Regulatory Compliance Management

3 weeks ago

Toronto, Canada Raise Full time

Our Banking client in** Toronto, Ontario** is looking to hire a **Regulatory Compliance Management (RCM) Consultant - Advanced** for **an 8-months contract role.**

**What you will be doing**
- As the Senior Manager, Privacy Oversight (Monitoring & Testing) you will support RBC’s Privacy Office in fulfilling its responsibilities under the Regulatory Compliance Management (RCM) Framework, by monitoring & testing of first line of defence (1LOD) controls designed to manage privacy risk, across our Canadian and Caribbean operations. In this role, you will:

- Lead the completion of a risk-based annual monitoring & testing plan, to deliver timely and accurate testing reviews that opine on the adequacy of 1LOD systems, controls, and processes to manage privacy risk in Canada and the Caribbean.
- Provide an opinion on the effectiveness of the 1LOD Privacy controls in achieving compliance with applicable regulatory requirements.
- Assist in the execution of Quality Assurance reviews of 2LOD privacy controls, processes, and procedures.
- Drive the continual enhancement of the Privacy monitoring & testing program, including enhancing governance procedures, use of data analytics, and methodology improvements.
- Assist in strategic or ad hoc initiatives as required (including global initiatives).

**What you will need to succeed**

**Must Have Skills**:

- Expertise in privacy, RCM, or regulatory risk management practices.
- Experience in financial services organizations or regulatory bodies.
- Ability to work effectively with competing deadlines.
- Proven effective stakeholdering and communication skills.
- University degree in law, business, finance, or a related field.

**Nice to have skills**:

- Privacy Accreditation (IAPP).
- Experience executing control testing programs.

**Looking for Meaningful Work? We can help**

If you're a technical professional, you know that it can be difficult to find fulfilling work that advances your career. At the Ian Martin Group, we exist to connect professionals like you with meaningful work at industry-leading companies in your field. And we walk the walk, too: as a Certified B Corporation, we believe in using business as a force for good for people, our communities, and the environment.

**Ewemi

  • Manager, Regulatory Compliance

    4 weeks ago

    Toronto, Canada IVARI Full time

    **Welcome to**_ _**ivari** Let us introduce ourselves. With 300 employees across Canada, ivari is a company that’s making a difference in the world of life insurance. How? By finding and hiring employees who are passionate about helping people protect their families, and by giving them the best, most supportive workplace possible. At ivari, everyone is...

  • Regulatory Compliance Manager

    4 weeks ago

    Toronto, Canada Fidelity Investments Full time

    Description Regulatory Compliance Manager FCC This is a hybrid role with a mix of remote and in-office working Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly...

  • Compliance Officer

    2 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Compliance Officer (MFD)Department: Business Conduct ComplianceRegion: TorontoStatus: Permanent Full-time (Hybrid)CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt...

  • Compliance Officer

    2 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Compliance Officer (MFD)Department: Business Conduct ComplianceRegion: TorontoStatus: Permanent Full-time (Hybrid)CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt...

  • Compliance Officer

    2 weeks ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Compliance Officer (MFD)Department: Business Conduct ComplianceRegion: TorontoStatus: Permanent Full-time (Hybrid)CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt...

  • Compliance Officer

    4 days ago

    Old Toronto, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Compliance Officer (MFD)Department: Business Conduct ComplianceRegion: TorontoStatus: Permanent Full-time (Hybrid)CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt...

  • Compliance Officer

    2 weeks ago

    Toronto, ON, Canada Canadian Investment Regulatory Organization Full time

    40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN Description Position Title: Compliance Officer (MFD) Department: Business Conduct Compliance Region: Toronto Status: Permanent Full-time (Hybrid) CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt...

  • Regulatory Compliance Management Program Director

    2 days ago

    Toronto, Canada CIBC Mellon Full time

    **Company Information**: CIBC Mellon is a leading provider of asset servicing solutions to institutional investors in Canada, including multi-currency accounting, fund valuation, and investment information reporting. We are passionate about providing exceptional client service backed by our culture of innovation and success. Our outstanding employee...

  • Manager - Treasury & Regulatory Compliance

    1 day ago

    Toronto, Canada Vaco Lannick Full time

    About Our Client Our client is sourcing a Senior Consultant - Treasury & Compliance for a 12-month Contract. About the Opportunity Subject Matter Expert for Basel regulatory requirements per Office of the Superintendent of Financial Institutions (OSFI) guidelines Responsible for the accurate modelling and reporting of Liquidity Adequacy Requirements (LAR),...

