Financial Compliance Officer
2 weeks ago
- Perform financial statement bench reviews to ensure that the Registrant is in compliance with the Travel Industry Act, 2002 and the Regulation 26/05
- Plan and conduct “on-site” inspections and/or compliance reviews of TICO registrants throughout Ontario to ensure compliance with the Act and Regulation.
- Examine all information and applicable supporting documentation against the requirements of the Travel Industry Act, 2002 and the Regulation 26/05 to identify any compliance issues or contraventions.
- Complete a Risk Assessment evaluating all established criteria to determine the registrant's risk rating. Risk Assessment to include a summary of findings of all non-compliance issues.
- Prepare Inspection Findings Reports summarizing all compliance issues including contraventions of the Act and Regulation revealed during site inspections and review all findings with registrants and answer any questions they may have.
- Prepare written correspondence to registrants in a professional and timely manner to address issues of non-compliance including any provisions of the Act and Regulation that may be applicable.
- Perform timely follow up of all non-compliance issues communicated to registrants to ensure that the issue(s) identified during inspections or compliance reviews are corrected.
- Conduct site inspections, as required, for the purpose of verifying former registrants have ceased operating at the registered business location after voluntarily terminating or having their registration revoked.
- Bring to the attention of Management all compliance files where further escalation or administrative action is recommended due to the conduct and/or refusal of the registrant to achieve compliance.
- Respond to inquiries providing guidance and advice regarding the legislated requirements, practices and conduct of registrants and non-registrants as they relate to compliance of the Act and the Regulation.
- Maintain an effective escalation process for the timely correction of non-compliance with a priority on high risk registrants to minimize risk to the travelling public.
- Maintain and keep current TICO’s database with all compliance files and/or information and data including all corresponding actions, changes, communications, activities, decisions, and outcomes.
- Maintain and keep current TICO’s Document Management System (DMS) with all compliance records, e.g., supporting documentation and communications.
- Bring to the attention of Management any compliance issues, incidents or developing trends of concern that require consideration for further action or internal review of established policies.
- Attend at Licence Appeal Tribunal / Provincial Offences hearing(s) when required, to give evidence in support of enforcement action.
- Assist with special projects and initiatives, as needed.
- Possess a CPA designation; audit experience desirable.
- Demonstrates strong organizational skills, attention to detail and excels at multitasking to proficiently handle multiple files.
- Excellent command of the English language, both verbally and in writing.
- Excellent customer service skills and the ability to deal with stakeholders regarding difficult or challenging situations in a professional manner.
- Demonstrates proactive initiative, strong analytical judgement and proficient problem-solving abilities.
- Demonstrates flexibility and the ability to work independently or work effectively as part of a team environment.
- Knowledge and experience of the travel industry is an asset.
- Knowledge of the Travel Industry Act, 2002 and Ontario Regulation 26/05 is an asset.
- Strong knowledge of Microsoft Office suite of applications, CRM systems, and a practical understanding of computer databases.
-
Financial Compliance Officer
2 weeks ago
Mississauga, ON, Canada Travel Industry Council of Ontario Full timeFormed in 1997, the Travel Industry Council of Ontario (TICO) regulates Ontario’s travel agencies, booking websites and tour operators. TICO administers the Travel Industry Act, 2002 on behalf of the Ontario government. As a consumer protection organization, TICO facilitates a consumer complaints process and administers the Ontario Travel Industry...
-
Compliance Officer
3 days ago
Mississauga, Canada Embark Full time**Job Profile**: Compliance Officer **Compliance Officer** Full-time Reporting into Manager, Central Compliance At Embark Student Corp. (“Embark”) we’re on a journey to create an entirely new student experience. One that is built on instilling confidence in students around the paths they are choosing and their ability and agency to achieve their...
-
Compliance Officer
7 days ago
Mississauga, Canada Edward Jones Full time**Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.** Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone...
-
Financial Services Officer
4 weeks ago
Mississauga, Canada DUCA Financial Services Credit Union Ltd. Full time**Why DUCA?** At DUCA, we strive for excellence in everything we do. Our commitment to **_Do more, Be more, Achieve more_** is what sets us apart and drives our company culture. DUCA’s impact goes beyond our financial solutions - we're dedicated to making a real difference in the lives of our members and in our community. We believe our employees are our...
-
Finance and Compliance Officer
4 weeks ago
Mississauga, ON, Canada Travel Industry Council of Ontario Full timeFormed in 1997, the Travel Industry Council of Ontario (TICO) regulates Ontario’s travel agencies, booking websites and tour operators. TICO administers the Travel Industry Act, 2002 on behalf of the Ontario government. As a consumer protection organization, TICO facilitates a consumer complaints process and administers the Ontario Travel Industry...
