Manager, Global Oversight Testing

2 weeks ago

Toronto, Canada Royal Bank of Canada Full time

**Come Work with Us**

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

**Job Title**

Manager, Global Oversight Testing

**What is the opportunity?**

This role will conduct AML oversight testing on central AML functions and global business unit AML controls. This requires proactive participation with oversight scoping, fieldwork, and reporting. The role will be involved in oversight findings to relevant stakeholders as well as escalating issues to senior management, when necessary.

**What will you do?**
- Conduct regular oversight testing of the key AML programs in scope.
- Issue formal reporting on all oversight testing completed.
- Conduct/maintain trend analysis of results of oversight testing.
- Maintain schedule of testing activities and communicate plan with stakeholders.
- Follow-up on oversight issues/recommendation and ensure resolution in a timely and reasonable manner.
- Establish, develop and maintain strong relationships with internal and external partners.
- Take a proactive role in communicating knowledge that benefit the Central AML Units, such as Global AML FIU and global business units who have an AML reporting obligation.
- Participate in internal projects/ meetings in order to proactively gain insight to upcoming changes that might impact/influence oversight testing process.
- Proactively identify personal development opportunities, international trends, and regulations.
- Demonstrate a quality service approach through willingness to accept new assignments and adapt to changing directives.
- Gain in depth knowledge on Canadian AML legislation.

**What do you need to succeed?**

**Must have**
- 3-5 years of experience in AML, 2nd line, or audit testing function.
- Bachelor’s Degree or equivalent work experience
- Very strong interpersonal and analytical skills
- Strong written and oral communication skills; business writing experience
- Knowledge of International laws and regulations related to AML and ATF
- Working background/experience with the major business segments of RBC or other FIs
- Experience as an AML SME within an Audit/Testing Function.

**Nice to have**
- Certified Anti-Money Laundering Specialist (CAMS)
- Certified Internal Auditor (CIA)
- Certified Financial Crimes Specialist (ACFS)

**What's in it for you?**

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Flexible work/life balance options
- Opportunities to do challenging work

**Job Summary**

**Address**:
TORONTO, Ontario, Canada

**City**:
CAN-ON-TORONTO

**Country**:
Canada

**Work hours/week**:
37.5

**Employment Type**:
Full time

**Platform**:
Group Risk Management

**Job Type**:
Regular

**Pay Type**:
Salaried

**Posted Date**:
2023-06-01

**Application Deadline**:
2023-06-23

**I**nclusion** and Equal Opportunity Employment**

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

**Join our Talent Community**

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

  • Business Oversight Manager

    7 days ago

    Toronto, Canada TD Bank Full time

    403311BR Risk Management Toronto, ON March 17, 2023 Company Overview Department Overview The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Department Mandate, in execution of the Global Compliance Operating Framework (GCOF). This includes independently assessing the...

  • Business Oversight Manager

    1 week ago

    Toronto, Canada TD Bank Full time

    **TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** - The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Department Mandate, in execution of the Global Compliance Operating Framework (GCOF). This...

  • Compliance Business Oversight Manager

    4 days ago

    Toronto, Canada TD Bank Full time

    402650BR Anti-Money Laundering / Compliance & Regulatory Relations Toronto, ON March 20, 2023 Company Overview Department Overview The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global Compliance Oversight Framework (GCOF). This includes ensuring that businesses are aware of the...

  • Fund Oversight Manager

    3 weeks ago

    Toronto, Canada Fidelity Investments Full time

    Description Who We Are: At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we’re constantly seeking to find new and better ways to help our clients. As a privately owned company, we boldly embrace...

  • Compliance Business Oversight Manager

    4 weeks ago

    Toronto, Canada TD Bank Full time

    **TD Description** Stay current and competitive. Carve out a career for yourself. Grow with us. **Department Overview** - Knowledge of relevant Canadian legislation, regulations and industry standards, as it applies to Privacy, banking, payments, wealth management and insurance - Experience in reviewing and assessing regulatory requirements - Ability to...

  • Systems Testing/QA Specialist

    3 weeks ago

    Toronto, Canada Global Pharma Tek Full time

    Position: Systems Testing/QA Specialist - Senior Location: Toronto, ON (Hybrid) Duration: days Contract + Possible Extension Job Description: + years of experience in the following: As a lead Systems Testing/QA Specialist for various streams of work, providing guidance and oversight to junior testers, and planning, organizing and implementing...

  • Manager - Fraud Risk Oversight

    1 week ago

    Toronto, Canada Sun Life Full time

    Job Description : Reporting to the Director - Financial Crime Compliance & MLRO, this role is responsible for supporting the day-to-day operations of the Enterprise Fraud Risk Oversight Program, status quo management and reporting of program deliverables and supporting the implementation of enhanced program features within the Compliance function. The...

