Compliance - Assistant Vice President

1 week ago

Toronto, Canada MUFG Full time

**Job Summary**:
The Assistant Vice President will support the Vice President in overseeing the development and execution of a comprehensive compliance and AML/ATF framework that identifies, assesses and addresses all regulatory and legislative compliance risks, developing and implementing programs relating to the assets, employees, customers and reputation of MUFG Bank, Ltd., Canada branch. While this role will largely support the Anti-Money Laundering and Anti-Terrorist Financing legislation/requirements, it will also have tasks that monitor, test and complete reports as part of the Regulatory Compliance Management process.

**Primary Accountabilities**:Anti-Money laundering/Anti-Terrorist Financing (AML/ATF)**:

- Ensure the Compliance AML/ATF policies are in compliance with applicable regulations, governance standards, best practice imperatives of the organization;
- Support the Vice President in maintaining strong working relationships with Lines of Business and Functional Areas to ensure compliance and that the AML/ATF regulatory risk issues are managed effectively and communicated through appropriate governance bodies and protocols;
- Support the Vice President in ensuring annual AML/ATF risk assessment is conducted as per the Bank’s internal processes and internal policies;
- Complete presentations on AML/ATF to new and existing staff, as required;
**Monitoring, Assessment, Reporting & Documentation**:

- Monitor and assess the effectiveness and efficiency of compliance processes;
- Assess and audit, if applicable, all business processes, products and services and identify compliance deficiencies/risks and provide recommendations to mitigate the risk;
- Provide assistance to the various functions and/or business operations as required to help them develop and document procedures;
- Assist with the documentation of manual procedures for the Compliance function;
- Support the Vice President in completing monthly summary report for complaints advising Chief Compliance Officer of any trends;
- Provides assistance in the preparation of Compliance reports for management purposes;
- Provide support to ensure compliance with regulatory requirements has been assessed for new businesses, operational changes and new initiatives.

**Compliance Training/ Guidance**:

- Assist in the development and rollout of training courses for the current or emerging regulations and topical issues for internal use
- Promote an effective compliance culture within the Department and the Organization as a whole.

**Technical Skills**:

- Organizational skills and ability to manage multiple priorities and meet deadlines;
- Results-oriented team player;
- Ability to work well with deadlines in a changing environment and perform multiples tasks effectively.

**Experience Required**:

- 5 + years’ work experience in AML (including Sanctions and ABC)/Fraud Detection/Investigation, Compliance or related experience in an established financial institution or similar organization;
- Working knowledge of landings, deposits, and commercial banking;
- Good knowledge of OSFI, FINTRAC, PCMLTFA and PCMLTFR and associated regulations;
- Through, detail oriented and good organizational skills;
- Excellent verbal and written communication skills;
- Strong capability to use utmost discretion in dealing with confidential matters in a reasonable and diplomatic manner;
**Education & Training**:

- College Diploma or University Degree is required in business administration, finance or other related field.
- ACAMS other AML/Compliance certifications would be an asset.

**Work Environment**:
Hybrid

  • Vice-president, Compliance and Regulatory Affairs

    6 days ago

    Toronto, Ontario, Canada Wellington-Altus Private Wealth Inc Full time

    Vice-President, Compliance and Regulatory AffairsLocation: This position can be based in our Toronto, Winnipeg, Calgary, or Vancouver OfficeOur organization:Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel and Wellington-Altus Private Wealth —the top-rated* wealth advisory company...

  • Vice President

    6 days ago

    Toronto, Ontario, Canada Collins Recruitment Group Full time

    VICE PRESIDENT, INSTITUTIONAL SALES, PUBLIC MARKETS We are currently seeking a Vice President with a minimum of 5 years' direct public markets institutional sales experience, to play a leading role within our client's distribution team. The successful candidate's primary role is to lead sales and marketing-related activities in respect of manager-clients...

  • Vice President

    5 days ago

    Toronto, Ontario, Canada TAL Life LTD Full time

    Vice President Finance, Canada page is loaded Vice President Finance, Canada Apply locations Montreal Toronto time type Full time posted on Posted 30+ Days Ago job requisition id JR-10225 At Fiera Capital We invest in creating a culture of purpose that makes our people feel valued, cared for, seen, and heard. The Vice President of Finance, Canada, will be...

  • Vice President

    6 days ago

    Toronto, Ontario, Canada Brant Community Healthcare System Full time

    Vice President, Clinical Services and Chief Nursing Executive Job Description - Vice President, Clinical Services and Chief Nursing Executive Exceptional Care–Exceptional People Brant Community Healthcare System (BCHS), is located in Brantford on the picturesque Grand River Valley area. With 330 beds, 2,000 employees, 360 professional staff and 295...

  • Executive Assistant to Vice Presidents

    3 weeks ago

    Toronto, Canada North York General Hospital Full time

    **Company Bio** IMAGINE a hospital where everyone is committed to excellence. We did. We are. From boardroom to bedside, we go above and beyond to offer the best and safest patient care. At North York General Hospital (NYGH), we put our patients first in everything we do. We are achieving a new standard of excellence in integrated patient-centered care and...