-
Compliance Officer
1 week ago
Mississauga, Canada SNC-Lavalin Full timeJob Description Compliance Officer AtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology. The position of Compliance...
-
Compliance Officer
6 days ago
Mississauga, Canada AtkinsRéalis Full timeAtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology.The position of Compliance Officer is part of a team responsible for...
-
Compliance Officer
6 days ago
Mississauga, Canada AtkinsRéalis Full timeAtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology.The position of Compliance Officer is part of a team responsible for...
-
Compliance Officer
6 days ago
Mississauga, Canada AtkinsRéalis Full timeAtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology.The position of Compliance Officer is part of a team responsible for...
-
Financial Analyst – Compliance
3 weeks ago
Mississauga, Canada Martin Brower Full timePosition Summary:The Financial Analyst - Compliance & Risk will utilize strong leadership, accounting, and organizational skills to support our Financial Services /Reporting teams and will report to the Supervisor, Financial Services. The Compliance & Risk Analyst position will include Key Performance Indicator reporting, overseeing government...
-
Financial and Model Risk Manager
3 days ago
Mississauga, Canada Questrade Financial Group Full timeQuestrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure. We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about...
-
Compliance Officer
7 days ago
Mississauga, ON, Canada AtkinsRéalis Full timeAtkinsRéalis is one of Canada's largest private sector nuclear engineering groups. We have been providing a wide range of services to the nuclear industry in Canada and around the world since for more than 60 years. We are proud to be the steward of Canadian CANDU nuclear technology. The position of Compliance Officer is part of a team responsible for...
-
Cfo (Chief Financial Officer) - Goods Production
3 weeks ago
Mississauga, Canada First Choice Financial Limited Full timeEducation: Bachelor's degree - Experience: 5 years or more **Tasks**: - Allocate material, human and financial resources to implement organizational policies and programs - Authorize and organize the establishment of major departments and associated senior staff positions - Co-ordinate the work of regions, divisions or departments - Establish financial and...
-
Financial Officer
3 weeks ago
Mississauga, Canada Peel Regional Police Full timeThe Financial Officer role is responsible for performing duties that may include:Processing financial transactions.Controlling, reviewing and reporting on spending.Reviewing and co-ordinating revenue streams.Compiling information for invoicing and analysis.Maintaining financial procedures and petty cash.Updating and maintaining signing authority for the...
-
Compliance Manager
4 weeks ago
Mississauga, Canada Novo Nordisk Full timeCompliance Manager (Privacy) **Category**:Legal, Compliance & Audit**Location**:Mississauga, Ontario, CA**REPORTS TO**: Director, Ethics and Compliance**# DIRECT REPORTS**: None**ABOUT THE FUNCTION** - The Legal, Ethics & Compliance Department works to safeguard Novo Nordisk’s license to operate and to foster sustainable business conduct as Novo Nordisk...
-
Financial Analyst
3 weeks ago
Mississauga, Ontario, Canada NPA WorldWide Full timeJob description: Essential duties and responsibilities include:Ensure an accurate and timely monthly, quarterly and year-end close.Play an active role in the month-end financial close and reporting process. Perform monthly financial analysis and communicate to the relevant colleagues in order to support managements decision-making and scenario...
-
Chief Executive Officer
3 days ago
Mississauga, Canada CXsphere Full timeWork Term: Permanent - Work Language: English - Hours: 35 to 40 hours per week - Education: Bachelor's degree - Experience: 5 years or more **Work setting**: - Finance - Business - Startup company **Tasks**: - Allocate material, human and financial resources to implement organizational policies and programs - Establish financial and administrative...
-
Financial Officer
4 weeks ago
Mississauga, Canada Peel District School Board Full time**Job Summary** Reporting to the Manager - Transportation, the STOPR Financial Officer is responsible for managing the $80M annual departmental budget, preparing, developing and presenting financial reports, manage the preparation, review and analysis and presentation of annual budgets; providing analysis, identifying risks, variances, cost saving...
-
Financial Officer
6 days ago
Mississauga, Canada University of Toronto Full time**Date Posted**:08/15/2023 **Req ID**: 33295 **Faculty/Division**: UofT Mississauga **Department**: UTM: Historical Studies **Campus**: University of Toronto Mississauga (UTM) **Position Number**: 00054821 **Description**: **About us**: U of T Mississauga—the second largest campus of Canada’s top-ranked university and the only research university in...
-
Chief Financial Officer
4 weeks ago
Mississauga, Canada Ritz Furniture Planet Ltd. Full timeEducation: Bachelor's degree - Experience: 2 years to less than 3 years **Work setting**: - Business services **Tasks**: - Allocate material, human and financial resources to implement organizational policies and programs - Authorize and organize the establishment of major departments and associated senior staff positions - Establish financial and...