Compliance Officer

2 weeks ago

Mississauga, Canada OM Financial Inc. Full time

**Compliance Officer**

The Compliance Officer will be handling all Compliance related duties at our MGA. This role is available as either a Full-Time position or a Part-Time position and is located either at our Mississauga or Toronto office. Hybrid role opportunity available (3 days in office, 2 days work from home). The incumbent will be responsible for other duties as assigned by management.

**Duties**:

- Conducting the Advisor Practice Review (APR) process,
- Work on the Managing General Agent (MGA) Survey,
- Other MGA Compliance duties as assigned by Management.
- Creating plans for compliance program improvements.
- Ensuring advisors are properly licensed and other duties as assigned by management.

**Qualifications**:

- 3 - 6 years of work experience in the Life Insurance Industry.
- 3 to 6 years of Compliance experience in the Life Insurance Industry.
- Successful Completion of LLQP preferred.
- Experience in testing, auditing and investigative roles an asset.
- Relevant post-secondary education.
- Excellent oral and written communication skills and excellent organizational skills.

Note: This job description is intended to provide a general overview of the position. It is not an exhaustive list of responsibilities or qualifications. The employer reserves the right to modify or amend the job description as necessary to meet the needs of the business.

**Job Types**: Full-time, Part-time

**Salary**: $35,000.00-$55,000.00 per year

Schedule:

- Monday to Friday

**Education**:

- Bachelor's Degree (preferred)

Ability to Commute:

- Mississauga, ON L5S 0A7 (preferred)

Ability to Relocate:

- Mississauga, ON L5S 0A7: Relocate before starting work (preferred)

Work Location: In person

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