Audit Manager, Internal Audit Us Rbc Aml/compliance

3 weeks ago

Halifax, Canada Royal Bank of Canada Full time

**Job Summary**

As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines within RBC (i.e., US Capital Markets, US Wealth Management, Global Asset Management, WFC branch and the NY Credit Branch) and City National Bank (CNB) in the US.

**What is the Opportunity?**

As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines within RBC (i.e., US Capital Markets, US Wealth Management, Global Asset Management, WFC branch and the NY Credit Branch) and City National Bank (CNB) in the US.

**What will you do?**
- Be part of a team of professional auditors responsible for audits with a focus on AML/Compliance and other support functions in the U.S.
- Lead by example by collaborating with teams across IA to effectively plan and execute audits.
- Maintain effective working relationships with key stakeholders ensuring they get maximum value from engagement work.
- Conduct periodic meetings with business to provide updates on audit results and status of open audit issue.
- Coordinate and escalate regional issues to the Director for IA US
- AML/Compliance and Other Support Functions, Deputy US CAE, and US CAE in accordance with the IA escalation model.
- Assist with the validation of regulatory matters issued by relevant regulatory bodies, including the Office of the Comptroller of the Currency (OCC).
- Assist in presenting regulatory validation approaches and results to IA Senior Management, including preparation of materials
- Work together with the Director for IA US AML/Compliance and Other Support Functions and Deputy US CAE to shift the capabilities of team members towards a predictive insight driven organization.
- Work together with the Director for IA US AML/Compliance and Other Support and Deputy US CAE to create networks and relationships with key stakeholders, to ensure their team is equipped with the right data, capabilities and tools for data analysis

**What do you need to succeed?**

**Must-Have**
- Minimum 2-5 years of experience working in a financial institution, preferably in lending.
- Knowledge of the US rules and regulations on AML/Sanctions
- Regulatory/Compliance experience
- Experience leading integrated business audits with technology auditors
- Experienced in incorporating data analytics into the traditional audit programs and continuous auditing

**Nice-to-Have**:

- MBA, accounting designation and/or CFA
- ACAMS certification or studying towards ACAMS certification
- Interest in pursuing a career in Risk Management
- Industry knowledge and experience
- Previous experience using online research tools such as SNL, Bloomberg, KMV, or using S&P/Moody's/Fitch ratings

**What's in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, and competitive compensation.
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact.
- Flexible work/life balance options

CNB

**Job Skills**

Adaptability, Commercial Acumen, Communication, Detail-Oriented, Financial Crimes Compliance, Internal Auditing, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

**Additional Job Details**

**Address**:
120 WESTERN PKY:BEDFORD

**City**:
BEDFORD

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Internal Audit

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2024-02-20

**Application Deadline**:
2024-03-09

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • Manager, Internal Audit, Financial Crimes

    4 weeks ago

    Halifax, Nova Scotia, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines...

  • Manager, Internal Audit Financial Crimes

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Analyst, Internal Audit, Financial Crimes

    4 weeks ago

    HALIFAX, Canada Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the Opportunity?As part of the Internal Audit, Financial Crimes & Anti-Money Laundering Center of Excellence (COE) team, the Audit Analyst will provide independent and objective evaluation of the adequacy and effectiveness of the Financial Crimes & Anti-Money Laundering (FC& AML) practices for all of the business lines...

  • 2024 CAE Group, Fall Financial Crimes

    1 month ago

    HALIFAX, Canada Royal Bank of Canada Full time

    Job SummaryThe Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • Manager, Capital Markets Audit, Internal Audit

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • 2024 CAE Group, Fall Financial Crimes

    1 month ago

    Halifax Regional Municipality, Canada Royal Bank of Canada> Full time

    Job SummaryThe Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • 2024 Cae Group, Fall Financial Crimes

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Job Summary** The Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • 2023 Summer Student, Internal Audit

    4 weeks ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Analyst, Internal Audit Shared Services Centre

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • First Nations/Metis/Inuit

    4 days ago

    Halifax, Canada Scotiabank Full time

    Requisition ID: 191588 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. This posting is intended for Indigenous Peoples as a Special Program under the Human Rights Act and the Employment Equity Act. Indigenous Peoples include First Nation, Métis and Inuit People under the Employment Equity Act...

  • First Nations/metis/inuit

    6 days ago

    Halifax, Canada Scotiabank Full time

    Requisition ID: 191588 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. This posting is intended for Indigenous Peoples as a Special Program under the Human Rights Act and the Employment Equity Act. Indigenous Peoples include First Nation, Métis and Inuit People under the Employment Equity Act within...

  • First Nations

    4 days ago

    Halifax, Canada Scotiabank Full time

    Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.This posting is intended for Indigenous Peoples as a Special Program under the Human Rights Act and the Employment Equity Act.Indigenous Peoples include First Nation, Métis and Inuit People under the Employment Equity Act within Canada....

  • First Nations

    4 days ago

    Halifax, Canada Scotiabank Full time

    Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.This posting is intended for Indigenous Peoples as a Special Program under the Human Rights Act and the Employment Equity Act.Indigenous Peoples include First Nation, Métis and Inuit People under the Employment Equity Act within Canada....

  • First Nations

    4 days ago

    Halifax, Canada Scotiabank Full time

    Requisition ID: #Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.This posting is intended for Indigenous Peoples as a Special Program under the Human Rights Act and the Employment Equity Act.Indigenous Peoples include First Nation, Métis and Inuit People under the Employment Equity Act within Canada....

  • Manager, US Banking and Wealth Hrc

    2 weeks ago

    Halifax, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity? The Manager, High Risk Client Management (HRCM) supports the Senior Manager, HRCM by providing direction and execution of core risk decisions related to the identification, review, management, and escalation of higher risk clients including the risk assessment and enhanced due diligence (EDD) processes to...

  • Manager - Sox Compliance

    1 month ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • First Nations/Metis/Inuit

    7 days ago

    Halifax Regional Municipality, Canada Scotiabank Full time

       Requisition ID: 191588Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. This posting is intended for Indigenous Peoples as a Special Program under the Human Rights Act and the Employment Equity Act. Indigenous Peoples include First Nation, Métis and Inuit People under the Employment Equity Act...

  • Vp, Audit Services

    2 weeks ago

    Halifax, Canada Emera Inc. Full time

    **Job Title**: Vice President, Audit Services **Company, Department**: Emera Inc, Audit Services **Location**: Halifax, NS **Type of Employment**: Regular, Full Time **Closing Date**:April 14, 2023 **Reference Number**: 11154 At Emera, you’ll be part of an inclusive, respectful workplace where everyone is welcomed and supported. Come build a career as...

  • Manager, Audit

    2 weeks ago

    Halifax, Canada Accountant Staffing Full time

    Job Description Our client, a highly reputable accounting firm, is seeking a Manager, Audit & Accounting to join their team in Halifax, NS. This is a permanent position, responsible for leading and overseeing engagements of public company clients. As the ideal candidate, you value teamwork and are passionate about leadership. Key Responsibilities for the...

  • Manager, Audit

    2 weeks ago

    Halifax, Canada Accountant Staffing Full time

    Job Description Our client, a highly reputable accounting firm, is seeking a Manager, Audit & Accounting to join their team in Halifax, NS. This is a permanent position, responsible for leading and overseeing engagements of public company clients. As the ideal candidate, you value teamwork and are passionate about leadership. Key Responsibilities for the...