Compliance Intern
1 week ago
**Compliance Intern**
- 2400676
- At Raymond James, _**_we _**_develop, _**_we _**_collaborate, _**_we _**_decide, _**_we _**_deliver, and _**_we _**_improve together_.
Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.
**_ Compliance _**_Intern_**
**How does the role impact the organization?**
Join our dynamic team at Raymond James, a leading player in the finance industry committed to innovation and excellence. As an intern, you'll gain hands-on experience, collaborate with professionals, and contribute to meaningful projects that make a real impact.
We are seeking a motivated compliance minded Intern to join our team. This internship is an excellent opportunity to explore the finance industry, enhance your skills, and work on projects that directly contribute to our company's success.
**What will your role be responsible for?**
- Perform a review of advisors social media sites and compare to existing Raymond James’ Social Media user policy;
- Provide your findings in a written summary to Compliance Management;
- Assist with scanning physical documents and their digital storage
- Search and identify Compliance related documents on our internal intranet site that require contact information updates;
- and other tasks as needed.
**What We Offer**:
Immerse yourself in a hands-on experience within our dynamic and collaborative work environment, where seasoned professionals offer mentorship and guidance. This unique opportunity providing you with unparalleled exposure to diverse facets of finance and operations within the industry. Furthermore, you'll have the chance to actively engage and network with seasoned professionals, fostering connections that will undoubtedly contribute to your professional growth and development. Mentorship and guidance from experienced professionals.
**What do we expect from you?**
**_ To qualify for this opportunity, you possess:_**
- Currently pursuing a degree in Finance, Business Administration, or a related field. Or have an interest in regulatory compliance.
- Strong analytical and problem-solving skills.
- Proficiency in Microsoft Office, especially Excel and PowerPoint.
- Excellent organizational and multitasking abilities.
- Strong communication and interpersonal skills.
**We encourage our interns to**:
- Grow professionally and inspire others to do the same
- Work with and through others to achieve desired outcomes
- Make prompt, pragmatic choices and act with the client in mind
- Take ownership and hold themselves and others accountable for delivering results that matter
At Raymond James - we honor, value, respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
**Salary Range: BC (based on Education, Work Experience, etc) **$21-25 hourly.
**Job** Compliance
**Primary Location** CA-ON-Toronto-Toronto
**Other Locations** CA-BC-Vancouver-Vancouver
**Organization** Compliance
**Schedule** Full-time
**Status** Temporary Full-Time
-
Compliance Analyst
2 days ago
Toronto, Canada TD Bank Full time**Role Type**: Internship/Co-op **Work Term**: Fall/Term 1 **Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Pay Details**: **DEPARTMENT OVERVIEW** Co-op and Internship opportunities allow you to gain valuable work experience across a number of the businesses at TD. You will work with experienced colleagues, receive world class training, and...
-
Compliance Manager
Found in: Talent CA C2 - 2 weeks ago
Toronto, Canada Capital Group Full timeRole summary: Manages day-to-day activities and operations for a team of associates within the Legal and Compliance group. Manages, coaches and oversees the performance and development of a team of associates. Anticipates future business needs and identifies opportunities to enhance Legal and Compliance’s services. Uses professional concepts, business...
-
Compliance Manager
5 days ago
Toronto, Canada BMW Full timeKNOW THE RULES. ENABLE OPPORTUNITIES. SHARE YOUR PASSION. Few, if any, automobile manufacturers have a distinct, continuous character and a consistent personality. BMW does. At BMW we are always striving, working, empowering, changing, creating and thinking. Our culture allows us to translate passion into energy, empowerment into innovative ideas and high...
-
Analyst, Compliance
Found in: Talent CA C2 - 2 weeks ago
Toronto, Canada First National Full timeWe are hiring an Analyst, Compliance! The Role: This position will play an important role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high quality, professional, and independent compliance testing. The incumbent will contribute to a strong compliance and risk management culture through...
-
Toronto, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1 Supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency....
-
IT Compliance Officer
7 days ago
Toronto, Canada Varicent Full timeVaricent is the industry leader in developing Sales Performance Management (SPM) software, enabling businesses worldwide to Plan, Operate and Pay effectively to drive sales performance and growth. A named Leader in the Gartner Magic Quadrant for Sales Performance Management seven times in a row, Varicent was founded in 2005 when we pioneered sales...
-
Compliance Counsel
Found in: Talent CA C2 - 2 weeks ago
Toronto, Canada Gallagher Full timeOverview Arthur J. Gallagher (Gallagher), a NYSE-listed global Fortune 500 company, is a market leader in the financial services, insurance and brokerage industry. Gallagher has enjoyed an unrivalled reputation for ethics and compliance, recognized by the “Ethisphere Institute” for 12 straight years. To support its growth, Gallagher Canada is seeking a...
