Compliance Manager

**TITLE**: MANAGER, REGULATORY AND CUSTOMER COMPLIANCE **DEPARTMENT**: Operations The Manager Regulatory and Customer Compliance, reporting to the Vice President Operations, is responsible for compliance with all applicable regulatory standards, laws and regulations relating to customer compensation/communication, in accordance with the established...

Position Summary...To collaborate with all levels including Store Management, Market Management, and Subject Matter Experts. They will be responsible for the education of associates and managers on compliance programs. This will involve the monitoring of compliance controls in their respective facility, identification of root cause, driving corrective...

Position Summary...To collaborate with all levels including Store Management, Market Management, and Subject Matter Experts. They will be responsible for the education of associates and managers on compliance programs. This will involve the monitoring of compliance controls in their respective facility, identification of root cause, driving corrective...

By bringing people and organizations together to solve our region’s most pressing issues, United Way of Greater St. Louis is making our community a better place to live, work, and thrive. It’s more than a day job. It’s a mission. Come work with us! The Grants Compliance Manager is responsible for shaping organizational strategy by continuous...

At CN, everyday brings new and exciting challenges. You can expect an interesting environment where you are part of making sure our business is running optimally and safely―helping keep the economy on track. We provide the kind of paid training and opportunities that long-term careers are built on and we recognize hard workers who strive to make a...

Do you enjoy giving advice on contract negotiation, compliance, and risk management? As a Corporate Affairs Advisor, you will be asked to take on an advisory role in governance management while staying on top of the evolving best practices in the industry, particularly in terms of data protection. Analyze our current processes, make recommendations, and...

**Job Details** **WHAT WILL BE YOUR DAY-TO-DAY?** Your responsibilities include, but are not limited to the following: - Review of electronic and audio communication alerts across various business units and escalate issues, where appropriate, to relevant stakeholders for investigation and resolution; - Participate with the testing and implementation of...

Responsibilities include: Conducting tier 1 supervision activities including; conducting reviews of daily and monthly trading, account opening and KYC updates, outside activities, social media supervision, and service-related complaint resolution on either the investment dealer or mutual fund dealer platform, and or both. Supporting IG Wealth...

**We offer more than a job, we offer a career!** - We support our employees to shape their career by encouraging continuing education and investing in training and development. - We put our employees at the center of what we do to allow them to grow personally and professionally, with projects and challenges that are motivating and rewarding. - We inspire...

The Grants Administration and Compliance Manager position is a full-time, salaried position with benefits, primarily responsible for oversight of the post-award lifecycle of all grants for the organization including those received for and from Great Rivers Greenway Foundation. Duties include identifying, monitoring, tracking and reporting required...

The **Compliance Coordinator** would be initially assigned to a lifescience account to support them and their field team in managing various administrative tasks. The role is a great opportunity for someone looking to begin/pursue their careers in the lifescience industry by servicing one of the **world's largest pharmaceutical companies**. **Essential...

**Company Description** American Iron & Metal (AIM) is a family-owned company and recognized global leader in the metal recycling industry with more than 125 sites and 4000 employees worldwide. We have continued to prosper for the last eight decades thanks to the dedication of our employees and the ongoing trust and support of our customers. Become part of...

Job DescriptionPurpose of this roleThe successful candidate will be responsible, in accordance with our policies, for developing and implementing an effective risk management and compliance framework that supports Individual Insurance, Savings and Retirement in the pursuit of its objectives. They will not be responsible for the distribution network but will...

Job DescriptionPurpose of this roleThe successful candidate will be responsible, in accordance with our policies, for developing and implementing an effective risk management and compliance framework that supports Individual Insurance, Savings and Retirement in the pursuit of its objectives. They will not be responsible for the distribution network but will...

**Richter Office: Montreal** Richter is a Business | Family Office that provides strategic advice on business matters and on families’ financial and personal objectives across generations. With close to 100 years of experience advising at the intersection of family and business, Richter has developed an integrated approach to help business owners find...

Partenaire technologique des grandes entreprises depuis 1979, le Groupe SII est au cœur de l'économie de l'innovation avec 10 000 collaborateurs, une présence internationale dans 20 pays, et un chiffre d’affaires supérieur à 520 millions de dollars canadiens. SII Canada, installée à Montréal et Toronto, a pour objectif d'apporter des solutions à...

Shape tomorrow's privacy standards: Senior specialist needed at Coveo! Coveo is looking for a talented professional with a focus on product and technology to join its Legal Compliance team. This individual will play a critical role in guiding R&D teams through the complex landscape of data privacy and its related laws and regulations, ensuring that our...

Shape tomorrow's privacy standards: Senior specialist needed at Coveo! Coveo is looking for a talented professional with a focus on product and technology to join its Legal Compliance team. This individual will play a critical role in guiding R&D teams through the complex landscape of data privacy and its related laws and regulations, ensuring that our...

Within our Operations – Customs Compliance department, you are responsible for complying with export and import requirements and ensuring compliance with applicable laws and regulations. More specifically, your role consists of: Periodically check our customs compliance to minimize the risk of penalties from government institutions; Respond to...

At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should...