Business Compliance Officer

2 weeks ago

Toronto, Canada President's Choice Financial Full time

Les candidatsréférésne doivent pas postuler directement pour ce poste.

Toutes lesréférencesde candidats doivent d’abord être soumises dans Workday par un collègue de Loblaw actuel.

Emplacement:

500 Lakeshore Blvd. West, Toronto, Ontario, M5V 2V9

Lorsque vous embauchez des gens formidables, de grandes choses peuvent arriver. PC Financial offre une valeur sans précédent aux Canadiens grâce à des produits de paiement. Nous sommes un type de banque différent avec un type d’équipe différent. Nous sommes collaboratifs et solidaires et avons la liberté et la responsabilité de prospérer. Notre objectif est de rendre le quotidien simple et meilleur pour nos clients, et nous nous efforçons de faire en sorte que chaque dollar vaille plus.

Fièrement au service de plus de 3 millions de clients, PC Financial continue de croître en offrant des solutions et des services de paiement qui récompensent nos clients chaque jour. En tant que filiale de Loblaws Company Inc., nous partageons les valeurs FONDAMENTALES que sont le soin, l'appropriation, le respect et l'excellence. Nous nous engageons à aider les Canadiens à bien vivre leur vie. Rejoignez-nous dans notre voyage.

Why This Role is Important

We are looking for a Business Compliance Officer who will manage PC Bank’s Regulatory Compliance Management System (RCMS) in a key risk management role (second line of defense). The Business Compliance Officer will serve as a partner representing the Compliance organization collaborating with various Business stakeholders to ensure compliance with applicable laws and regulations, detect instances of non-compliance, and raise awareness through PC Bank’s oversight program and training.

The role combines knowledge of risk management with an understanding of the financial services related to PC Bank to identify regulatory developments and ensure continuing adherence to requirements.

What You'll Do:

Accountable for implementation and day-to-day management of PC Bank’s Regulatory Compliance Management System (RCMS) Maintain PC Bank’s RCMS inventory of all applicable governing legislation and controls within the business designed to ensure compliance with the legislation and/or detect instances of non-compliance Review new legislation or changes to legislation including working with the business to implement and enhance controls to ensure adherence to regulatory requirements  Partake in the day-to-day Business Compliance Officer (BCO) oversight program designed to ensure awareness of governing legislation and identification of issues of non-compliance with governing legislation Execute risk assessment program and monitoring and testing program to evaluate the design and operating effectiveness of controls, and monitoring material exposures to regulatory risk Accountable for identifying instances of non-compliance and managing remediation of such issues as necessary  Review business controls to ensure they are sufficient to meet regulatory requirements and identify control improvement opportunities Train and advise employees, including Business Compliance Officers, on compliance related matters Assist in the reporting of monthly reporting to the Operational Risk Management Committee including any material instances of non-compliance and quarterly reporting to the Conduct Review Committee of the Board on PC Bank’s overall state of compliance with applicable legislative provisions Participate in governance meetings for outsourced service providers Provide advice and support to Business stakeholders responsible for addressing compliance requirements Support ongoing implementation and day-to-day functionality of eGRC System in relation to PC Bank’s RCMS Develop and manage relationships with Business stakeholders to execute Bank’s Regulatory Compliance Management framework.

What You Bring:

Ability to communicate clearly and effectively both verbally and in writing Knowledge of and experience with eGRC systems Ability to prioritize effectively and think critically in a fast-paced environment Strong personal accountability, honesty and integrity A friendly, outgoing attitude with the ability to create partnerships with key business stakeholders Excellent time management skills and ability to work independently towards deadlines Proficiency in Microsoft Office (Excel, Word, PowerPoint, Visio)

Rejoignez une équipe gagnante qui fait preuve d'innovation, d'énergie, de créativité et de vision. Nous reconnaissons l'importance d'une main-d'œuvre diversifiée et nous encourageons donc les candidatures d'Autochtones, de femmes, de membres d'une minorité visible et de personnes handicapées. Nous remercions tous les candidats pour leur intérêt, cependant, seuls les candidats sélectionnés pour une entrevue seront contactés.

Nombre d'ouvertures:

1

La Financière PC reconnaît la diversité du Canada comme une source de fierté et de force nationales. Nous nous sommes fixé comme priorité de refléter la diversité évolutive de notre pays dans les produits que nous vendons, les personnes que nous embauchons et la culture que nous créons dans notre organisation. Des hébergements sont disponibles sur demande pour les candidats et collègues handicapés.

De plus, nous croyons que le respect des lois signifie faire ce qu'il faut. Le respect de la loi fait partie de notre code de conduite - il renforce ce que nos clients et nos parties prenantes attendent de nous.

Remarque : Si vous disposez d'un service libre-service pour les employés (ESS) sur Workday, postulez à cet emploi via l'application Workday.

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