Business Analyst, Regulatory Trade

Overview and PurposeUnder the direction of the Deputy Registrar, the Business Analyst conducts research and analysis to design or re-design processes that align with strategic objectives and regulatory projects and initiatives.Act as liaison between the business, internal IT team and third party vendors or consultants (if applicable) to bridge the technical...

Overview and PurposeUnder the direction of the Deputy Registrar, the Business Analyst conducts research and analysis to design or re-design processes that align with strategic objectives and regulatory projects and initiatives.Act as liaison between the business, internal IT team and third party vendors or consultants (if applicable) to bridge the technical...

Overview and PurposeUnder the direction of the Deputy Registrar, the Business Analyst conducts research and analysis to design or re-design processes that align with strategic objectives and regulatory projects and initiatives.Act as liaison between the business, internal IT team and third party vendors or consultants (if applicable) to bridge the technical...

Overview and Purpose Under the direction of the Deputy Registrar, the Business Analyst conducts research and analysis to design or re-design processes that align with strategic objectives and regulatory projects and initiatives. Act as liaison between the business, internal IT team and third party vendors or consultants (if applicable) to bridge the...

Business Analyst, Banking/Capital Markets – Regulatory Data Reporting Business Analyst - Banking/Capital Markets - Regulatory Data Reporting On behalf of our client in the Banking Sector, PROCOM is looking for a Business Analyst - Banking/Capital Markets - Regulatory Data Reporting. Business Analyst - Banking/Capital Markets - Regulatory Data Reporting...

Trade Surveillance Analyst x 2 Typical Day in Role: The Trade Surveillance Analyst will report into the Senior Manager, OTC Trade Surveillance and collaborate with various internal stakeholders to support processes within the Trade Surveillance program. Candidate should possess a combination of in-depth knowledge of Capital Markets, OTC Products, trade...

Our Clients Regulatory Transformation Team is looking for Business Analyst's to assist with upcoming work associated with EMIR Refit. As a Business Analyst you should have specific experience in the capital markets businesses and experience liaising with IT. This position requires driving changes with cross-functional teams impacting business, technology and...

Job Description : Wealth Management Canada Compliance is looking for a Tier 2 Bilingual Compliance analyst to join their dynamic team, reporting to the Director, Filed Supervision. The incumbent will be the Tier 2 analyst for Sun Life’s new investment dealer, Sun Life Canada Securities Inc. (SLCSI) and Sun life Financial Investment Services (Canada)...

Our Banking client in **Toronto, Ontario **is looking to hire a **Business Analyst** for a **6-months contract **role with Possibility of extension. **What you will be doing** - Role attends the office minimum 2 days a week. - Provide the GWO Operation Teams with support for closure of Compliance, Audit and Regulatory open issues. - Coordinate and assist in...

Position Description: We are Canada's largest independent information technology services firm, and after 48 years, we're still growing! Join Canada's largest IT Company as a Business System Analyst in our Financial Services Sector in Toronto. This role is hybrid and requires you to be at our client's office Toronto Downtown at a minimum 3 days per...

**TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** - TD Securities TBM (Trading Business Management) Toronto TSG (Trade Support Group) primarily engages in the ongoing support of the North American Fixed Income Trading & Sales desks. The group’s functions include, but are not limited...

Our Clients' Regulatory Business Initiatives Teams is looking to add two Business Analysts to their growing LATAM Portfolio assisting key stakeholders in Chile, Peru as well as Colombia from T+2 to T+1. This was triggered when the Nuam Exchange was mandated to move its Equity Operations (Fixed Income, Repo as well) in these essential markets with a Go-Live...

Our Clients' Regulatory Business Initiatives Teams is looking to add two Business Analysts to their growing LATAM Portfolio assisting key stakeholders in Chile, Peru as well as Colombia from T+2 to T+1. This was triggered when the Nuam Exchange was mandated to move its Equity Operations (Fixed Income, Repo as well) in these essential markets with a Go-Live...

Business Analyst - Capital Markets - Change Management/Trading On behalf of our client in the Banking Sector, PROCOM is looking for a Business Analyst - Capital Markets - Change Management/Trading. Business Analyst - Capital Markets - Change Management/Trading – Job Description One of bank’s largest projects – replacing legacy derivatives and trading...

Trade Surveillance Analyst x 2Typical Day in Role: The Trade Surveillance Analyst will report into the Senior Manager, OTC Trade Surveillance and collaborate with various internal stakeholders to support processes within the Trade Surveillance program. Candidate should possess a combination of in-depth knowledge of Capital Markets, OTC Products, trade...

40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN Description Position Title: Director, Trading Conduct Compliance Department: Human Resources and Organizational Effectiveness Location: Toronto Status: Permanent Full-time (Hybrid) The Director of Trading Conduct Compliance (TCC) will lead our Toronto team, and in collaboration with other...

40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Director, Trading Conduct ComplianceDepartment: Human Resources and Organizational EffectivenessLocation: TorontoStatus: Permanent Full-time (Hybrid)The Director of Trading Conduct Compliance (TCC) will lead our Toronto team, and in collaboration with other...

40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Director, Trading Conduct ComplianceDepartment: Human Resources and Organizational EffectivenessLocation: TorontoStatus: Permanent Full-time (Hybrid)The Director of Trading Conduct Compliance (TCC) will lead our Toronto team, and in collaboration with other...

40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN DescriptionPosition Title: Director, Trading Conduct ComplianceDepartment: Human Resources and Organizational EffectivenessLocation: TorontoStatus: Permanent Full-time (Hybrid)The Director of Trading Conduct Compliance (TCC) will lead our Toronto team, and in collaboration with other...

Business Analyst Specialist Major Accountabilities: • Partner primarily with a technical analyst on the team to deliver on end of life project • Join a fast-paced, front office application support team • Play a key role and ensure smooth running Fixed Income, Front Office Trading business in New York on a day to day basis. Candidates will need to be...