  • Head of Regulatory Compliance Policy

    4 weeks ago

    Toronto, Canada HSBC Full time

    Opening up a world of opportunity. We're a financial services organization serving more than 39 million customers across the globe through our Wealth & Personal Banking, Commercial Banking and Global Banking & Markets businesses. We’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of new opportunities for our...

  • Regulatory Compliance Analyst

    2 weeks ago

    Toronto, Canada Peoples Trust Full time

    Job Details Description About us: Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge...

  • Compliance Analyst

    7 days ago

    Toronto, Canada AGF Management Limited Full time

    About AGF: Founded in 1957, AGF Management Limited is an independent and globally diverse asset management firm. AGF brings a disciplined approach to delivering excellence in investment management through its fundamental, quantitative, private capital, and high-net-worth businesses. Our suite of diverse investment solutions extends globally to a wide range...

  • Regulatory Associate

    1 month ago

    Toronto, Canada Nuclear Waste Management Organization (NWMO) Full time

    **Location** Toronto **Employment Category** Regular Full-Time **Department** Regulatory Approvals **Closing Date** 15/03/2023 **Job Reference** 10214 The Nuclear Waste Management Organization (NWMO) is a not-for-profit organization tasked with the safe, long-term management of Canada’s used nuclear fuel inside a deep geological repository, in a...

  • Regulatory Compliance Quality Assurance Analyst

    4 weeks ago

    Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time

    Why DUCA? We’re a vibrant, exciting credit union that lives its "profits with a purpose" philosophy in every financial transaction, product, interest rate, and community initiative we offer. Founded in 1954, DUCA has grown from a single branch credit union in Toronto to 19 branches across Southern Ontario with over 85,000 Members we are proud to...

  • Regulatory Compliance Quality Assurance Analyst

    4 days ago

    Toronto, Canada DUCA Financial Services Credit Union Ltd. Full time

    Why DUCA? We're a vibrant, exciting credit union that lives its "profits with a purpose" philosophy in every financial transaction, product, interest rate, and community initiative we offer. Founded in 1954, DUCA has grown from a single branch credit union in Toronto to 19 branches across Southern Ontario with over 85,000 Members we are proud to serve. We...

  • Quality and Regulatory Compliance Officer

    2 weeks ago

    Toronto, Canada Sinai Health Full time

    Job Description Sinai Health is a leading academic health science centre and a trailblazer for integrated care across the health continuum. Our fusion of science, innovation, care and learning has earned us international, national and provincial leadership for unique programs and compassionate care. Since 5, Sinai Health has delivered excellent care...

  • Regulatory Associate

    4 weeks ago

    Toronto, Canada Nuclear Waste Management Organization Full time

    Responsibilities Support the work program to ensure the NWMO receives all required permissions and approvals including completion of required Impact Assessments and Canadian Nuclear Safety Commission (CNSC) licensing. Develop comprehensive information reports and prepare meeting minutes, documents or briefings related to licensing and deliverables. ...

  • Regulatory Compliance Quality Assurance Analyst

    4 weeks ago

    Toronto, ON, Canada DUCA Full time

    Why DUCA? At DUCA, we strive for excellence in everything we do. Our commitment to Do more, Be more, Achieve more is what sets us apart and drives our company culture. DUCA’s impact goes beyond our financial solutions - we're dedicated to making a real difference in the lives of our members and in our community. We believe our employees are our...

  • Regulatory Compliance Quality Assurance Analyst

    1 month ago

    Old Toronto, Canada DUCA Full time

    Why DUCA? At DUCA, we strive for excellence in everything we do. Our commitment to Do more, Be more, Achieve more is what sets us apart and drives our company culture. DUCA’s impact goes beyond our financial solutions - we're dedicated to making a real difference in the lives of our members and in our community. We believe our employees are our most...

  • Regulatory Compliance Quality Assurance Analyst

    4 weeks ago

    Old Toronto, Canada DUCA Full time

    Why DUCA? At DUCA, we strive for excellence in everything we do. Our commitment to Do more, Be more, Achieve more is what sets us apart and drives our company culture. DUCA’s impact goes beyond our financial solutions - we're dedicated to making a real difference in the lives of our members and in our community. We believe our employees are our most...