Manager, Regulatory Capital
2 weeks ago
100 King Street West Toronto Ontario,M5X 1A1
**60% Regulatory Capital Analytics**
- Conduct timely and accurate analysis of the monthly enterprise regulatory capital submissions focusing on both Internal Rating Based (IRB) risk weighted assets (RWA) and Standardized RWA for the Basel capital floor, with particular emphasis on lending portfolios.
- Produce regular and ad-hoc reports to explain period over period changes in RWA. Engage and communicate with Business, Risk, Finance and Technology partners to identify major drivers of the changes and lead execution of both short term and permanent solutions.
- Assist in evaluation and optimization of the existing operational methods and workflows to increase efficiency and effectiveness.
- Review and assess changes to regulatory capital related business requirements, risk capital models and corresponding solution documents. Perform User Acceptance Testing on implementation and RWA impact analysis.
- Work with other teams in Risk such as Stress Testing and Portfolio Management and perform capital impact analysis under stressed scenarios.
- Perform peer capital analysis including understanding of differences in portfolio characteristics.
**20% Capital Related Projects**
- Lead and execute projects on RWA refinement and optimization as needed. Identify the correct and optimal capital treatment of lending products by referencing the relevant regulatory guidelines. Discuss analysis with stakeholders and obtain concurrence from approvers. Drive the final implementation by working with partners across the bank.
**20% Regulatory Support**
- Keep abreast of Basel regulations as well as the internal regulatory processes to assist the implementation of new regulations.
- Participate in ongoing OSFI quantitative impact studies and provide analytical support to Risk and Finance partners.
- Interpret regulatory capital policies and identify key regulatory initiatives to advise Lines of Business and capital reporting functions on appropriate regulatory interpretations.
**Qualifications**
- Undergraduate degree in a quantitative discipline preferably accompanied by a relevant professional designation (e.g. MBA, CFA, FPM, PRM) or equivalent business experience.
- Knowledge of SAS and SQL, database querying and programming experience is required.
- 3+ years business experience at a financial institution in credit risk or capital management is preferred.
- Knowledge of Basel capital rules, in particular, Standardized and Internal Rating Based (IRB) approaches for credit risk.
- Strong quantitative skills.
- Excellent analytical skills.
- Excellent communication skills both written and verbal.
- Excellent working knowledge of Microsoft Office software (Excel, Word, PowerPoint, PowerBI).
**Salary**:
$81,600.00 - $151,200.00
**Pay Type**:
Salaried
The above represents BMO Financial Group’s pay range and type.
Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.
**We’re here to help**
At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.
As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one - for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.
-
Regulatory Asset Manager
3 days ago
Old Toronto, Canada Canadian Investment Regulatory Organization Full timeAbout the RoleWe are seeking a highly skilled Regulatory Asset Manager to join our team at the Canadian Investment Regulatory Organization (CIRO). As a key member of our Registration department, you will play a critical role in ensuring the effective regulation of our capital markets.Key ResponsibilitiesManage the Toronto office of our Registration...
-
Manager, Regulatory Capital Governance
5 months ago
Toronto, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1 As Manager, Regulatory Capital Governance, your responsibilities will include: - Governance and Oversight - provide support in effective governance and oversight of the interpretation of Basel regulatory capital requirements across the bank, including OSFI CAR guidelines, Implementation Notes and related...
-
Advisor, Regulatory Capital Governance
5 months ago
Toronto, Canada BMO Financial Group Full time100 King Street West Toronto Ontario,M5X 1A1 BMO is on the lookout for an Advisor, Regulatory Capital Governance to join our Capital Risk Management team. This role offers the unique opportunity to play a pivotal role in reinforcing the bank’s compliance and strategic decision-making regarding capital adequacy requirements. This position reports directly...
-
Regulatory Risk Management Specialist
3 weeks ago
Old Toronto, Canada Capital One Canada Full timePrincipal Associate, Process ManagementWe're a leading credit card company dedicated to providing innovative digital solutions that meet our customers' needs. As a Process Manager at Capital One Canada, you'll work with cross-functional teams to develop and improve processes that ensure customer satisfaction, regulatory compliance, and continuous...
-
Senior Regulatory Reporting Manager
3 weeks ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryWe are seeking a highly skilled Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for managing the day-to-day reporting activities and ensuring all procedures are followed for assigned reports.Key ResponsibilitiesManage a team of junior employees in a...
-
Senior Regulatory Reporting Manager
1 month ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob DescriptionKey Responsibilities:Lead the US Regulatory Services team in the Toronto office, ensuring effective management of resources and adherence to procedures.Develop and implement controls to ensure timely, accurate, and complete reporting, resolving any exceptions identified.Act as a final reviewer for assigned regulatory reporting submissions and...
