Compliance Analyst

1 month ago

Toronto, Canada Peoples Group Full time

**About us**:
Peoples Group is a boutique Financial Institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 30 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge and experience.

Our culture here at Peoples Group is formed by our values; Strength-Based, Relationship Focused, and Passionate Execution. We believe people don't choose a company to work for, they choose a company to _join_. We also believe that people come first and each day we strive to be willing, trustworthy, and creative.

**About the work environment**:
Peoples Group offers a flexible work environment with a combination of in-office and remote from-home work options for our employees. Typically, you'll be working regular business hours, Monday to Friday between 8:00am and 4:30pm with flexibility around start & end times.

**About you**:
You are an enthusiastic, positive and driven individual with a team-oriented mindset who has experience providing a full range of compliance and regulatory services across various business lines. You have experience analyzing and problem-solving in addressing regulatory and policy issues, conducting research and analysis on a spectrum of matters, and engaging with all levels of business stakeholders.

***About you / qualifications**:

- Post-secondary education in a related field
- Minimum of 1 year of progressive work experience in a compliance or regulatory role
- Minimum of 3 years of broad work experience in an office setting
- Proven ability to comprehend and produce technical documents
- Experience working with or within Financial Institutions
- Knowledge of Trust & Loan Companies Act and regulations, Bank Act and regulations, Consumer Protection, PIPEDA, AML/ATF, Privacy, and CASL legislation _will be considered an asset_
- Experience with coordinating schedules, requests, and documents
- Experience with compliance software and/or willingness to learn compliance software
- Experience with working with various stakeholders within the organization including management
- Strong proficiency with systems; Word & Outlook; Intermediate to advanced level of Excel (pivot tables, IF functions, Lookup functions)

**About the day-to-day**:

- Reporting to the Team Lead, Corporate Compliance, you will provide daily and strategic support to the RCM program
- Assess emerging regulatory changes to direct the business to their process enhancements
- Translate research into accessible materials and knowledge products in support of organizational priorities
- Draft procedures in relation to applicable legislation and regulations
- Monitor legal and regulatory environment including review & analysis of regulatory announcements, reports, and legislative changes
- Develop and maintain relationships with associations and industry representatives
- Develop materials for special projects as requested.

NOTE: Please accept our utmost appreciation for your interest; however only those applicants under consideration will be contacted. Peoples Group is an Equal Employment Opportunity employer.

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