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Compliance Officer

4 months ago

Toronto, Canada Swiss RE Full time

**About** **the** **Role**:
We are looking for a highly motivated individual to be the Compliance Officer for Swiss Re Corporate Solutions America Insurance Corporation (SRCSAIC), Canadian branch based in Toronto. In this position, you will be the appointed Compliance Officer for the purposes of Regulatory Compliance Management Guideline E-13 (Office of the Superintendent of Financial Institutions). You will have the opportunity to support the Canadian branch through the Compliance Corporate Solutions team's mandate, while interacting with many Compliance team members and business colleagues. You will also provide support to Group and Compliance team initiatives and projects, as required.

Core Responsibilities will include:

- Support development and delivery of the Compliance Programme, the annual Compliance Plan and associated compliance risk mitigation standards for existing, new and changes to regulations including policies, guidelines, training and communication
- Provide compliance guidance to the Business (implementation of Swiss Re Policies and Standards and/or local requirements, best practice processes and controls, business decision evaluations and process support), including managing Compliance risk in the digital space
- Develop and deliver relevant reporting to the Group, Senior Management and the local Branch Management Committee
- Manage regulatory compliance risk by overseeing, assessing and reporting on Branch compliance with applicable laws, rules, regulations and prescribed practices pursuant to E-13
- Monitor and act upon regulatory developments relating to compliance risks and the associated regulatory obligations and work with the Business to ensure requirements are implemented and adequately mitigated
- Develop and maintain local policies in coordination with the global policy framework and support development of global policies
- Participate in, and contribute to, wider regional and global initiatives to support our team's mandate
- Deliver periodic risk-based training, in coordination with the Group training plan, as needed on compliance risks and processes.

**About You**:

- University degree in law or business
- Minimum 5 years legal, compliance, audit or risk management experience, preferable in an insurance or financial services company
- Solid understanding of Canadian insurance regulations and requirements and compliance risks
- Possess strong leadership and collaborative skills to drive the Compliance mandate at all levels of the organization
- Ability to manage multiple projects and coordinate complex assignments across multidisciplinary teams
- High energy, comfortable working independently and handling multiple requests and deadlines
- Demonstrate a high degree of integrity and discretion in handling confidential information
- Display a "can do" mindset, are dedicated, and put the client first
- Hard-working and strong desire to learn
- Team player with strong communication, interpersonal and presenting skills
- Proficiency in using technology effectively in carrying out functional responsibilities; experience with the Resolver tool and Bridger screening tool desired
- Strong written and spoken English language skills required, French language a plus

If you are a collaborative, engaging & positive person who will work to constantly improve business results and client satisfaction, we will be happy to get to know you.

**About the Team**:
This is an exciting opportunity to join the Corporate Solutions Americas Compliance team, whose other members are located in the US, Brazil and Mexico. We provide end-to-end guidance on key Compliance risks including AML, ITC, Anti-Bribery & Corruption, Data Protection, Conduct Risk and others relating to Swiss Re Group's Corporate Solutions business. Our clients are diverse and driven business teams, committed to delivering value and innovative services. In our team, you will learn about the Compliance risks facing an international commercial insurance business.

**About Swiss Re Corporate Solutions**

Swiss Re is one of the world’s leading providers of reinsurance, insurance and other forms of insurance-based risk transfer. We anticipate and manage risks, from natural catastrophes and climate change to cybercrime.

Swiss Re Corporate Solutions is the commercial insurance arm of the Swiss Re Group. We offer innovative insurance solutions to large and midsized multinational corporations from our approximately 50 locations worldwide. We help clients mitigate their risk exposure, whilst our industry-leading claims service provides them with additional peace of mind.

Our success depends on our ability to build an inclusive culture encouraging fresh perspectives and innovative thinking. Swiss Re Corporate Solutions embraces a workplace where everyone has equal opportunities to thrive and develop professionally regardless of their age, gender, race, ethnicity, gender identity and/or expression, sexual orientation, physical or mental abil