Current jobs related to Compliance Analyst - Mississauga - Primerica
-
Compliance Analyst
3 weeks ago
Mississauga, Canada SBI Canada Bank Full time**Senior Compliance Analyst** This position reports to the Chief Compliance Officer (CCO) and is primarily responsible for performing the following functions: 1. Analyze alerts generated by the transactions monitoring system, discuss findings with Manager Compliance, and report suspicious transactions to the prescribed authorities. 2. Prepare and submit...
-
Regulatory Compliance Analyst
2 weeks ago
Mississauga, Canada Robert Half Full timeWe are offering an exciting opportunity for a Regulatory Compliance Analyst to join our client in Mississauga, Ontario. The role involves overseeing financial compliance functions within the organization. The successful candidate will work on various audits, compliance assessments, and regulatory compliance matters. Responsibilities: • Conduct regular...
-
Compliance Analyst
4 weeks ago
Mississauga, Canada Primerica Full timeAbout this Position We are looking for Compliance Analyst to join our Compliance department. Responsibilities and Qualifications **Responsibilities**: - Create and maintain procedures related to the AML/ATF activities performed - Work with Primerica’ business areas to facilitate the implementation of new and updated AML/ATF procedures and processes -...
-
IT Risk
3 weeks ago
Mississauga, Canada Symcor Inc. Full timeAbout Symcor Symcor enables secure data exchanges and supporting business processes, to help clients succeed in an evolving digital world. Trusted by Canada's largest institutions for over 25 years to support their digital transformations, Symcor aligns industry participants to solve common challenges in the most effective and efficient way. **The...
-
Compliance Analyst
2 weeks ago
Mississauga, Canada Cogir Immobilier Full time**Founded in 1995, Cogir Immobilier employs over 16,000 real estate enthusiasts. Driven by our constant desire to give meaning to real estate, we aim to humanize, create, and excel in designing pleasant, functional living environments that reflect the people who inhabit them. Our team manages over 365 properties across Canada and the United States. We...
-
Compliance Analyst
1 week ago
Mississauga, Canada Primerica Full timeAbout this Position We are looking for a Compliance Analyst to join our Compliance department. Responsibilities and Qualifications **Responsibilities**: - Researching and analyzing applicable legislative and regulatory actions concerning segregated fund and insurance products, ancillary products, field operations and home office administration - Tracking...
-
Compliance Analyst
1 week ago
Mississauga, Canada Travel Industry Council of Ontario Full timeThe Travel Industry Council of Ontario (TICO) is an organization mandated by the Ontario government to administer the Ontario Travel Industry Act, 2002 and Ontario Regulation 26/05, which governs all of the approximately 2,100 travel retailers and travel wholesalers registered in Ontario. In addition, TICO administers an industry-financed Travel Compensation...
-
Compliance Analyst, Back Office Compliance
2 weeks ago
Mississauga, Canada SBI Canada Bank Full time**SBI Canada Bank was established in Canada in 1982 as a wholly owned subsidiary of State Bank of India, the largest bank in India.** **Compliance Analyst, Back Office Compliance** **This position reports to the Manager-Back Office Compliance /VP-Back Office and is primarily responsible for performing the following functions**: - Primarily responsible for...
-
Regulatory Compliance Analyst
2 weeks ago
Mississauga, Canada Robert Half Full timeWe are offering an exciting opportunity for a Regulatory Compliance Analyst to join our client in Mississauga, Ontario. The role involves overseeing financial compliance functions within the organization. The successful candidate will work on various audits, compliance assessments, and regulatory compliance matters.Responsibilities:- Conduct regular internal...
-
Regulatory Compliance Analyst
2 weeks ago
Mississauga, Ontario, Peel region, Canada Robert Half Full timeWe are offering an exciting opportunity for a Regulatory Compliance Analyst to join our client in Mississauga, Ontario. The role involves overseeing financial compliance functions within the organization. The successful candidate will work on various audits, compliance assessments, and regulatory compliance matters.Responsibilities:- Conduct regular internal...
-
Customs Compliance Analyst
1 week ago
Mississauga, Canada Kuehne+Nagel Full timeWould you like to launch your career with one of the most successful logistics organizations worldwide? Here at Kuehne+Nagel, our Mississauga branch is looking for a new Compliance Analyst to join our Customs team. ** Your Responsibilities**: - Reviewing and updating of HS classification codes to client databases - Tariff opinions / preparing requests for...
-
(Canada) Compliance Analyst
3 days ago
Mississauga, Canada PointClickCare Full timePosition Summary :As a member of PointClickCare’s Legal and Compliance team, In the role of Compliance Analyst, you will be instrumental in driving key initiatives and projects that have a substantial impact on PointClickCare, its customers, and other stakeholders. Under the direction of the PointClickCare Privacy Officer, your responsibilities will...
-
Trade Compliance Analyst
1 week ago
Mississauga, Canada Medline Industries Inc Full time**Primary Location** CA-ON-Mississauga **Value Proposition** As a leading partner in healthcare, Medline Canada's sole purpose is Together Improving Care - this means being deeply committed to the health and well-being of our customers, employees, partners and our communities. We employ a diverse group of top talent focused on growing and making a...
-
Experienced Aml Compliance Analyst
4 weeks ago
Mississauga, Canada Aml Rightsource Llc Full timeJob Description: Location- Remote from Ontario, Canada Role Overview About the Position As an Experienced AML Compliance Analyst, you will work with our clients (banks and non-bank financial institutions) to provide advice and counsel in order to help them fight financial crime and mitigate financial crime risks. The purpose of this role is to detect and...