-
Compliance Sales Intern
1 day ago
Toronto, Canada VendorPm Full time**Who we are and what we do** That’s why we raised three rounds of funding from tier 1 VCs - to build a platform that makes general maintenance easier, and help give property managers visibility into areas that might be falling through the cracks. We’re passionate about bringing this to the world, and we want you along on this journey. **Grow with...
-
Compliance Director
4 days ago
Toronto, Canada Academy of Learning Career College - BayQueen Full time**Job Summary** Academy of Learning - Toronto and Brampton East are renowned educational institutions committed to providing top-notch education and training programs in Ontario. We are currently in search of a dynamic and experienced Compliance Director to lead our Compliance team and support campus operations. If you are passionate about education,...
-
Compliance Analyst
2 days ago
Toronto, Canada Fasken Full time**Who We Are** Fasken is a leading international business law and litigation firm, and was recently voted one of Canada’s Best Employers for 2023. Our firm’s 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and Johannesburg And an office in the professional and retail district known...
-
Manager, Compliance
Found in: beBee S CA - 3 weeks ago
Toronto, Canada RBC - Royal Bank Full timeJob SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive compliance...
-
Manager, Compliance
Found in: beBee S CA - 3 weeks ago
TORONTO, Canada Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?The Compliance Manager is responsible for executing and leading reviews of RBC Wealth Management locations with the objective of evaluating the effectiveness of regulatory & internal policies, operational controls, and regulatory compliance monitoring.What will you do?Plan and execute comprehensive compliance...
-
Compliance Officer, Corporate Compliance
3 days ago
Toronto, Canada Aviso Wealth Full time**Aviso Wealth**: **The Opportunity**: We’re looking for a Compliance Officer to join our Compliance team. This can be a remote role, however for those who would like to come into the office we are at 151 Yonge St, Toronto, ON. Reporting to the Director Corporate Compliance, the Compliance Officer is primarily responsible for day-to-day compliance...
-
Compliance Analyst
5 days ago
Toronto, Canada Morningstar Full timeTo support its Global Compliance Program, DBRS is seeking a Compliance Analyst in its Toronto Office. The Compliance Analyst is an integral part of the Compliance Program that addresses how the firm manages conflicts of interest. This role will be part of the Global Conflicts of Interest team - with global head based in London and other team members based in...
-
Lead IT Compliance Analyst
Found in: Talent CA C2 - 2 weeks ago
Toronto, Canada Morningstar Full timeThe Area : The Information Security department is responsible for setting enterprise security policies and standards that are designed to protect the confidentiality, integrity and availability of Morningstar information. The security team offers guidance and technical expertise in areas like application security, policies and procedures, disaster recovery...
-
Compliance Analyst/Officer
Found in: Talent CA 2 C2 - 2 weeks ago
Toronto, Canada CB Canada Full timeCompliance Analyst/Officer On behalf of our client in the Banking Sector, PROCOM is looking for a Compliance Analyst/Officer. Compliance Analyst/Officer – Job Description The Global Compliance Department is responsible for overseeing Regulatory Compliance across enterprise in accordance with the Global Compliance Framework This includes ensuring that...
-
Compliance Auditor
Found in: Talent CA C2 - 2 weeks ago
Toronto, Canada Brevitas Full timeResolute Workforce Solutions (Staff augmentation subsidiary of Brevitas Consulting Inc.) is dedicated to helping organizations achieve tangible results and lasting improvements via successful project delivery, continuous process improvement, and effective management of change. Our expertise is in Commissioning & Qualification, Validation, Quality Systems,...
-
Compliance Analyst
Found in: Talent CA C2 - 2 weeks ago
Toronto, Canada fasken Full timeWho We Are Fasken is a leading international business law and litigation firm, and was recently voted one of Canada’s Best Employers for 2023. Our firm’s 950 lawyers are located across offices in Vancouver, Surrey, Calgary, Toronto, Ottawa, Montréal, Québec City, London and Johannesburg And an office in the professional and retail district known as...
-
Compliance Counsel
Found in: Talent CA C2 - 5 days ago
Toronto, Canada Gallagher Full timeAbout Us: Indulge your passion for problem-solving and embrace the thrill of addressing risk head-on at Gallagher's global brokerage team. Join a family of diverse minds, united by a relentless pursuit of excellence. As part of our team, you'll be the architect of protection, safeguarding businesses and empowering their ambitions. Together, we'll build a...
-
Compliance Administrator
6 days ago
Toronto, Canada Peoples Card Services Full time**About us**: Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge and experience. Our culture here at...