Regulatory Compliance Auditor

2 weeks ago


Toronto, Canada Dawn InfoTek Inc. Full time

Dawn InfoTek Inc. is a professional IT consulting team that partners with major financial institutions, investment firms and government sectors. We have been dedicated to delivering cutting-edge consulting services and recruiting all levels of IT positions for our clients.

**We are currently seeking competent individuals to fulfill the role of Regulatory Compliance Auditor to join our dynamic team for our client, one of the major banks.**

Location Address: hybrid - 2x/week
Contract Duration: ASAP - Oct 31, 2023 - possibility for extension

**Typical Day in Role**:

- Managing various milestone testing through different stages: planning, fieldwork, reporting
- Conducting tollgate meeting with audit management for approvals
- Discussing issues or observations with Global Compliance stakeholders
- Performing walkthroughs with Global Compliance stakeholders
- Addressing feedback from audit management
- Documenting work within the audit database
- 60:40 split between individual workload and collaborative work with others
- Working with platform Teammates to document work
- Working with Microsoft Teams on a daily basis to work collaboratively with the team
- Daily use of Microsoft office - Excel, PPT, Word
- 10+ years of previous audit experience
- 3+ years of previous regulatory compliance experience
- 1+ years of previous remediation experience

**Nice-To-Have Skills**:

- Previous banking experience within a large financial institution
- Regulatory experience - having worked with a regulator
- Experience with PowerBI
- Experience with project work

**Soft Skills**:

- Strong client-relationship skills
- Comfortable with ambiguity
- Good influencing and negotiation skills
- Strong time management and organizational skills to work within deadlines
- Self-starter

**Best vs Average**:
**Degrees or certifications**:

- Bachelor’s Degree is mandatory
- CIA - Certified Internal Auditor is preferred

**Job Type**: Fixed term contract

**Salary**: $55.00-$65.00 per hour

Schedule:

- Monday to Friday

Work Location: Hybrid remote in TORONTO, ON



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