Compliance Intern

1 week ago


Toronto, Canada Raymond James Financial, Inc. Full time

**Compliance Intern**
- 2400676
- At Raymond James, _**_we _**_develop, _**_we _**_collaborate, _**_we _**_decide, _**_we _**_deliver, and _**_we _**_improve together_.

Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.

**_ Compliance _**_Intern_**

**How does the role impact the organization?**

Join our dynamic team at Raymond James, a leading player in the finance industry committed to innovation and excellence. As an intern, you'll gain hands-on experience, collaborate with professionals, and contribute to meaningful projects that make a real impact.

We are seeking a motivated compliance minded Intern to join our team. This internship is an excellent opportunity to explore the finance industry, enhance your skills, and work on projects that directly contribute to our company's success.

**What will your role be responsible for?**
- Perform a review of advisors social media sites and compare to existing Raymond James’ Social Media user policy;
- Provide your findings in a written summary to Compliance Management;
- Assist with scanning physical documents and their digital storage
- Search and identify Compliance related documents on our internal intranet site that require contact information updates;
- and other tasks as needed.

**What We Offer**:
Immerse yourself in a hands-on experience within our dynamic and collaborative work environment, where seasoned professionals offer mentorship and guidance. This unique opportunity providing you with unparalleled exposure to diverse facets of finance and operations within the industry. Furthermore, you'll have the chance to actively engage and network with seasoned professionals, fostering connections that will undoubtedly contribute to your professional growth and development. Mentorship and guidance from experienced professionals.

**What do we expect from you?**

**_ To qualify for this opportunity, you possess:_**
- Currently pursuing a degree in Finance, Business Administration, or a related field. Or have an interest in regulatory compliance.
- Strong analytical and problem-solving skills.
- Proficiency in Microsoft Office, especially Excel and PowerPoint.
- Excellent organizational and multitasking abilities.
- Strong communication and interpersonal skills.

**We encourage our interns to**:

- Grow professionally and inspire others to do the same
- Work with and through others to achieve desired outcomes
- Make prompt, pragmatic choices and act with the client in mind
- Take ownership and hold themselves and others accountable for delivering results that matter

At Raymond James - we honor, value, respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

**Salary Range: BC (based on Education, Work Experience, etc) **$21-25 hourly.

**Job** Compliance

**Primary Location** CA-ON-Toronto-Toronto

**Other Locations** CA-BC-Vancouver-Vancouver

**Organization** Compliance

**Schedule** Full-time

**Status** Temporary Full-Time


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