Manager - Sox Compliance

1 week ago

Halifax, Canada Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Manager - SOX Compliance

**What is the opportunity?**

As Manager, SOX Compliance Internal Audit, you will assist the transformation of RBC’s Next Generation of SOX, supporting the ongoing SOX control testing across RBC Enterprise. You will perform testing of internal controls, and peer review, in support of the annual CEO/CFO SOX effectiveness certification. You will also work collaboratively with internal / external stakeholders to identify automated and innovative solutions.

RBC Internal Audit leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

**What will you do?**
- Participate in the planning process, helping to develop key performance metrics, and develop successful plans through thoughtful resourcing.
- Contribute to the execution of SOX control testing, and support the team through peer review, working with senior management to ensure effective practices are followed and quality documentation is produced in support of the annual CEO / CFO SOX effectiveness certification.
- Work effectively with business partners to drive innovation in service delivery through identifying opportunities, developing solutions and creating lasting improvements to performance.
- Work collaboratively with internal / external stakeholders to identify and develop automated solutions, contributing to the pipeline of continuous improvement opportunities and best practices.
- Understands the risks of the supported platform in order to identify key risks and controls.
- Receive frequent mentoring from colleagues, including senior leaders from Internal Audit who will support your growth and ability to achieve career goals. Develop long-term relationships and networks both internally and externally.

**What do you need to succeed?**

**Must-have**
- Ability to work collaboratively in a team and create an inclusive environment with internal and external business partners across the enterprise.
- Flexible mindset, with the ability to learn quickly and leverage skills in a dynamically changing environment.
- Undergraduate degree (E.g. Comm. B. Math, P. ENG, MSc (Data Science). CISA Designation OR CPA Designation OR in the process of obtaining CPA and/or CISA Designation.
- Knowledge of SOX SEC requirements and compliance, including IT controls and dependencies and control testing methodologies.
- 4-7 years of relevant work experience.

**Nice-to-have**
- Experience in a financial institution or technology company, dealing with multiple business platforms, business processes, geographies, and legal entities.
- Ability to communicate effectively, both verbally and written.
- A dedication to leadership and fostering collaboration & teamwork.

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Flexible work/life balance options

**Job Summary**

**Address**:
HALIFAX, Nova Scotia, Canada

**City**:
CAN-NS-BEDFORD

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Internal Audit

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2023-03-30

**Application Deadline**:
2023-04-13

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • Analyst, SOX Compliance

    Found in: beBee jobs CA - 2 weeks ago

    Halifax, Nova Scotia, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity? As Analyst, SOX Compliance, you will assist the transformation of RBC's Next Generation of SOX, supporting the ongoing SOX control testing across RBC Enterprise by performing testing of internal controls in support of the annual CEO / CFO SOX effectiveness certification. You will also gain exposure to RBC...

  • Analyst, SOX Compliance

    Found in: beBee S CA - 3 weeks ago

    Halifax, Canada RBC - Royal Bank Full time

    Job SummaryJob DescriptionWhat is the opportunity? As Analyst, SOX Compliance, you will assist the transformation of RBC's Next Generation of SOX, supporting the ongoing SOX control testing across RBC Enterprise by performing testing of internal controls in support of the annual CEO / CFO SOX effectiveness certification. You will also gain exposure to RBC...

  • 2023 Summer Student, Internal Audit

    2 days ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Manager, Data Lineage and Controls

    Found in: beBee jobs CA - 1 week ago

    Halifax, Nova Scotia, Canada Royal Bank of Canada Full time

    Job SummaryAs part of the Data Shared Services team, the Manager, Data Lineage and Controls will be responsible for all aspects of the data lineage lifecycle from the original source of the data to the point of consumption of the data into a report, including any associated data transformations. The ideal candidate will work closely with various Stakeholders...

  • Mgr, Ent Cyber Security Risk

    3 days ago

    Halifax, Canada Nova Scotia Power Full time

    Logistics: **Job Title**: Manager, Enterprise Cyber Security Risk **Company, Department**: Nova Scotia Power, Information Technology **Location**: Halifax **Type of Employment**: Permanent, Full Time **Closing Date**: April 17, 2024, **Reference Number**: 2024-2822 The Opportunity: We are looking for a** Manager, Enterprise Cyber Security Risk **to...

  • Resolutions Officer

    5 days ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Manager, Data Lineage and Controls

    Found in: beBee S CA - 2 weeks ago

    HALIFAX, Canada Royal Bank of Canada Full time

    Job SummaryAs part of the Data Shared Services team, the Manager, Data Lineage and Controls will be responsible for all aspects of the data lineage lifecycle from the original source of the data to the point of consumption of the data into a report, including any associated data transformations. The ideal candidate will work closely with various Stakeholders...

