Current jobs related to Business Compliance Analyst I - Burlington - Caterpillar

  • Compliance Analyst

    3 months ago

    Burlington, Canada AppleOne Full time

    Compliance Analyst 60-65K Hamilton Full Time Hybrid- required 3 days a week in office, 2 from home. May move to full time in the office in future. Full time training for 6 weeks in office A well-established Insurance Company in the Hamilton area has an opening for a Compliance Analyst. This position offers: •Extensive training •Paid sick and...

  • Human Resources Compliance and Business Analyst

    3 months ago

    Burlington, Canada Fix Network Full time

    **Your career can go far at Fix Network!**: Fasten your seatbelt as a fast-growing company, we're looking for a new team member who can take a firm hand at the wheel lead our projects in an ever-changing world. As a **Human Resources Compliance and Business Analyst **you will be responsible for the development, implementation, monitoring and evaluation of...

  • Senior Compliance Analyst

    1 month ago

    Burlington, Canada TransUnion Full time

    TransUnion's Job Applicant Privacy Notice What We'll Bring: At TransUnion, we are dedicated to finding ways information can be used to help people make better and smarter decisions. As a trusted provider of global information solutions, our mission is to help people around the world access the opportunities that lead to a higher quality of life, by helping...

  • Senior Compliance Analyst

    1 month ago

    Burlington, Canada TransUnion Full time

    TransUnion's Job Applicant Privacy Notice What We'll Bring: At TransUnion, we are dedicated to finding ways information can be used to help people make better and smarter decisions. As a trusted provider of global information solutions, our mission is to help people around the world access the opportunities that lead to a higher quality of life, by helping...

  • Business Analyst

    3 months ago

    Burlington, Canada Mckeil Marine Limited Full time

    McKeil Marine is one of Canada’s leading marine service providers. Experienced and adaptive, we deliver turn-key solutions that support our customers’ success in a wide range of transportation and project challenges. Customer service, safety, quality and respect for the environment are at the heart of our operations. When you join McKeil Marine you can...

  • Senior Compliance Analyst

    1 month ago

    Burlington, Ontario, A9A, Halton, Canada TransUnion Full time

    TransUnion's Job Applicant Privacy Notice What We'll Bring: At TransUnion, we are dedicated to finding ways information can be used to help people make better and smarter decisions. As a trusted provider of global information solutions, our mission is to help people around the world access the opportunities that lead to a higher quality of life, by...

  • Compliance Risk Manager

    2 weeks ago

    Burlington, Ontario, Canada AppleOne Full time

    **Job Title:** Compliance Analyst**Job Type:** Full-time**Location:** Hamilton**Job Description:**We are seeking a highly skilled Compliance Analyst to join our team at AppleOne. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with regulatory requirements and internal policies.**Responsibilities:**Conduct thorough...

  • Compliance Risk Manager

    1 week ago

    Burlington, Ontario, Canada AppleOne Full time

    **Job Title:** Compliance Analyst**Job Type:** Full-time**Location:** Hamilton**Job Description:**We are seeking a highly skilled Compliance Analyst to join our team at AppleOne. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with regulatory requirements and internal policies.**Responsibilities:**Conduct thorough...

  • Compliance Risk Specialist

    2 days ago

    Burlington, Ontario, Canada AppleOne Full time

    Compliance Analyst Job DescriptionAt AppleOne, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with regulatory requirements and internal policies.Key Responsibilities:Conduct thorough compliance assessments to identify and mitigate risks.Develop...

  • Compliance Risk Specialist

    2 days ago

    Burlington, Ontario, Canada AppleOne Full time

    Compliance Analyst Job DescriptionAt AppleOne, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring our company's compliance with regulatory requirements and internal policies.Key Responsibilities:Conduct thorough compliance assessments to identify and mitigate risks.Develop...

  • Senior Compliance Officer

    2 weeks ago

    Burlington, Ontario, Canada TransUnion LLC Full time

    Job SummaryThe Senior Compliance Analyst will play a critical role in ensuring the company's compliance with legislation, contractual obligations, and internal policies. This position will work closely with various business units and the Compliance team to maintain a culture of compliance within the organization.Key ResponsibilitiesSupport business units in...

  • Business Analyst

    3 months ago

    Burlington, Canada City of Burlington, Ontario Full time

    **Description**: **Working for the City of Burlington** A great career is closer than you think. Come work for the City of Burlington, where you’ll be joining an innovative and progressive workplace focused on building a 21st century city that respects the diversity of our residents, visitors and employees; and prioritizes continuous opportunities for you...

  • Business Analyst

    3 months ago

    Burlington, Canada Evenica Corp Full time

    Evenica is currently seeking a **Business Analyst. **We’re a Microsoft Gold Partner that specializes in e-commerce solutions. We’re experts at deploying Dynamics 365 Commerce and we have our own portfolio of IP that compliments the Microsoft technology stack. As technology leaders in our industry, we help our mid-sized to large enterprise customers...

  • Regulatory Compliance Analyst

    1 week ago

    Burlington, Ontario, Canada TransUnion LLC Full time

    About the RoleThis is a hybrid position at TransUnion LLC, requiring regular performance of job responsibilities virtually as well as in-person at an assigned office location for a minimum of two days a week.Key ResponsibilitiesSupport various business units and the Compliance team in maintaining compliance with legislation, contractual obligations, and...

  • Regulatory Compliance Analyst

    2 weeks ago

    Burlington, Ontario, Canada TransUnion LLC Full time

    About the RoleThis is a hybrid position at TransUnion LLC, requiring regular performance of job responsibilities virtually as well as in-person at an assigned office location for a minimum of two days a week.Key ResponsibilitiesSupport various business units and the Compliance team in maintaining compliance with legislation, contractual obligations, and...

