Manager, Capital Markets Audit, Internal Audit

2 weeks ago

Halifax, Canada Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Manager, Capital Markets Audit, Internal Audit

**What is the opportunity?**

As the Manager, Capital Markets Internal Audit, you will provide independent and objective assessment of the effectiveness of risk management practices, internal controls and governance processes of the Capital Markets business. You will work with management in achieving business objectives by creating solutions to improve business operations, while remaining objective and independent. Results ultimately impact shareholders, employees and customers. You will gain exposure to RBC Capital Markets products, services, businesses, and platforms.

The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

**What will you do?**
- Be part of a team of professional auditors responsible for Capital Markets audits with a focus on Global Markets.
- Contribute to audit planning that ensures adequate coverage of all areas of an audit to permit the issuance of an overall opinion on internal controls and risk management practices to senior management.
- Assess the effectiveness of internal controls, risk management practices and governance processes to complete audit programs and identify the key risks and potential business impacts to develop value added recommendations to the business.
- Uncover patterns, insights, trends and anomalies through analysis of data sets and the use of visualization tools.
- Assist with regulatory requests in all regions and provide support on key projects and audits as well as participate in strategic initiative and ad hoc projects as they arise.
- Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented.
- Respond to stakeholder needs quickly and efficiently, while building constructive relationships with Internal Audit peers and business partners.
- Contribute to the development of peers by providing direction and coaching; impart specialized skills to other audit team members through peer discussions and cooperation on integrated audits.

**What do you need to succeed?**

**Must-have**:

- CA or CPA in good standing or similar equivalent undergraduate degree with a financial services background. Minimum 2+ years of Financial Institution (preferably Banking) experience/ previous audit experience. Knowledge in Capital Markets trading products
- Strong, effective written and verbal communication skills
- Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations
- Highly proficient in the use of Microsoft Excel, Word and PowerPoint
- Proficient time management, organizational, and project management skills. Ability to pivot through working on multiple deliverables with tight deadlines

**Nice-to-Haves**:

- Knowledge of Canadian, US and International regulatory standards, auditing standards and business processes in the financial securities environment
- Understanding of Advanced Analytics and data visualization and reporting
- Risk Management or Regulatory/Compliance experience - understanding of the principles of Operational Risk and Credit Risk

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Flexible work/life balance options
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work

**Job Summary**

**Address**:
TORONTO, Ontario, Canada

**City**:
CAN-NS-BEDFORD, CAN-ON-TORONTO

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Internal Audit

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2023-03-08-08:00

**Application Deadline**:
2023-03-22-07:00

**I**nclusion** and Equal Opportunity Employment**

At

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