Assistant Manager, Operations Risk and

2 months ago

Regina, Canada HSBC Full time

Opening up a world of opportunity.

HSBC is a financial services organization serving more than 39 million customers across the world through our Wealth & Personal Banking, Commercial Banking and Global Banking & Markets businesses.

We’re here to use our outstanding expertise, capabilities, breadth and perspectives to open up a world of new opportunities for our customers, our people and our communities.

Wealth and Personal Banking

We help clients to manage, protect and grow their wealth. We offer a range of services from personal banking, mortgages and loans to investment, savings and wealth management products. Our international network and breadth of expertise enables us to support individuals, families, business owners, investors and entrepreneurs everywhere.

About the role

Branch Location: 1801 Hamilton Street, Regina

Operations and Administration, your role oversees and leads compliance and risk related activities, ensuring elements are identified and mitigated for the entire branch team.

Your Responsibilities
- Act as primary point of contact (or secondary as appropriate) for sophisticated operational inquiries involving internal and external parties
- Lead all aspects of and supervise customer complaints and where possible handles resolution and/or call out complex issues
- Responsible for the supervision of mutual fund sales business conducted within the branch (approve new accounts and supervise trading activity) and act as the primary point of contact for mutual fund customer inquiries requiring attention
- Ensure customer expectations are exceeded in terms of speed, efficiency, certainty and professionalism either face-to
- face or through an alternate channel
- Deliver fair outcomes for our customers and ensure own conduct maintains the orderly and transparent operation of financial markets
- Provide training and development to others as related to operational and risk items
- Build the capabilities of the team to enhance their ability to achieve financial and operating strategy.
- Participate in business development programs within area of specialty to enhance product knowledge
- Actively refer customers to other areas of HSBC where appropriate

Requirements
- Registerable as the Branch Manager under the applicable securities legislation
- 3 years of mutual funds and operations experience within the financial services industry
- Effective communication and customer service skills
- Excellent interpersonal skills to support the building of strong and diverse relationships
- Outstanding problem solving skills
- Excellent understanding of legislation and regulations within retail banking
- Sound knowledge of financial services products and services
- Experience leading multiple projects with different targets
- University / College degree or equivalent work experience

Licensing/Accreditations
- Mutual Fund Licensing - completed Investment Funds in Canada Course or Canadian Securities Course;
- Mutual Fund Skills Builders Course
- Branch Manager Course offered by Canadian Securities Institute or Investment Funds in Canada; or a Branch Compliance Officers Course offered by Investment Funds Institute of Canadian Bankers.

HSBC Proud

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.

If this is not the ideal role for you, we invite you to sign up here to our Talent Community so we can update you about job opportunities and career events in your area of interest. We are always looking for people with purpose and ambition who can help build the bank for the future.

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