  • Manager, Global Technology Risk Management

    4 weeks ago

    Toronto, Canada Canada Life Assurance Company Full time

    **Job Description**: In this role, the Manager TRM will support development and execution of end-to-end, global technology risk management programs, with focus on strategy, methodology, data analytics, reporting and oversight activities. **What you will do** **Identify, develop, and implement future-oriented Technology Risk Management framework, programs,...

  • Managing Director, Enterprise Compliance Testing

    4 weeks ago

    Toronto, Canada BMO Financial Group Full time

    100 King Street West Toronto Ontario,M5X 1A1 Additional Job Description The Managing Director - Enterprise Compliance Testing (MD) leads and directs the second line compliance testing function, with an enterprise mandate for BMO Financial Group across all jurisdictions and legal entities that BMO operates. The MD leads a global team responsible for...

  • Specialist, Model Risk Oversight New

    4 days ago

    Toronto, Canada Definity Financial Corporation Full time

    Job ID : 7382 Category : Corporate Actuarial & Risk Brand : Definity Regular/Temporary : Regular Fulltime/Parttime : Full Time Location : Toronto, Canada Posting Range : $69,800 - $140,400 Definity is the parent company to some of Canada’s most long-standing and innovative insurance brands, including Economical Insurance, Sonnet Insurance, Family...

  • Software Engineer in Test

    3 days ago

    Toronto, Canada Insight Global Full time

    Insight Global is seeking a QA SDET to join one of Canada's largest retail/wellness companies. In this exciting role the In this exciting role the QA Engineer will play an important role to support the lululemon Local Outreach team. They will work closely with Solution Architects, Engineers, and cross-functional teams to develop a QA strategy and be able to...

  • Software Engineer in Test

    3 days ago

    Toronto, Canada Insight Global Full time

    Insight Global is seeking a QA SDET to join one of Canada's largest retail/wellness companies. In this exciting role the In this exciting role the QA Engineer will play an important role to support the lululemon Local Outreach team. They will work closely with Solution Architects, Engineers, and cross-functional teams to develop a QA strategy and be able to...

  • Software Engineer in Test

    4 days ago

    Toronto, Canada Insight Global Full time

    Insight Global is seeking a QA SDET to join one of Canada's largest retail/wellness companies. In this exciting role the In this exciting role the QA Engineer will play an important role to support the lululemon Local Outreach team. They will work closely with Solution Architects, Engineers, and cross-functional teams to develop a QA strategy and be able to...

  • Specialist, Model Risk Oversight

    3 weeks ago

    Toronto, Canada Definity Financial Full time

    Job DescriptionThe Model Risk Oversight function in Enterprise Risk Management (ERM) provides oversight for the Model Risk Management framework through which the model risks across the organization are identified, measured, managed, monitored, and reported. The scope and depth of model oversight activities across the organization will be significantly...

  • Specialist, Model Risk Oversight

    3 weeks ago

    Toronto, Ontario, Canada Definity Financial Full time

    Job DescriptionThe Model Risk Oversight function in Enterprise Risk Management (ERM) provides oversight for the Model Risk Management framework through which the model risks across the organization are identified, measured, managed, monitored, and reported. The scope and depth of model oversight activities across the organization will be significantly...

  • Senior Manager, Fund Oversight

    3 weeks ago

    Toronto, Canada AGF Investments Full time

    About the Role:Reporting to the AVP, Fund Oversight, you will be managing the financial reporting, fund valuations and oversight responsibilities while interacting with various internal and external stakeholders. We are seeking a team oriented individual with strong management skills and demonstrated ability to problem solve. Your Responsibilities:Manage the...

  • Specialist, Model Risk Oversight NEW

    2 days ago

    Old Toronto, Canada Definity Financial Corporation Full time

    The Model Risk Oversight function in Enterprise Risk Management (ERM) provides oversight for the Model Risk Management framework through which the model risks across the organization are identified, measured, managed, monitored, and reported. The scope and depth of model oversight activities across the organization will be significantly increased to meet the...

  • Specialist, Model Risk Oversight NEW

    4 weeks ago

    Old Toronto, Canada Definity Financial Corporation Full time

    The Model Risk Oversight function in Enterprise Risk Management (ERM) provides oversight for the Model Risk Management framework through which the model risks across the organization are identified, measured, managed, monitored, and reported. The scope and depth of model oversight activities across the organization will be significantly increased to meet the...

  • Manager, Global Economic Sanctions Program Oversight

    4 weeks ago

    Toronto, Canada Royal Bank of Canada Full time

    **Job Summary** **What is the opportunity?** The Global Economic Sanctions (GES) team is a unique function within the Financial Crimes that provides support to Global AML Compliance teams and Business Units at an enterprise level for Canadian, US, UK, EU/Europe, APAC and Caribbean economic sanctions. **What will you do?** **What do you need to...

  • Avp, Global Conduct Risk

    5 days ago

    Toronto, Canada Sun Life Full time

    You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...