Associate - Operational Risk, Controls & Governance

2 weeks ago

Toronto, Canada Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Associate - Operational Risk, Controls & Governance

**What is the opportunity?**

You will understand the material risks to the business processes in existence in order to provide value-add contribution to the Front Office-led Risk and Control Self-Assessments (RCSAs), including conducting comparative analysis across the various operational risk tools to support conclusions and a comprehensive view of the business units’ operational risk profiles.

**What is the opportunity?**
- Operational Risk Program support:

- Support Chief Operating Officer (COO) and other CM businesses in the capture, analysis and reporting of Operational Risk Events (OREs) within Archer, per Standing Order requirements;
- Conduct trigger-based business risk and control assessments to analyze end-to-end root cause and control/process gaps, and working with stakeholders (Front Office, Operations, CM IT and Functional units) to identify appropriate action plans to address control/process gaps;
- Provide supporting analysis of the design of CM-wide tools that assist the 1st line of Defence in managing and mitigating operational risk; and ensure alignment and consistency in the regional execution of operational risk tools, processes and practices with the global ORC&G approach;
- Keep abreast of other programs in CM and across the enterprise which can be leveraged to minimize duplication and the impact to the assessed units;
- Provide support for training and awareness programs to ensure there is clear understanding of the importance of internal control management across the business and functions including clear communication of expected conduct, behaviours and roles and responsibilities;
- Support the Vice President, Director and Managing Director ORC&G in establishing CM specific procedures to support effective program execution, conclusion and usage in accordance with enterprise-wide requirements.
- Reporting:

- Responsible for the development, production of monthly and quarterly Operational Risk reporting with trend analysis and commentaries with business insights to support Regional, Legal Entities, and Line of Business governance reporting requirements;
- Accountable for the Capital Markets operation governance and reporting processes (e.g., Mandatory Absences, KRIs, Third Party Risk), liaise with business stakeholders and ensure compliance with the GRM global operational risk standard and framework requirements;
- Document and communicate business/technical requirements, manage the pipeline of enhancements, and providing supporting information as required for maintenance;
- Support the design, analysis, documentation and implementation of CM report automation or process improvement, and provide a holistic, value-added operational risk profile across Capital Markets and the Lines of Business.
- Control Assessment:

- In accordance with the RBC Internal Controls Management Policy (ICMP) and Regulatory Compliance Management (RCM) Program, provide guidance to control owners on effective control assurance activities, including supervisory controls;
- Act as a conduit between Control Owners, and the RCSA Program in order to deliver appropriate communication around Control Assurance in support of the operational risk profile;
- Working closely with the RCSA Facilitation teams, ensure reporting of control monitoring is reflected appropriately in residual risk assessments aligned to business areas;
- Provide guidance to CM control owners on control documentation standards, in accordance with the ICMP and RCM Program.
- Change Management:

- Support the Vice President, Director and Managing Director ORC&G through participation in projects to review and implement new enterprise policies that impact Capital Markets in North America which may include assisting in the establishment of procedures/guidelines, liaising with internal and/or external parties to understand requirements and define parameters;
- Liaising with the appropriate Centre of Governance (CoG) groups to provide input into the development of new/changed enterprise policies, clarifying proposed requirements in order to initiate discussions with the in-scope business units to assess the impact on the CM business processes and controls.

What you need to succeed?
- Bachelor’s degree in Computer Science, Business Administration or Finance preferred
- Strong analytical skill and experience using business analysis and database querying tools
- Strong presentation, communication (verbal and writt

  • Governance and Control Specialist

    3 days ago

    Toronto, Canada TD Bank Full time

    **TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** **Department Overview**: The Business Governance and Control team are the protectors of our businesses guided by the Three Lines of Defense Risk Framework: Risk Ownership, Risk Oversight, and Internal Audit. Our overall goal is to...

  • Governance and Control Specialist

    4 weeks ago

    Toronto, Canada TD Bank Full time

    405992BR Corporate Development / Strategy / Design Toronto, ON April 18, 2023 Company Overview Department Overview **Department Overview**: The Business Governance and Control team are the protectors of our businesses guided by the Three Lines of Defense Risk Framework: Risk Ownership, Risk Oversight, and Internal Audit. Our overall goal is to oversee...

  • Associate, Centralized Governance

    2 weeks ago

    Toronto, ON, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s...

  • Associate, Centralized Governance

    2 weeks ago

    Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We...

  • Associate, Centralized Governance

    2 weeks ago

    Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We...