-
IT Risk
1 week ago
Mississauga, Canada Symcor Inc. Full timeAbout Symcor Symcor enables secure data exchanges and supporting business processes, to help clients succeed in an evolving digital world. Trusted by Canada's largest institutions for over 25 years to support their digital transformations, Symcor aligns industry participants to solve common challenges in the most effective and efficient way. **The...
-
Security Analyst Customer
4 weeks ago
Mississauga, Canada Purolator Full time**Description**: Working in Purolator’s Security and Compliance team, the Customer and Audit Compliance Analyst is accountable to operate and help mature our cybersecurity - vendor risk management (CS-VRM) program as well as be responsible for ensuring compliance to security guidelines and auditing requirements. You will work with a wide array of vendors...
-
Trade Compliance and Tax Analyst
3 weeks ago
Mississauga, Canada Medline Industries Inc Full time**Primary Location** CA-ON-Mississauga **Value Proposition** As a leading partner in healthcare, Medline Canada's sole purpose is Together Improving Care - this means being deeply committed to the health and well-being of our customers, employees, partners and our communities. We employ a diverse group of top talent focused on growing and making a...
-
▷ 3 Days Left: Senior Analyst II
4 weeks ago
Mississauga, Canada TD Bank Full timeLieu de travail : Toronto, Ontario, Canada Horaire : 37.5 Secteur d’activité : Approvisionnement et Sélection Détails de la rémunération : $76,800 - $115,200 CAD La TD a à cœur d’offrir une rémunération juste et équitable à tous les collègues. Les occasions de croissance et le perfectionnement des compétences sont des caractéristiques...
-
Compliance and Ethics Lead
2 days ago
Mississauga, Ontario, Canada Walmart Inc. Full timeWalmart Inc. is committed to maintaining a safe and compliant work environment. As a Senior Analyst in Specialty Compliance and Ethics, you will be responsible for developing, coordinating, and overseeing essential tools and resources aimed at upholding our safety standards and regulatory compliance.Key Responsibilities:Developing Tools and Resources:...
-
Mississauga, Canada Walmart Inc. Full time(CAN) Senior Analyst, Specialty Compliance And Ethics - Health and SafetyJoin to apply for the (CAN) Senior Analyst, Specialty Compliance And Ethics - Health and Safety role at Walmart Canada.Position Summary... The Environmental, Health and Safety Program is dedicated to ensuring a safe and compliant environment for our associates and customers. This...
Compliance Analyst
4 weeks ago
About this Position
We are looking for a Compliance Analyst to join our Compliance Department.
Responsibilities and Qualifications
This Role Includes Responsibilities for each of the Life Insurance Company, Investment Fund Manager and Mutual Fund Dealer:
**Responsibilities**:
- Act as administrator and assist in the development and maintenance of the Company’s regulatory compliance management program (Ethidex); which includes reviewing and assessing assigned legislative control objectives/requirements,
- Act as administrator for the annual regulatory compliance management attestation process for the Company, including coordinating with management and the service provider, tracking completion, working with business units to resolve any gaps that have been identified and documenting them accordingly,
- Provide support to the Privacy Office, conduct and/or coordinate investigations into privacy and ombudsman level complaints and prepare draft responses with a view to ensuring prompt and proper resolutions.
- Act as administrator and assist in the development, maintenance and delivery of both the Employee and Agent Annual Compliance Meetings including the tracking of completion, troubleshooting of technical issues, working with compliance management, employees and agents to resolve any gaps or reports of non-compliance, and the preparation of management reports;
- Review, assign control objectives and flag for internal distribution quarterly legislative and regulatory updates for all applicable entities and ensure that applicable quarterly legislative and regulatory updates have been incorporated into regulatory compliance management programs for quality control and monitoring and testing purposes,
- Organize and manage documentation for regulatory, internal audit and other reviews and examinations and assist with the arrangements for such examinations, audits and reviews.
- Researching and analyzing applicable legislative and regulatory actions concerning mutual fund and insurance products, ancillary products, field operations and home office administration,
- Assist with the updating and maintenance of compliance policies and procedures and other related documentation,
- Educating and informing the business units regarding compliance requirements, including legislative and business practices,
- Train on and be available as a back-up to those responsible for coordinating investigations into suspicious or attempted suspicious transactions and reporting on final conclusions,
- Train on and be available as a back up to those responsible for performing ongoing Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) activities, including sanctions screening and regulatory reporting, and other reviews and assessments of compliance,
- Conducting quarterly regulatory compliance self-assessments (“RCSA”) for the Compliance Department and reviewing the RCSA risk and testing matrices to ensure business risks are sufficiently considered,
- Manage the Regulatory Compliance Department’s files and records and perform other administrative duties,
- Preparing formal and informal compliance reports and other communications to the business units and the Board of Directors on a regular and ad hoc basis.
- Such other tasks and duties as may be assigned from time to time.
Qualifications:
- Post-secondary education or equivalent, as well as previous experience in Compliance and/or the financial services industry with particular knowledge of life insurance and mutual fund regulation and compliance
- Experience with Anti-money laundering/anti-terrorist financing legislation would be considered an asset
- Excellent verbal and written communication skills
- Strong cooperative and professional attitude while working in a high volume and fast-paced environment
- Excellent organizational and time management skills with the ability to multi-task, continuously prioritize workflow and meet deadlines
- Must be proficient in MS Office (Excel, Word, PowerPoint)
- Bilingualism would be considered an asset
It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.
At Primerica, we believe that diversity and inclusion are critical to our future and our mission - creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.
