Sr. Project Manager with Capital Markets LOB experience to support regulatory project for our bankin
1 day ago
Sr. Project Manager with Capital Markets LOB experience to support regulatory project for our banking client Start Date : asap
Duration: 6 months to start with opportunity to extend up to 2 years
Location : Hybrid (DT) Toronto)
Must Haves:
Extensive experience as a Senior Project Manager (10+ years of experience) in the Capital Markets domain.
Strong understanding of US financial regulations and compliance requirements, particularly:
SEC 10c-1a
US LOPR, CAT/CAIS
FED/FICC Reporting for FINRA
Demonstrated ability to manage large, complex regulatory projects within financial institutions.
Key Responsibilities:
Lead and manage the end-to-end delivery of regulatory compliance projects within the Capital Markets Line of Business (LOB).
Collaborate with cross-functional teams, including Compliance, Risk, Technology, and Operations, to ensure alignment with project objectives and regulatory requirements.
Develop and maintain detailed project plans, including timelines, budgets, and resource allocation.
Ensure compliance with key regulatory requirements, such as SEC 10c-1a, US LOPR, CAT/CAIS, and FED/FICC Reporting for FINRA.
Act as the primary point of contact for stakeholders, providing regular updates on project status, risks, and mitigation plans.
Drive issue resolution, ensuring all deliverables meet regulatory deadlines and quality standards.
Facilitate governance and reporting processes, including executive updates and risk reporting.
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