Analyst, Regulatory Reporting

2 months ago

Toronto, Canada Royal Bank of Canada Full time

**Job Summary**

**What is the opportunity?**

The CM Canadian Regulatory Services group is responsible for ensuring the ever changing regulatory reporting requirements imposed by various global Regulators for OTC Derivatives are successfully implemented and executed.

This role is responsible for ensuring compliance with the trade reporting regulations including but not limited to CFTC, SEC, CSA, EMIR, ASIC, MAS and HKMA Trade Reporting for OTC Derivatives trading. The role will involve daily reconciliations and exception monitoring, investigation, issue management and MI reporting.

**What will you do?**
- Perform daily and weekly trade reporting reconciliations
- Perform investigations and determine root causes leading to regulatory rejections
- Perform daily Global Trade Repository warning report review, daily exception monitoring and issue management
- Monthly MI reporting and daily Valuation health checks
- To ensure all daily tasks / controls are completed in line with the departmental procedures
- To continue to develop product / market knowledge to ensure daily processes are appropriate to reduce operational risks
- To investigate any processing issues and recommend a course of action to the Team Manager. Once approved, assist in the execution of the proposed change
- To support colleagues during busy periods by sharing workloads as applicable
- To adhere to mandatory training requirements and take a proactive approach to suggesting appropriate additional training as required for the role
- Liaise with Front Office, Business and Client Services, Compliance, IT, Trading Documentation Team, and Client Data Management to resolve any client issues
- Escalate trade reporting issues to Senior Management and Compliance as deemed necessary
- Achieve and maintain highest levels of customer Service
- Analyze current state processes to provide suggestions for process re-engineering and technology implementation to improve efficiency and controls
- Effectively communicate and build rapport with team members, stakeholders and business partners using a variety of techniques and collaboration from initiation to close

**What do you need to succeed?**

**Must-have**
- 1+ years of operational experience in a fast pace, high risk and demanding operational environment
- Bachelor’s degree specializing in Business, Finance, Math or Engineering
- Solid understanding of procedures and operational controls as they relate to systems and work flows
- Detailed understanding of the fundamentals of Capital Markets trading and the transaction lifecycle
- Working knowledge of OTC Derivative products
- Knowledge of CFTC, SEC, CSA and other global derivatives reform regimes
- Excellent communication skills - both verbal and written, including presentation skills
- Able to manage multiple priorities, work under pressure, learn quickly, and perform new tasks accurately, effectively, and efficiently
- Skillful in Microsoft Office Suite (Outlook, Excel, Access, PowerPoint, Word, Visio, etc.)

**Nice-to-have**
- Detailed understanding of RBC Capital Markets organizational structure (front office sales and trading, middle office, product control, back office operations, regulatory/compliance, etc.)
- Proficiency in VBA (Visual Basic for Applications) an asset
- Portfolio Reconciliation experience

**What’s in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Flexible work/life balance options

**Job Skills**

Audits Compliance, Communication, Critical Thinking, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Internal Controls, Microsoft Office, Operational Requirements, Organizational Governance, OTC Derivatives, Portfolio Reconciliation, Problem Analysis, Problem Solving, Regulatory Operations, Root Cause Analysis (RCA), Root Cause Problem Solving, Time Efficiency, Time Management

**Additional Job Details**

**Address**:
RBC CENTRE, 155 WELLINGTON ST W:TORONTO

**City**:
TORONTO

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Capital Markets

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2024-01-24

**Application Deadline**:
2024-02-08

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We ar

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