  • Associate, Centralized Governance

    2 weeks ago

    Old Toronto, Canada Canadian Imperial Bank of Commerce Full time

    Associate, Centralized Governance & Controls page is loaded Associate, Centralized Governance & Controls Apply locations Toronto, ON time type Full time posted on Posted 2 Days Ago job requisition id 2409917 We’re building a relationship-oriented bank for the modern world. We...

  • Associate - U.s Governance and Risk Reporting

    4 weeks ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** Develops and implements global risk management reports, systems, and processes to minimize investments risks. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. **What is the Opportunity?** This role is part of Group Risk Management - U.S. Governance & Risk Reporting team and is...

  • Associate Director

    3 days ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** Develops and implements global risk management reports, systems, and processes to minimize investments risks. Applies extensive, in-depth knowledge, skills, and practices to perform complex assignments. **What is the Opportunity?**: **This role is part of Group Risk Management - U.S. Governance & Risk Reporting team and will be responsible...

  • Quality Control

    2 weeks ago

    Toronto, Canada Atlantis IT group Full time

    **Role**: Quality control - Risk Management **Location**: Toronto Fulltime Onsite **Skills and Responsibilities**: Internal Audit experience Vendor Management / Relationship Management experience Understanding of the Third-Party Risk Assessment process and all associated activities Understanding of Quality Control Testing Processes Knowledge/Understanding...

  • Associate, Capital Markets Centralized Governance and Controls

    1 week ago

    Toronto, Canada CIBC Full time

    How You’ll Succeed Controls Assessment - Executing controls programs in an efficient and timely manner, including creating test plans, testing Key Controls and communicating results as well as monitoring and managing deficiencies. Additionally, advising the business on the implementation and monitoring of Business-Managed Technology controls and assisting...

  • Associate, Capital Markets Centralized Governance and Controls

    1 week ago

    Toronto, Ontario, Ontario, Canada CIBC Full time

    How You’ll SucceedControls Assessment - Executing controls programs in an efficient and timely manner, including creating test plans, testing Key Controls and communicating results as well as monitoring and managing deficiencies. Additionally, advising the business on the implementation and monitoring of Business-Managed Technology controls and assisting...

  • Associate, Banking Risk

    1 week ago

    Toronto, Canada MUFG Investor Services Full time

    Company Description **About MUFG Investor Services**: MUFG Investor Services provides asset servicing solutions to the global investment management industry. Leveraging the financial and intellectual capital of MUFG - one of the largest banks in the world with $2.8 trillion in assets - we provide clients access to a range of leading solutions from fund...

  • Manager, Governance and Controls

    1 week ago

    Toronto, Canada CIBC Full time

    We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are...

  • Senior Manager Governance, Risk

    4 days ago

    Toronto, Ontario, Canada Canadian National Railway Full time

    At CN, we work together to move our company-and North America-forward. Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion. From enterprise architecture to operational technology, our teams use the agile methodology to automate and digitize our railroad ensuring our operations run optimally and safely...

  • IT Governance, Risk, and Compliance Manager

    3 weeks ago

    Toronto, ON, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance Manager This role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures. The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the...

  • IT Governance, Risk, and Compliance Manager

    3 weeks ago

    Old Toronto, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance ManagerThis role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures.The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the institution’s...

  • IT Governance, Risk, and Compliance Manager

    3 weeks ago

    Old Toronto, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance ManagerThis role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures.The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the institution’s...

  • IT Governance, Risk, and Compliance Manager

    4 weeks ago

    Old Toronto, Canada Fengate Asset Management Full time

    IT Governance, Risk, and Compliance ManagerThis role will have an exciting opportunity to be responsible for the implementation and on-going management of an ISO 27001 program and additional IT policies and procedures.The IT Governance, Risk, and Compliance (GRC) Manager will be responsible for assessing, documenting, and strengthening the institution’s...

  • Senior Manager Governance, Risk

    3 weeks ago

    Toronto, Ontario, Canada CN Rail Full time

    At CN, we work together to move our company-and North America-forward. Be part of our Information & Technology (I&T) team, a critical piece of the engine that keeps us in motion. From enterprise architecture to operational technology, our teams use the agile methodology to automate and digitize our railroad ensuring our operations run optimally and safely...

  • Associate Director, Operational Risk Management, Finance

    3 weeks ago

    Toronto, Canada Healthcare of Ontario Pension Plan Full time

    Why you’ll love working here:high-performance, people-focused cultureour commitment that equity, diversity, and inclusion are fundamental to our work environment and business success, which helps employees feel valued and empowered to be their authentic selvesmembership in HOOPP’s world class defined benefit pension plan, which can serve as an important...