Compliance Manager

KNOW THE RULES. ENABLE OPPORTUNITIES. SHARE YOUR PASSION. Few, if any, automobile manufacturers have a distinct, continuous character and a consistent personality. BMW does. At BMW we are always striving, working, empowering, changing, creating and thinking. Our culture allows us to translate passion into energy, empowerment into innovative ideas and high...

Role summary: Manages day-to-day activities and operations for a team of associates within the Legal and Compliance group. Manages, coaches and oversees the performance and development of a team of associates. Anticipates future business needs and identifies opportunities to enhance Legal and Compliance’s services. Uses professional concepts, business...

Job Description : Reporting to the Director, Compliance, this role is responsible for the day-to-day compliance oversight of Group Benefits in Sun Life Health. In this second line of defense role, you will collaborate closely with Group Benefits, Operational Risk and other oversight function teams such as Legal and Internal Audit to ensure that compliance...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

**_About Us:_** Propel (TSX:PRL) (formerly MoneyKey) is an innovative Fintech Company that provides services and unsecured financial products to consumers via a safe and secure online platform. Propel was founded in 2011 in Toronto to remove the complexity and bureaucracy that people often experience while trying to borrow money, and to provide an...

Requisition ID: 170565 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Job Purpose The Compliance Analyst, Asset Management will assist in providing compliance monitoring, direction, and advice to business units and related entities providing asset management services within Scotiabank to help ensure...

Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc., including responding to inquiries from the branch network and addressing client complaints, with a view to mitigating civil, regulatory...

As an Account Executive, you'll be responsible for the growth of our amazing customer base. You'll own the entire sales process and develop your skills across the entire spectrum of a SaaS sale. In partnership with our Marketing team (complimented by your own efforts in your defined territory) you will be qualifying leads, managing the opportunity cycle by...

Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc., including responding to inquiries from the branch network and addressing client complaints, with a view to mitigating civil, regulatory...

Job SummaryJob DescriptionWhat is the opportunity?To provide compliance support and advice to the Wealth Management Canada business, including RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc., including responding to inquiries from the branch network and addressing client complaints, with a view to mitigating civil, regulatory...

Job #: **7532** - Division: - Vacancy Type: **Full-time Permanent** - Affiliation: **Non-Union: Management & Exempt** - Contract Length: - Grade: **08** - # of Vacancies: **1** - Salary/Hourly: **91,126.85 - 136,690.27** - Work Details (Days/hours): **36.25 hours per week, Monday to Friday** - Posted Date: **2/9/23** - Existing or New: **Existing** -...

100 King Street West Toronto Ontario,M5X 1A1 Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency....

The Manager’s role is responsible for reviewing, refining and assisting with the development of Compliance, Risk Management, Fraud Detection, industry (Card Brand, Acquirer), and regulatory (Government, Legal) compliance programs including new initiatives and policy development for Merrco. Knowledge of risks which impact merchant processors, acquirers and...

Job Summary Job Description What is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, including RBC Dominion Securities Inc. and RBC Wealth Management Financial Services Inc., including responding to inquiries from the branch network and addressing client complaints, with a view to mitigating...

Manager, Insurance Compliance 5700 Yonge St, North York, ON M2M 4K2, Canada Req #2657 Friday, April 19, 2024 Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward,...

Job Description This is a hybrid role with a mix of remote and in-office working - Current work authorization for Canada is required for all openings._ Who We Are At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services...

**Manager, PCG Compliance** - 2300960 **Job Summary** Raymond James Ltd. is seeking a Manager, Private Client Group (PCG) Compliance. Raymond James Ltd. is Canada’s leading independent investment dealer offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs. Drawing on industry...

Job Description The Governance department is a Line 1B function supporting the Personal Insurance and Claims business units’ Three Lines of Defense. Reporting to the Director, Control Validation & Compliance, the Manager, Policy & Compliance will have accountability for the design, implementation, and management of the Policy and...

We are currently looking for a Regulatory Compliance Manager to join our team! **Responsibilities**: - Develop and implement AML, compliance, and risk management policies and procedures in accordance with Canadian and US regulations and industry best practices. - Conduct risk assessments to identify potential areas of concern and develop strategies to...