  • Business Analyst

    2 months ago

    Burlington, Canada Fix Network Full time

    **Your career can go far at Fix Network!**: As a growing company, **Fix Network** is looking for a **Business Analyst** to join our team ! The **Business Analyst** is responsible for bridging the gap between IT and the business using data analytics to assess processes, determine requirements and deliver data-driven recommendations and reports to executives...

  • Business Analyst

    3 months ago

    Burlington, Canada Fix Network Full time

    **Your career can go far at Fix Network!**: As a growing company, **Fix Network** is looking for a **Business Analyst** to join our team ! The **Business Analyst** is responsible for bridging the gap between IT and the business using data analytics to assess processes, determine requirements and deliver data-driven recommendations and reports to executives...

  • Business Analyst

    3 months ago

    Burlington, Canada InvestCloud Full time

    **About the Role** **What does a great Business Analyst do?** The Business Analyst will formulate and define system scope and objectives based on both user needs and a good understanding of applicable business systems and industry requirements. The Business Analyst devises or modifies procedures to solve complex problems for our clients and our market....

  • AML Senior Business Analyst

    2 weeks ago

    Burlington, Ontario, Canada Scotiabank Full time

    Job SummaryWe are seeking a highly skilled AML Senior Analyst to join our team at Scotiabank. As a key member of our Commercial Banking group, you will play a critical role in ensuring the success of our business strategies and objectives.Key ResponsibilitiesOnboarding and Client Management: Support the collection of information from clients and various...

  • AML Senior Business Analyst

    1 week ago

    Burlington, Ontario, Canada Scotiabank Full time

    Job SummaryWe are seeking a highly skilled AML Senior Analyst to join our team at Scotiabank. As a key member of our Commercial Banking group, you will play a critical role in ensuring the success of our business strategies and objectives.Key ResponsibilitiesOnboarding and Client Management: Support the collection of information from clients and various...

Business Compliance Analyst I

4 months ago

Burlington, Canada Caterpillar Full time

**Career Area**:Finance**:
**Your Work Shapes the World at Caterpillar Inc.**

When you join Caterpillar, you're joining a global team who cares not just about the work we do - but also about each other. We are the makers, problem solvers and future world builders who are creating stronger, more sustainable communities. We don't just talk about progress and innovation here - we make it happen, with our customers, where we work and live. Together, we are building a better world, so we can all enjoy living in it.

**About Cat Financial**

**JOB SUMMARY**:
Provide regional coordination and support for local Line Unit regulatory and compliance program activities in accordance with Enterprise policies and procedures and applicable local regulatory requirements. Coordinate the required interface and reporting to Cat Financial Compliance Department as well as completion and tracking of all compliance, reporting and regulatory functions for the Line Unit.

**JOB DUTIES AND RESPONSIBILITIES**:

- Coordinate local office compliance processes and reporting to ensure timely and accurate completion including maintaining documentation as required by Enterprise policy and procedure and where appropriate other regulatory authorities.
- Serves as Line Unit coordinator by working with the Cat Financial Compliance Department to implement required compliance Enterprise policies and procedures with respect to Data Privacy, FPD Sanctions, Beneficial Ownership, Know Your Customer, AML, anti-bribery, anti-corruption compliance and other polices and procedures as required.
- Supports corporate communications on Cat Financial compliance initiatives and programs utilizing global communication resources and utilizing local office compliance staff.
- Responsible for quarterly and annual user access audits including, but not limited to, RM Authorities, Credit Systems, AP/PO authorities, shared drive access etc.
- Conducts monthly, quarterly and annual audits including but not limited to modification, post booking and funding audits.
- Works directly with Cat Financial line unit staff and management to evaluate and manage assigned compliance risk areas.
- Responsible for quarterly and annual user access audits including, but not limited to, RM Authorities, Credit Systems, AP/PO authorities, shared drive access etc.
- Provides support for Business Practice Reviews, IAAS and external audits as requested.
- Responsible for Sarbanes-Oxley report tracking, control document updates, standardization of controls and key report validation.
- Reviews and provides recommendations that effectively address control weaknesses.
- Coordinates and performs audit and testing of SOX Controls within Line Unit.
- Represents line unit at Internal Controls Coordinator (ICC) or other compliance related meetings.
- Responsible for quarterly Segregation of Duties (SoD) and Leadership Reporting.
- Coordinates, updates and tracks status of Business Continuity and Disaster Recovery Plans.
- Works with various departments within the Line Unit in the review and maintenance of standard compliance internal control procedures.
- Leads the coordination and support for other Line Unit compliance risks as required.
- May coordinate and/or assist with internal and external auditors as required.

**JOB REQUIREMENTS**:

- Advanced ability to prepare spreadsheets, presentations and reports using applicable software.
- Ability to effectively communicate and interact with various levels of the organization.
- Working knowledge of Enterprise Compliance Policies and Procedures and local compliance and regulatory requirements.
- Deep knowledge of line unit organization and areas of business.
- Demonstrated ability to identify problems and recommend solutions.
- Strong attention to detail, highly organized and demonstrated sense of urgency and follow through.
- Demonstrated ability to effectively present to varying levels of the organization.
- Demonstrates knowledge and ability to research compliance issues.
- Working knowledge of corporate and line unit audit procedures.
- Ability to travel as required.

**EDUCATION/EXPERIENCE**:
A 4-year college or university degree and a minimum of 4 years exempt experience in compliance, finance, audit and/or related discipline is recommended. Equivalent experience may be substituted for education.

Caterpillar is an Equal Opportunity Employer (EEO).

Not ready to apply? Submit your information to our Talent Network here.