Investment Adviser Compliance

Job Title: Licensed Assistant II Location: Onsite – 55 Metcalfe Street, Suite 910, Ottawa, ON Work Model: In-Office (5 days/week) Start Date: February 10, 2026 Contract Duration: Until September 13, 2027 (Maternity Leave Coverage) Employment Type: Full-Time, Contract About the Role We are seeking a Licensed Assistant II to support corporate advisors within...

Attendance On-Site Job number 29712 Category Support Status: Permanent Type of Contract Permanent Schedule: Full-Time Full Time / Part Time? Full-Time Posting date 25-Nov-2025 Area(s) of interest: Wealth management Location(s): Ottawa A career as an Associate in the Wealth Management team at National Bank, will give you the opportunity to show your ability...

Are you a rockstar QMS/QA specialist looking to make your mark in the world of aerospace? We are seeking a dynamic and organized individual to work on our quality team. We hold ourselves to the highest standards and continuously exceed customers expectations. We’re passionate about delivering high-quality technical documentation that supports some of the...

Are you a rockstar QMS/QA specialist looking to make your mark in the world of aerospace? Look no further! We are seeking a dynamic and organized individual to work on our quality team. With competitive compensation, great benefits, and a supportive, collaborative company culture, this is the perfect opportunity for someone like you who is ready to take on a...

**About Moomoo Canada Financial Inc. (MFC)** Moomoo Canada Financial Inc. (MFC) is a subsidiary of FUTU Holdings Inc. (NASDAQ: FUTU), a global leader in online brokerage and wealth management solutions. Moomoo is one of the most trusted and innovative retail trading platforms, serving over 24 million active users worldwide. We offer an advanced,...

As an award-winning company, PFSL/ Primerica Inc. prides itself on bringing Wall Street Concepts to Main Street Families. Since our founding on February 10th, 1977, we have been committed to serving middle-income families across North America by helping them earn more money, become adequately protected and debt-free and save more money for their future. Our...

**About the Role -Compliance Manager** - About us:_ Moomoo is a globally recognized, award-winning, all-in-one stock trading app that empowers proactive retail traders with professional-level data and tools. Our mission is to revolutionize the retail investing experience through technological innovations. With over 20 million users worldwide, Moomoo has...

**PPI company overview**: **PPI (an independent subsidiary of iA Financial)** is an Insurance Marketing Organization that sits between independent advisors and insurance companies. From coast-to-coast, we provide value-added services and support such as digital tools, education, marketing, and processing, to help Advisors elevate and grow their business with...

The Compliance/Legal Administrative Assistant will provide critical support to ensure the company operates within the legal and regulatory frameworks governing our industry. This role combines compliance oversight with legal administrative support, offering the opportunity to work cross-functionally in areas such as corporate governance, contract compliance,...

The Opportunity: The licensed assistant plays a key role in supporting our corporate advisors by handling administrative tasks, client service, and account management. This individual must hold relevant securities licenses (e.g., CSC, CPH, WME...) and work closely with clients to ensure a smooth and professional experience. The ideal candidate is...