  • Executive Assistant to Vice President, Community

    2 months ago

    Toronto, Canada WoodGreen Community Services Full time

    **Employment Type**: Full Time, Non-Bargaining Unit **Work Hours**: 35 hours/week **Work Setting**: Onsite - Hybrid Eligible **Application Deadline**: July 14th, 2023 by 11.59pm **_ Program Overview - Office of the Vice President, Community Care _** - The Community Care Unit provides a holistic approach to care at home for adults, seniors and caregivers...

  • Executive Assistant to Vice President, Community

    2 months ago

    Toronto, Canada WoodGreen Community Services Full time

    **Employment Type**: Full Time, Non-Bargaining Unit **Work Hours**: 35 hours/week **Work Setting**: Onsite - Hybrid Eligible **Application Deadline**: May 22nd, 2023 by 11.59pm **_ Program Overview - Office of the Vice President, Community Care _** - The Community Care Unit provides a holistic approach to care at home for adults, seniors and caregivers...

  • Vice President, Commercial Lending

    2 months ago

    Toronto, Canada IMP Group Full time

    Ducimus Capital Inc. (“Ducimus”) is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we assist have found themselves temporarily unable to access traditional financial resources due to...

  • Vice President, Commercial Lending

    3 weeks ago

    Toronto, Ontario, Canada Ducimus Capital Inc. Full time

    Ducimus Capital Inc. ("Ducimus") is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we assist have found themselves temporarily unable to access traditional financial resources due to circumstances...

  • Vice President, Commercial Lending

    2 months ago

    Toronto, Ontario, Canada Ducimus Capital Inc. Full time

    Ducimus Capital Inc. ("Ducimus") is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we assist have found themselves temporarily unable to access traditional financial resources due to circumstances...

  • Executive Assistant to Vice President, Community

    6 days ago

    Toronto, Ontario, Canada WoodGreen Community Services Full time

    Employment Type:Full Time, Non-Bargaining UnitWork Hours:35 hours/weekWork Setting:Onsite - Hybrid EligibleApplication Deadline:May 22nd, 2023 by 11.59pm_ Program Overview - Office of the Vice President, Community Care _ The Community Care Unit provides a holistic approach to care at home for adults, seniors and caregivers who are vulnerable, at risk and/or...

  • Vice President Operations

    4 weeks ago

    Toronto, Canada Gecko Hospitality - Ontario Full time

    Vice President of Operations We are seeking a dynamic and strategic Vice President of Operations to join our team and lead the charge in championing our brand, driving customer preference, and fostering innovation within the hospitality industry. Reporting directly to the Chief Operating Officer, this pivotal role requires a seasoned professional with...

  • Vice President, Operations

    2 months ago

    Toronto, Canada Spirit of Math Schools Inc. Full time

    **About Spirit of Math**: With over 30 years of success, Spirit of Math is an innovative leader in after-school mathematics education for high-performing students. Located at more than 40 campuses across Canada. From our after-school classes and campuses to our expanding series of math workbooks and training for educators, Spirit of Math is changing the...

  • Vice President, Property Treaty

    2 weeks ago

    Toronto, Canada Munich Reinsurance Company of Canada Full time

    Vice President, Property Treaty **Company** Munich Reinsurance Company of Canada **Location** Toronto, Canada **Vice President, Property Treaty** **We care for humankind - and that starts with our people** Munich Re of Canada is committed to providing a superior level of service to our clients through our expertise, global resources, and financial...

  • Vice President

    5 days ago

    Toronto, Ontario, Canada Brookfield Asset Management, Inc Full time

    Vice President - BAMRe Technology Brookfield Asset Management, Inc Toronto, Canada Vice President - BAMRe Technology Brookfield Asset Management, Inc Toronto, Canada Posted 2 days ago Permanent Competitive Location Brookfield Place - 181 Bay Street Business - Reinsurance Brookfield Reinsurance Ltd. (Brookfield Reinsurance", BNRE"; NYSE/TSX: BNRE) is...

  • Vice President, Commercial Lending

    1 month ago

    Old Toronto, Canada I.M.P. Group International Inc. Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Ducimus Capital Inc. (“Ducimus”) is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we...

  • Vice President, Commercial Lending

    2 months ago

    Old Toronto, Canada IMP Group Full time

    Ducimus Capital Inc. (“Ducimus”) is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we assist have found themselves temporarily unable to access traditional financial resources due to...

  • Vice President, Commercial Lending

    3 weeks ago

    Old Toronto, Canada IMP Group Full time

    Ducimus Capital Inc. (“Ducimus”) is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we assist have found themselves temporarily unable to access traditional financial resources due to...

  • Vice President, Commercial Lending

    1 month ago

    Old Toronto, Canada I.M.P. Group International Inc. Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Ducimus Capital Inc. (“Ducimus”) is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we...

  • Vice President, Commercial Lending

    2 months ago

    Old Toronto, Canada IMP Group Full time

    Ducimus Capital Inc. (“Ducimus”) is a leading private capital lender for the commercial and agriculture marketplace. We specialize in providing custom interim mortgage financing solutions for clientele in Ontario and Nova Scotia. The businesses we assist have found themselves temporarily unable to access traditional financial resources due to...