  • Manager, Data Lineage and Controls

    Found in: beBee S CA - 1 week ago

    Halifax, Canada RBC - Royal Bank Full time

    Job SummaryAs part of the Data Shared Services team, the Manager, Data Lineage and Controls will be responsible for all aspects of the data lineage lifecycle from the original source of the data to the point of consumption of the data into a report, including any associated data transformations. The ideal candidate will work closely with various Stakeholders...

  • Technical Support Analyst

    5 days ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Manager-quality Assurance, Cae Group

    11 hours ago

    Halifax, Canada Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Operations Manager

    3 weeks ago

    Halifax, Canada United Services Group Full time

    About Us We are an established Canadian facility, maintenance company. We provide a variety of services to large retail and commercial businesses nationally. We have a competitive compensation & benefits plan including health, dental and vision, and a pension plan after 1 year. Job Summary The Operations Manager AKA (RPM) will report to the Head of Partner...

  • Operations Manager

    2 days ago

    Halifax, Canada United Services Group Full time

    About Us We are an established Canadian facility, maintenance company. We provide a variety of services to large retail and commercial businesses nationally. We have a competitive compensation & benefits plan including health, dental and vision, and a pension plan after 1 year. Job Summary The Operations Manager AKA (RPM) will report to the Head of Partner...

  • 2024 CAE Group, Fall Financial Crimes

    Found in: beBee S CA - 1 week ago

    HALIFAX, Canada Royal Bank of Canada Full time

    Job SummaryThe Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • Infra Project Manager

    3 days ago

    Halifax, Canada Cognizant Technology Solutions Full time

    Not Applicable **Qualification**: Science or Engineering or other relevant graduate degree or Agile certification **Responsibility**: Operational Excellence Establishes, executes, and oversees project's operations (ie Budget, forecasting, margin, metrics billing/invoicing, purchase orders, MSA/ SOW/ SLA compliance, etc). Metrics and Reporting. Manage the...

  • 2024 Cae Group, Fall Financial Crimes

    Found in: beBee S CA - 1 week ago

    Halifax, Canada RBC - Royal Bank Full time

    Job SummaryThe Financial Crimes & AML (FC&AML) and Regulatory Compliance Audit Co-Op Student is a curious, dynamic, adaptable, solution oriented team player and self-starter with entry-level knowledge of risk management, AML/Sanctions regulatory compliance frameworks and corporate governance. You will be assisting with enterprise level audit assurance...

  • Operations Manager

    6 days ago

    Halifax, Canada United Services Group Full time

    We are an established Canadian facility, maintenance company. We provide a variety ofservices to large retail and commercial businesses nationally. We have a competitive compensation & benefits plan including health, dental andvision, and a pension plan after 1 year. Job Summary The Operations Manager AKA (RPM) will report to the Head of Partner...

  • Operations Manager

    6 days ago

    Halifax, Canada United Services Group Full time

    We are an established Canadian facility, maintenance company. We provide a variety ofservices to large retail and commercial businesses nationally. We have a competitive compensation & benefits plan including health, dental andvision, and a pension plan after 1 year. Job Summary The Operations Manager AKA (RPM) will report to the Head of Partner...

  • Operations Manager

    6 days ago

    Halifax, Canada United Services Group Full time

    We are an established Canadian facility, maintenance company. We provide a variety ofservices to large retail and commercial businesses nationally. We have a competitive compensation & benefits plan including health, dental andvision, and a pension plan after 1 year. Job Summary The Operations Manager AKA (RPM) will report to the Head of Partner...

  • Manager

    5 days ago

    Halifax, Canada Pacifico Full time

    Pacifico, a vibrant and dynamic restaurant, lounge, and dance club with live entertainment, is seeking a dedicated and experienced Manager to join our team. As a Manager, you will play a crucial role in overseeing the daily operations and ensuring exceptional customer experiences. We are looking for someone with proven management experience in the...

  • Dental Practice Manager

    6 days ago

    Halifax, Canada Dentalcorp Canada Full time

    **About us**: Conveniently located in the Halifax Shopping Centre, Atlantic Dental Centre has been serving the community for over 20 years. Our practice offers a wide range of dental services, including general and cosmetic dentistry, preventative hygiene, orthodontics, restorative dentistry, implants, and sleep dentistry. Our purpose is to provide the best...