Consultant, Compliance
2 weeks ago
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.
At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
To learn more about CIBC, please visit
**Job Description**:
Compliance & Global Regulatory Affairs (Compliance & GRA) assists our Bank in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy, and effectively managing regulatory risk.
The Compliance and EAML Examination Program (CEEP) team, is a group within the Compliance Department, and consists of several multi-skilled examination teams, including the Regulatory Compliance Examination team, which is responsible to execute regulatory compliance examinations for Oversight Functions and Compliance units globally across the Bank, amongst other LoBs, with the objective to independently assess the design and operating effectiveness of the unit’s processes and controls to satisfy compliance with OSFI E-13, and adherence to regulatory requirements as defined by the CIBC Regulatory Compliance Management Policy.
Reporting to the Director, Compliance and EAML Examinations Program, the Compliance Officer is responsible to manage and execute regulatory examinations and ensure adequate planning, fieldwork and reporting of results as per CEEP standards and procedures, and assist team members as required with the execution of their examinations. The Compliance Officer will have a strong understanding of applicable regulatory requirements such as OSFI E-13, FCAC and Bank Act requirements, as well as knowledge of CIBC lines of business, Governance Groups, Oversight Functions and Compliance.
In addition to working on the Canadian Retail Banking portfolio, Compliance Officers will be required to support other examination portfolios within the broader CEEP team, as the needs arise.
How You’ll Succeed
- Strong communication and interpersonal skills: Exhibit strong verbal and written communication skills. Have the ability to communicate effectively with different lines of business to obtain clarification of processes and controls, to explain requirements and regulations and to provide the results of the examination, including issuance of deficiencies and observations.
- Lead examinations: You will lead high quality, thorough and timely execution regulatory compliance examinations. You will have a strong understanding of the various regulators and regulatory requirements. You will use your well-developed examinations skills to evaluate the adherence to requirements as defined within the regulations, policies, standards and procedures, as well as identify and recommend areas for improvement.
- Relationship building: You will establish and maintain positive working relationships with CIBC LOBs, Governance Groups, Oversight Functions and Compliance partners and help develop and implement an appropriate regulatory compliance culture, compliance risk and control processes that are effective, cost-efficient that help achieve business objectives.
- Strong teamwork - Share your knowledge and assist team members with their examinations, and help to implement changes as required to strengthen the Compliance Testing Program. Provide a safe environment in which different opinions are welcomed.
Who You Are
- You can demonstrate working experience leading examinations/audits or compliance reviews. Strong understanding of the Regulatory Compliance Management policy.
- You have a University Degree/College Diploma or equivalent work experience with a minimum of 3 years’ experience within the compliance/audit industry. It is an asset if you have a CPA, CIA, or other relevant designation or certification.
- You look beyond the moment. You make decisions and take actions that will make a difference today and tomorrow for the programs and the Team. You proactively seek new opportunities to define what's possible.
- You understand that success is in the details. You notice things that others don't. Your critical thinking skills help to inform your decision making.
- Values matter to you. You bring your real self to work and you live our values - trust, teamwork and accountability.
What CIBC Offers
At CIBC, our people are our greatest asset. You’ll become part of a diverse community that acknowledges everyone’s unique talents, and empowers teams to do what’s right for the client, and to do it well. As part of our team, you will:
- Thrive: Benefit from an open and approachable culture that provides the flexibility and support you need to integrate your life at work and at home
- Connect: Work in a place where the right technology and infrastructure fosters innovation, collaboration and creativity
- Develop: Grow your skills and career through our best-in-
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