 hours a week, 9am-5pm EST **Address**:Toronto GTA Campuses **Preference**:Experience with Post Secondary Private or Public Education Institution...

We are seeking a detail-oriented and organized Compliance Officer to join our team at Fermar. As a Compliance Officer, you will be responsible for ensuring that our Quality Management System (QMS) is developed, implemented, and maintained in compliance with industry standards and regulations.Your primary responsibilities will include providing administrative...

**Position Title: Compliance Officer** **Department: Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the regulatory functions of the...

**Position Title: Compliance Officer (MFD)** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is carrying on the...

**Job Summary** Trebas Institute, established in 1979, is a private vocational school with campuses in Montreal and Toronto and offering a broad range of programs in audio, film and television, business and technology as well as music, event and entertainment management. Our mission is to provide high-quality and accessible education and support services to...

**About us** PayAlly provides exceptional financial services for businesses with global ambitions. We offer a fully integrated suite of financial services solutions tailor-made for our clients. Since our inception in 2017, we have moved billions of dollars and have simplified complex finance processes. Job Title: Compliance Officer Key...

Requisition ID: 178998 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Scotia Securities Inc. (SSI) / Global Compliance GWM in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s...

**Company Overview**: iFinance Canada is a well-established national consumer financing company that offers various financing to Canadians since 1996. We are part of Iceberg Finance Group, a sister company based in Quebec that also does business across Canada. We are a dynamic, rapidly growing organization currently recruiting for a meticulous and...

Job Title: Officer, Compliance - Institutional Location: Toronto, ON or Calgary, AB Contract - 18 Months The Client: Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance...

Job Title: Officer, Compliance - Institutional Location: Toronto, ON or Calgary, AB Contract - 18 Months The Client: Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance...

Job Title: Officer, Compliance - InstitutionalLocation:Toronto, ON or Calgary, ABContract - 18 MonthsThe Client:Our client is a well-established, investment firm in Canada. The firm is dedicated to delivering long-term financial success for its clients and is known for its collaborative, high-performance culture. They are seeking a Compliance Officer to join...

**Position Title: Compliance Officer** **Department: Business Conduct Compliance** **Region: Toronto** **Status: Permanent Full-time (Hybrid)** **Day in the life of**: CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. CIRO is...

Compliance Officer Job OpportunityTekStaff IT Solutions is seeking a Compliance Officer to join our team. The successful candidate will have 8+ years of relevant working experience, with 3+ years in the Audit function and 3+ years of work experience in Credit and Fraud Risk management.About the Role:The Compliance Officer will be responsible for ensuring...

Job Summary:The primary responsibility of this role is to execute core compliance processes, monitoring and reporting activities.Main Responsibilities:Develop policies, procedures, and perform annual reviews of existing policies and procedures.Prepare process work flows and job aids.Assist in core compliance activities.Execute compliance monitoring...

Job Description:Overview: We are seeking a Compliance Due Diligence Analyst to conduct thorough due diligence on existing clients to ensure adherence to regulatory requirements. The ideal candidate will have experience in performing compliance reviews and possess strong attention to detail and communication skills.Daily Responsibilities:A typical day will...

Nexus Systems Group Inc. is seeking a Compliance Officer to join our team.About the RoleIn this role, you will be responsible for identifying and assessing materiality of control weaknesses, ensuring that facts are gathered and the root cause of problems is determined. Your primary focus will be on preparing and reviewing audit findings, as well as drafting...

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...

We are seeking an experienced Compliance Officer - Records to join our team at Netintegrity Inc. As a Compliance Officer, you will play a vital role in ensuring the organization's compliance with laws, regulations, and industry standards related to records management.Key responsibilities include identifying and mitigating risks associated with...