Mutual Fund Compliance Officer Tier 2

**JOB STATEMENT**: **ESSENTIAL FUNCTIONS**: - Communicating with Advisors, Regional Compliance Officers and/or Branch Managers regarding the resolution of non - compliant trading practices; - Responding to inquiries presented by the sales force and head office staff; - Upholding the standards outlined in the WFM Compliance Policies and Procedures manual and...

**Careers That Empower Young Dreamers** When you make a decision to work with Children Believe you’re not just doing something great for your career, you’re helping empower children around the world to access education, pursue their dreams and be a voice for change. We know there are lots of career options for talented, top performers like you, but not...

**Compliance Officer** Founded in 1999, the St Regis Group has grown steadily to become the premier supplier for awards, recognition, and promotional products. First focusing on awards and recognition, the St Regis Group now boasts 13 companies with over 50,000 products ranging from wall plaques to wine bottles and everything in between. **Why work at St...

**Job Description**: ***Please note this is a 12-month vacancy** ***Please note this is a fully remote role** The incumbent will work for Honda Canada’s Financial Service (HFS) Funding team and is responsible for contributing to dealer satisfaction by funding lease and retail contracts in an efficient and timely manner. The incumbent supports dealers...

**Job Description**: **Please note there are two vacancies for this role. Please note this is a fully remote, fixed term contract role** The incumbent will work for Honda Canada’s Financial Service (HFS) Funding team and is responsible for contributing to dealer satisfaction by funding lease and retail contracts in an efficient and timely manner. The...

**Transform Lives with Children Believe!** Join us to help break the barriers to education that steal children’s choices one by one until they have none. Together, we can foster an environment where education unlocks a world of choices, nurturing creativity, resilience, and hope for a better tomorrow. At Children Believe, we won’t stop until every child...

**Careers That Empower Young Dreamers** When you make a decision to work with Children Believe you’re not just doing something great for your career, you’re helping empower children around the world to access education, pursue their dreams and be a voice for change. We know there are lots of career options for talented, top performers like you, but not...

We are future-focused and never stop thinking about building what’s next. At our core we are visionary, dynamic, and entrepreneurial. Never common or expected. Our optimism is inspiring, and we’re always bold, confident, and relentless in everything we do. WHO ARE WE LOOKING FOR Are you bright and innovative? A team player with a can-do attitude? Then...

**Contract Funding Manager** **About Toyota Financial Services** Toyota Financial Services (TFS) provides retail, leasing and wholesale financial services to Toyota and Lexus dealerships and customers across Canada. TFS is a member of Toyota Financial Services Corporation (TFSC), a wholly-owned subsidiary of Toyota Motor Corporation in Japan with the...

Job SummaryWe are seeking an Executive Director Operations and Compliance to join our team at Worldsource Wealth Management.About the RoleThe Senior Manager Administration is responsible for supporting the Vice President, Operations and the Interim Vice President, Operations in overseeing the integrated back office. The successful candidate will provide...

**Careers That Empower Young Dreamers** When you make a decision to work with Children Believe you’re not just doing something great for your career, you’re helping empower children around the world to access education, pursue their dreams and be a voice for change. We know there are lots of career options for talented, top performers like you, but not...

**Careers That Empower Young Dreamers** When you make a decision to work with Children Believe you’re not just doing something great for your career, you’re helping empower children around the world to access education, pursue their dreams and be a voice for change. We know there are lots of career options for talented, top performers like you, but not...

Compliance Administrator BMW Markham Markham ON L3R 5M2 **Who We Are At Pfaff Automotive Partners, we’re united by a passion for cars, and we’re as crazy about them. It’s about more than just selling and servicing cars. We’re passionate about long-term relationships with our teammates, clients, and communities. We love driving the cars we sell, and...

**Position Summary... **:Manages all store funds through accurate cash handling and record keeping to ensure financial integrity and security. **What you'll do...**: 1. Confirms appropriate amount of currency in Accounting Office upon opening, after final deposit and prior to closing the office daily and calibrates the teller mate machine weekly or as...

In a world of possibilities, pursue one with endless opportunities. Imagine Next! When it comes to what you want in your career, if you can imagine it, you can do it at Parsons. Imagine a career working with intelligent, diverse people sharing a common quest. Imagine a workplace where you can be yourself. Where you can thrive. Where you can find your next,...

**Who We Are** At Pfaff Automotive Partners, we’re united by a passion for cars, and we’re as crazy about them. It’s about more than just selling and servicing cars. We’re passionate about long-term relationships with our teammates, clients, and communities. We love driving the cars we sell, and we love the people that own and drive them. Now, in...

**Financial Representative** Our financial centre is searching for a Financial Representative to join our dynamic team. **The Profession** The role of a financial representative involves meeting with people to put a plan in place with risk/reward appropriate investments to help them achieve their dreams of home, enjoyable leisure time and having an active...

p>Job SummaryWe are seeking a qualified Local Compliance and Data Protection Officer to oversee Compliance, Data Protection, ESG and Sustainability to join our team. The ideal candidate will ensure compliance in the USA and Canada with all internal and external policies, data protection integrity and ensure environmental, social, and economic sustainability...

b>Job SummaryWe are seeking a qualified Local Compliance and Data Protection Officer to oversee Compliance, Data Protection, ESG and Sustainability to join our team. The ideal candidate will ensure compliance in the USA and Canada with all internal and external policies, data protection integrity and ensure environmental, social, and economic sustainability...

We are future-focused and never stop thinking about building what’s next. At our core we are visionary, dynamic, and entrepreneurial. Never common or expected. Our optimism is inspiring, and we’re always bold, confident, and relentless in everything we do. WHO ARE WE LOOKING FOR Are you bright and innovative? A team player with a can-do attitude? Then...