Associate, Communications Surveillance Product

6 months ago

Toronto, Canada Scotiabank Full time

Requisition ID: 175180

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Global Banking and Markets**
- Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world._
- Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group._

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries We work together to drive ambition for every future

**Purpose**

Assist and lead the development and implementation of a governance and processes for the Global Banking & Markets Internal Control Communication Surveillance program. Working with the Communications Surveillance Product Development Lead, this role will work to understand what is required to evolve the communications surveillance solutions to both addresses known issues and, more importantly, become truly best-in-class.

**Is this role right for you?**
- Under the leadership of the Associate Director, Communications Surveillance Product Development Lead, draft business requirements and implement process improvements that address known issues within Communications Surveillance program
- Manage the testing effort related to enhancements to the program working closely with business leads to perform the UAT and with Technology to address any issues on the path to deployment
- In collaboration with the broader Communications Surveillance team design effective controls to the benefit of the program, then test the controls ahead of any planned deployment
- Maintain and develop additional functionality to in-house tracking tools, and provide periodic and ad-hoc reports to management
- Draft the business requirements and lead the testing of management reporting solutions to better visualize and track the performance of the program relative to key metrics (KPIs)
- Forge strong relationships across the key stakeholder group (includes Internal Controls, Compliance, Legal and Technology colleagues) and collaborate effectively with them to validate that delivery is effective as possible and meets the requirements head on

**Do you have the skills that will enable you to succeed in this role? We'd love to work with you if you have**:

- University degree in engineering, finance or other related field
- Ability to come up with solutions and technical design based on high level business requirements.
- High proficiency in Excel, data structuring, data analytics and visualization (PowerBI).
- Demonstrate maturity, credibility and sound judgment in dealing with senior management across business lines, risk management and support groups;
- Strong written and verbal communication skills, ability to guide decision making process and facilitate consensus
- Ensure departmental objectives are met by keeping current on rapidly changing technological trends, self-teaching and maintaining an understanding of new software development technologies.
- Experience with regulatory/risk related projects is an asset
- Knowledge of GBM products or wholesale banking organization and client interaction process is an asset

**Interested?**
At Scotiabank, every employee is empowered to reach their fullest potential, respected for who they are and, embraced for their differences. That’s why we work to grow and diversify talent and engage employees in a performance-oriented culture.

**What's in it for you?**
Scotiabank wants you to be able to bring your best self to work - and life, every day. With a focus on holistic well-being, our many flexible benefit programs are designed to help support your unique family, financial, physical, mental, and social health needs.

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

  • Associate Compliance Officer, Trade Surveillance

    6 months ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 **Note this is a 1-year contract opportunity.** BMOII’s Trade Surveillance team within the Legal, Regulatory, Compliance and Procurement Group (LRCP) has an opening for an Associate Compliance Officer (1-year contract) who will be responsible for conducting daily and monthly trade surveillance activities for...

  • Market Surveillance Leader

    1 month ago

    Toronto, Ontario, Canada Royal Bank of Canada> Full time

    Job OverviewAs a Senior Manager, Capital Markets Trade Surveillance, you will be part of the RBC Compliance Surveillance Team, playing a critical role in the bank's second line-of-defense function. This team works closely with the first line and the third line (Internal Audit) to ensure the effective monitoring of trading activity and communications for...

  • AVP Compliance, E-Communications Monitoring

    2 months ago

    Old Toronto, Canada Manulife Insurance Malaysia Full time

    h3>AVP Compliance, E-Communications Monitoring & Surveillance Apply Locations: Toronto, Ontario; Waterloo, Ontario Time Type: Full time Posted On: Posted Yesterday Time Left to Apply: End Date: November 16, 2024 (22 days left to apply) Job Requisition ID: JR24080382 The Opportunity Manulife is seeking a motivated self-starter to set up and run a dedicated...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Sales Associate

    3 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Our branded retail team is at the heart of our success. We represent the welcoming spirit of our company. Our retail teams are outgoing and approachable individuals who understand how our products and services fit into everyday life, and we’re excited to show customers how that technology can enhance and simplify their lives. We deliver a seamless...

  • Global Compliance Trade Surveillance Leadership Opportunity

    4 weeks ago

    Toronto, Ontario, Canada Scotiabank Full time

    Job SummaryScotiabank is seeking an experienced professional to lead our global trade surveillance program. As a Director, Global Compliance Trade Surveillance, you will be responsible for developing and implementing strategies to ensure compliance with regulatory requirements.About the RoleThis is a critical leadership position that requires strong...

  • Digital Communications Surveillance Jr. Analyst

    3 months ago

    Toronto, Canada S&P Global Full time

    **About the Role**: **Grade Level (for internal use)**: 09 Digital Communications Surveillance Jr. Analyst - Compliance & Risk **The Location**: Toronto **Grade (relevant for internal applicants only)**: 09 **The Team**: Our team, in the Global Compliance Department of S&P Global Ratings, is responsible for surveillance and oversight of electronic...

  • Senior Manager, Market Surveillance

    2 months ago

    Toronto, Canada Royal Bank of Canada> Full time

    Job SummaryJob DescriptionWhat is the opportunity?  You will be part of the RBC Compliance Surveillance Team, which is a core, global, second line-of-defense function within Compliance that works closely with the first line and the third-line (Internal Audit) and other second-line functions as part of an integrated controls framework. It performs routine...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Rogers Wireless is seeking collaborative, digital-first team members committed to keeping Canadians connected. As Canada's market leader, Rogers Wireless offers a range of specialized plans, products, and services through its three wireless brands: Rogers, Fido, and chatr. We are proudly paving the way for the future of wireless innovation on the country's...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Rogers Wireless is seeking collaborative, digital-first team members committed to keeping Canadians connected. As Canada's market leader, Rogers Wireless offers a range of specialized plans, products, and services through its three wireless brands: Rogers, Fido, and chatr. We are proudly paving the way for the future of wireless innovation on the country's...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    Rogers Wireless is seeking collaborative, digital-first team members committed to keeping Canadians connected. As Canada's market leader, Rogers Wireless offers a range of specialized plans, products, and services through its three wireless brands: Rogers, Fido, and chatr. We are proudly paving the way for the future of wireless innovation on the country's...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    At Rogers, our retail team is the heart of our success. They don’t just embrace the latest technology and content—it's part of who they are. They're outgoing and approachable team members who want to share their knowledge and experience with others. They understand that our customers rely on technology to enhance and simplify their lives and they're...

  • Sales Associate

    7 months ago

    Toronto, Canada Rogers Communications Full time

    At Rogers, our retail team is the heart of our success. They don’t just embrace the latest technology and content—it's part of who they are. They're outgoing and approachable team members who want to share their knowledge and experience with others. They understand that our customers rely on technology to enhance and simplify their lives and they're...

  • Sales Associate

    6 months ago

    Toronto, Canada Rogers Communications Full time

    At Rogers, our retail team is the heart of our success. They don’t just embrace the latest technology and content—it's part of who they are. They're outgoing and approachable team members who want to share their knowledge and experience with others. They understand that our customers rely on technology to enhance and simplify their lives and they're...