-
Senior Regulatory Reporting Manager
1 month ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob DescriptionKey Responsibilities:Lead the US Regulatory Services team in the Toronto office, ensuring effective management of resources and adherence to procedures.Develop and implement controls to ensure timely, accurate, and complete reporting, resolving any exceptions identified.Act as a final reviewer for assigned regulatory reporting submissions and...
-
Toronto, Canada Scotiabank Full timeRequisition ID: 208435 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, SCI Regulatory Reporting is a key partner in supporting Scotia Capital Inc. (SCI) Regulatory Reporting team to maintain compliance with its regulator, Canadian Investment Regulatory Organization (CIRO). The Manager is...
-
Senior Regulatory Reporting Manager
1 month ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for leading the local management of our resources, ensuring compliance with regulatory requirements, and driving process improvements.Key ResponsibilitiesLead...
-
Senior Regulatory Reporting Manager
1 month ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for leading the local management of our resources, ensuring compliance with regulatory requirements, and driving process improvements.Key ResponsibilitiesLead...
-
Capital Markets Regulatory Lawyer
5 months ago
Toronto, Canada Axiom Law Full timeWe are currently seeking a **Capital Markets Regulatory Lawyer** for a large, well-established, banking institution. **Responsibilities**: - Serve as the lead attorney and project manager for internal audits to identify and resolve any gaps in the institution's capital markets operations. - Conduct a comprehensive review and gap analysis with a particular...
-
Senior Regulatory Reporting Manager
2 months ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for leading the local management of our resources, ensuring compliance with regulatory requirements, and driving process improvements.Key ResponsibilitiesLead...
-
Senior Regulatory Reporting Manager
2 months ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Regulatory Reporting Manager to join our US Regulatory Services team in Toronto. As a key member of our team, you will be responsible for leading the local management of our resources, ensuring compliance with regulatory requirements, and driving process improvements.Key ResponsibilitiesLead...
-
Senior Regulatory Reporting Manager, US
2 weeks ago
Toronto, Ontario, Canada RBC Capital Markets, LLC Full timeJob OverviewThis is a key leadership role in RBC Capital Markets, LLC's US Regulatory Services team. The successful candidate will be responsible for managing resources, ensuring compliance with regulatory requirements, and driving the development of internal controls.Key ResponsibilitiesManage local resources and ensure adherence to regulatory...
-
Business Manager, Country Lead
5 months ago
Toronto, Canada Capital One Full time161 Bay Street (93021), Canada, Toronto,Toronto, Ontario, Business Manager, Country Lead - Capital One Shopping (Remote-Eligible) This is your opportunity to join the fast-growing International team on Capital One’s fast-growing consumer app: Capital One Shopping. Within Capital One, the Shopping team is working on a new consumer product that seeks to...
-
Regulatory Compliance Specialist
2 days ago
Toronto, Ontario, Canada OSC Full timeThe Ontario Securities Commission (OSC) is a statutory body responsible for regulating Ontario's capital markets in accordance with the mandate established in the provincial Securities Act and the Commodity Futures Act. The OSC's mandate is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and...
-
Customer Experience Leadership
2 days ago
Toronto, Ontario, Canada Capital One Full timeCapital One Canada is seeking an experienced Manager of Customer Interactions to lead our team in delivering exceptional customer experiences. About Us As a leading financial institution, we're committed to helping our customers achieve their financial goals. Our team works tirelessly to create innovative solutions that make a real difference in people's...
-
Process Manager
3 weeks ago
Old Toronto, Canada Capital One Full timePrincipal Associate, Process ManagementAt Capital One, we're committed to helping our customers live well—physically, financially, and emotionally. As a Process Manager within our organization, you will work with extended teams across the enterprise to manage and improve your processes by ensuring we are keeping our promises to customers, meeting our...
-
Capital Management Specialist
3 weeks ago
Toronto, Ontario, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Capital Management Specialist to join our team. As a key member of our Enterprise Capital Management department, you will be responsible for managing the bank's capital adequacy and efficiency, as well as coordinating regulatory advocacy and developing and reporting on the bank's...
-
Capital Reporting Manager
3 weeks ago
Toronto, Ontario, Canada Scotiabank Full timeKey Responsibilities:Manage daily, weekly, monthly, and quarterly regulatory reports and schedules, ensuring Scotia Capital Inc. (SCI) maintains compliance with the Canadian Investment Regulatory Organization (CIRO).Prepare, review, and oversee the compilation of daily Regulatory Capital, weekly Capital Worksheet Reserve, and monitoring of SCI's Risk...