Compliance Officer

2 weeks ago

Toronto, Canada CIBC Full time

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit

**Job Description**:
What You’ll Be Doing

Compliance & Global Regulatory Affairs (Compliance & GRA) assists our Bank in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy, and effectively managing regulatory risk.

The Compliance and EAML Examination Program (CEEP) team, is a group within the Compliance Department, and consists of several multi-skilled examination teams, including the Asset Management Examination team. The team provides an independent oversight of compliance with Investment Fund Manager and Portfolio Manager laws and regulations applicable to CIBC. The team is also responsible for monitoring, advising and reporting on adherence to regulatory and business requirements, CIBC corporate policies, best practices and acceptable standards of business ethics and conduct. In addition to working on the Asset Management Examination portfolio, Compliance Officers will be required to support other examination portfolios within the broader CEEP team, as the needs arise.

At CIBC we enable the work environment most optimal for you to thrive in your role. Details on your work arrangement (proportion of on-site and remote work) will be discussed at the time of your interview.

How You’ll Succeed
- Strong Communication and Interpersonal Skills: Effectively Communicate and discuss compliance findings with internal partners which include Subject Matter experts from Compliance, Governance and Controls, Legal, Risk Management, Trading, Investment Services, Portfolio Management and Research, Marketing, Regulatory Reporting, Operations.
- Lead Examinations: You will lead and oversee high quality, thorough and timely execution of Asset Management examinations. You will have a thorough understanding of CIBC Asset Management Investment Fund Manager and Portfolio Management operations and regulatory requirements applicable to their activities. You will use your well-developed examinations skills to evaluate the effectiveness of processes and controls and identify and recommend areas for improvement.
- Relationship Building: You will establish and maintain positive working relationships with Asset Management, Governance Teams, Legal, Risk, and Compliance partners and help develop and implement an appropriate regulatory compliance culture, compliance risk and control processes that are effective, cost-efficient that help achieve business objectives.
- Strong Leadership - Work with the Compliance team to share knowledge and experiences and to help implement changes as required to strengthen the Compliance Testing Program. Provide a safe environment in which different opinions are welcomed. '

Who You Are
- You embrace and champion change. You'll continuously evolve your thinking and the way you work in order to deliver your best.
- Your influence makes an impact. You know that relationships and networks are essential to success. You inspire outcomes by making yourself heard.
- You give meaning to data. You enjoy investigating complex problems, and making sense of information. You're confident in your ability to communicate detailed information in an impactful way.
- Values matter to you. You bring your real self to work and you live our values - trust, teamwork and accountability.

What CIBC Offers

At CIBC, our people are our greatest asset. You’ll become part of a diverse community that acknowledges everyone’s unique talents, and empowers teams to do what’s right for the client, and to do it well. As part of our team, you will:

- Thrive: Benefit from an open and approachable culture that provides the flexibility and support you need to integrate your life at work and at home
- Connect : Work in a place where the right technology and infrastructure fosters innovation, collaboration and creativity
- Develop: Grow your skills and career through our best-in-class onboarding experience, ongoing learning opportunities, and individual development planning
- Prosper: Share in our collective success with a competitive salary, incentive pay, banking benefits, health benefits program, and employee share purchase plan

What you need to knowYou need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.

Job Location

Toronto-81 Bay, 31st Floor

Employment Type

Regular

Weekly Hours

37.5

**Skills**:
Asset Management, Business Conduct, Business Relationship Management (BRM), Compliance Testing, Microsoft Excel, Microsoft Word, Regulatory Compliance, Risk Assessments

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