Legal and Regulatory Compliance

As a legal and regulatory compliance analyst, you help design, institute and coordinate the compliance framework and enforce related rules. You help ensure that oversight measures such as officer and employee behaviours comply with the organization’s standards. You analyze and help diagnose issues, provide advice in accordance with your discipline’s...

At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should...

At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should...

**TITLE**: MANAGER, REGULATORY AND CUSTOMER COMPLIANCE **DEPARTMENT**: Operations The Manager Regulatory and Customer Compliance, reporting to the Vice President Operations, is responsible for compliance with all applicable regulatory standards, laws and regulations relating to customer compensation/communication, in accordance with the established...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Busbud is the largest online travel agency specializing in intercity bus and coach travel with the broadest global coverage. Travelling is our passion, and we work hard to offer the most comprehensive network of city-to-city trips. We operate in more than 80 countries and 21,000 cities and offer more than 2,300,000 bus routes. Our goal is to provide...

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

Position Summary...To collaborate with all levels including Store Management, Market Management, and Subject Matter Experts. They will be responsible for the education of associates and managers on compliance programs. This will involve the monitoring of compliance controls in their respective facility, identification of root cause, driving corrective...

A certified B Corp company, Optel is one of the largest providers of traceability systems in the world. Its mission: to use its innovative technologies to create a better world through responsible capitalism. The company's renowned solutions guarantee the quality of healthcare products and help stop the counterfeiting of medicines and medical devices...

Job DescriptionPurpose of this roleThe successful candidate will be responsible, in accordance with our policies, for developing and implementing an effective risk management and compliance framework that supports Individual Insurance, Savings and Retirement in the pursuit of its objectives. They will not be responsible for the distribution network but will...

At CN, everyday brings new and exciting challenges. You can expect an interesting environment where you are part of making sure our business is running optimally and safely―helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...

Responsibilities include: Conducting tier 1 supervision activities including; conducting reviews of daily and monthly trading, account opening and KYC updates, outside activities, social media supervision, and service-related complaint resolution on either the investment dealer or mutual fund dealer platform, and or both. Supporting IG Wealth...

**Company Description** American Iron & Metal (AIM) is a family-owned company and recognized global leader in the metal recycling industry with more than 125 sites and 4000 employees worldwide. We have continued to prosper for the last eight decades thanks to the dedication of our employees and the ongoing trust and support of our customers. Become part of...

To assist Estates & Legal group with multiple and diverse administrative duties. Reports to: Manager, Operations The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally,...

We have a challenging and rewarding career opportunity for a Legal Counsel - Employment law to support the Canada Business Unit. Reporting directly to the Director, Legal Affairs, this position is a unique opportunity for an employment law legal counsel. As such, you will join a dynamic legal team in Canada and will be responsible for providing support to...

**About The Role**: *** **Have you had a career break of 12+ months?** **Do you have previous business or compliance experience?** **Are you ready to re-join the workforce full time?** **We have a great opportunity for you with a leading financial institution!** Our strategic partner has an exciting opportunity for those with a background in business or...

**Responsibilities**: - Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements. - Detect, review and report potentially suspicious activities. - Conducting both routine and special inquiries as required or requested. - Working with FOCS (Front Office Conduct and Surveillance) managers to resolve...

WHAT TO EXPECTAre you a member of the Barreau du Québec or the Chambre des notaires du Québec and have experience in corporate law? Are you interested in a position focused on business law, mergers and acquisitions (not litigation!)? You willbe working within the Soucy Service Centre’s legal team in order to provide legal support to our various...

WHAT TO EXPECT Are you a member of the Barreau du Québec or the Chambre des notaires du Québec and have experience in corporate law? Are you interested in a position focused on business law, mergers and acquisitions (not litigation!)? You will  be working within the Soucy Service Centre’s legal team in order to provide legal support to our various...

WHAT TO EXPECT Are you a member of the Barreau du Québec or the Chambre des notaires du Québec and have experience in corporate law? Are you interested in a position focused on business law, mergers and acquisitions (not litigation!)?You will  be working within the Soucy Service Centre’s legal team in order to provide legal support to our various...