AVP Compliance, E-Communications Monitoring

p>The opportunity Manulife is seeking a motivated self-starter to set up and run a dedicated E-Communications and Surveillance (Market Abuse) Compliance team. Supporting the legal entity and segment CCOs, the individual will be responsible for building a program to enhance our existing model and will work closely with Investigative Services, Distribution...

The opportunityManulife is seeking a motivated self-starter to set up and run a dedicated E-Communications and Surveillance (Market Abuse) Compliance team. Supporting the legal entity and segment CCOs, the individual will be responsible for building a program to enhance our existing model and will work closely with Investigative Services, Distribution...

The opportunityManulife is seeking a motivated, self-starter, to set up and run a dedicated E-Communications and Surveillance (Market Abuse) Compliance team. Supporting the legal entity and segment CCO’s the individual will be responsible for building a program to build on our existing model and wil

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Audit **Pay Details**: **Department Overview**: **Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Department Overview**: **The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and...

You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...

Serves as a senior compliance monitoring analyst for Independent Compliance Risk Management (ICRM)'s Compliance Monitoring team responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense. The Compliance Monitoring Analyst performs risk-based testin

Serves as a senior compliance monitoring analyst for Independent Compliance Risk Management (ICRM)’s Compliance Monitoring team responsible for assessing compliance risks and controls implemented by Citi’s first and second line of defense. The Compliance Monitoring Analyst performs risk-based testing of Citi’s compliance risks in order to assess the...

**Work Location**: Canada **Hours**: 37.5 **Line of Business**: Compliance **Pay Details**: **Department Overview**: **The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and...

h3>AVP - Audit & Advisory Services - Technology We are looking for a skilled leader to join our Technology Audit & Advisory Services Leadership Team. This AVP role involves providing assurance and advisory services to segment CIOs, helping them make informed decisions aligned with company goals. You will focus on technology delivery processes, initiative...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Job Summary:The AVP, Compliance, Trade Surveillance and Communications, TDS is responsible for overseeing regulatory compliance across TD Securities in accordance with the Global Compliance Operating Framework. This role involves leading a team of compliance professionals responsible for reviewing and enhancing the surveillance program for market abuse and...

**AVP, Global Anti Money Laundering - Know Your Customer (KYC)**: - 425129BR **Job Category - Primary** - Anti-Money Laundering / Compliance & Regulatory Relations **Work Location** - TD Centre - South - 79 Wellington Street West **Employment Type** - Regular **City** - Toronto **Time Type** - Full Time **Province/State** - Ontario **Hours** -...

**Work Location**: Toronto, Ontario, Canada **Hours**: 37.5 **Line of Business**: Credit Management **Pay Details**: **The AVP, Credit, Asset Based Lending, C.N.A. leads a team of Directors of Credit Execution Associate Directors, and Analysts. The role contributes to the growth of the portfolio by recommending credit structures to meet the needs of...

p>Who we are looking for The Performance Analytics Client Service, AVP role will be responsible for the successful execution of the client service function for allocated Asset Owners and Asset Managers where we are required to provide performance and analytics reporting. This will involve responsibility for the daily review and delivery of performance...

**Job Description**: We are looking for an **AVP, Technology Risk** The AVP, Technology Risk is a First Line of Defense role and reports to the VP, Technology Risk Governance and Control. This role will work with senior leadership in executing proactive and effective Technology and cyber risk management practices across the Digital Technology...

The Canadian Product Tax team tax provides tax advisory and compliance support for Canadian businesses and companies within Manulife. The broader Canadian Tax team is a diverse group of 20 tax professionals that includes Commodity and Corporate Tax services. Reporting to the Canadian Tax Leader, the AVP will lead the Canadian Product Tax team, provide tax...

Career Opportunity Role Title AVP, Privacy & Compliance (Maternity Leave - 12 Month Contract) Purpose of role Reporting directly to the Chief Compliance Officer, this contract position will be responsible for maintaining robust enterprise-wide privacy, cybersecurity, and AI/model risk compliance (collectively, “privacy”) programs that ensures...

The Société Financière Manuvie is seeking a highly motivated and experienced Senior Compliance Officer to lead its E-Communications Surveillance program. This is a unique opportunity to join a dynamic team and contribute to the company's commitment to regulatory compliance and risk management.About the Role:Develop and implement a comprehensive...