Investment Adviser Compliance
3 weeks ago
We are seeking a Licensed Assistant II to support Corporate Advisors by managing administrative tasks, client service, and account operations. This role is ideal for a detail-oriented professional with securities licensing who enjoys working closely with advisors and clients in a fast-paced financial services environment.
Support advisors with account openings, maintenance, and documentation
Maintain accurate client records in Salesforce CRM
Liaise with head/back office teams to ensure smooth processing
Provide high-quality administrative and client service support
1+ year experience supporting an Investment Advisor
~ Experience within a Mutual Fund Dealer, Investment Dealer, or Financial Institution
~ Proficiency with Microsoft Office (Outlook, Excel, Word, PowerPoint)
~ Experience using CRM systems (Salesforce preferred)
French language skills
Power BI experience
Collabera is a leading Digital Solutions company providing software engineering solutions to the world’s most tech-forward organizations. With more than 25 years of experience, we have hired over 17000 employees across 60+ offices globally and currently place 10000+ professionals annually to support critical IT engagements at more than 500 client sites, 80% being the Fortune 500. {Will get to work on numerous challenging and exciting projects, including UI/UX transformation, Blockchain, AI/Data Science, Cloud migrations, Cyber-Security and Engineering.
• At Collabera you have 80% chances of project extension or redeployment to other clients
• Will have endless opportunities to learn new technologies through our inhouse Training arm – Cognixia.
-
Licensed Assistant II
3 weeks ago
North Census Division, SK, Canada Robertson & Company Ltd. Full timeJob Title: Licensed Assistant II Location: Onsite – 55 Metcalfe Street, Suite 910, Ottawa, ON Work Model: In-Office (5 days/week) Start Date: February 10, 2026 Contract Duration: Until September 13, 2027 (Maternity Leave Coverage) Employment Type: Full-Time, Contract About the Role We are seeking a Licensed Assistant II to support corporate advisors within...
-
Licensed Assistant
3 weeks ago
North Census Division, SK, Canada Collabera Full timeThe Opportunity The licensed assistant plays a key role in supporting our corporate advisors by handling administrative tasks, client service, and account management. This individual must hold relevant securities licenses (e.g., CSC, CPH, WME...) and work closely with clients to ensure a smooth and professional experience. The ideal candidate is...
-
Investment Analyst
2 days ago
North York, Canada CARE INSURANCE & FINANCIAL LTD. Full timeEducation: Bachelor's degree - Experience: 7 months to less than 1 year **Tasks**: - Collect financial and investment information about companies, stocks, bonds and other investments - Examine and analyze financial and investment information (profiles of companies, stock or bond prices, yields and future trends) - Prepare company, industry and economic...
-
Investment Analyst
2 weeks ago
North York, Canada Firm Capital Property Management Corp. Full time**Work setting**: - Urban area **Tasks**: - Collect financial and investment information about companies, stocks, bonds and other investments - Examine and analyze financial and investment information (profiles of companies, stock or bond prices, yields and future trends) - Prepare company, industry and economic outlooks, analytical reports, briefings...
-
Human Resources Adviser
2 weeks ago
North York, Canada Commercial Bakeries Corporation Full timeDurée de l'emploi: Permanent - Langue de travail: Anglais - Heures de travail: 40 hours per week - Education: - Expérience: - **Education**: - College, CEGEP or other non-university certificate or diploma from a program of 1 year to 2 years - ** Work setting**: - Retail/wholesale establishment/distribution centre - ** Tasks**: - Administer staff...
-
Financial Compliance Officer
2 weeks ago
North York, Canada Bereavement Authority of Ontario Full time**About the BAO** The Bereavement Authority of Ontario (BAO) is an independent, not-for-profit corporation that administers provisions of the Funeral, Burial, and Cremation Services Act (FBCSA). We diligently oversee and aid licensed professionals and operators in the bereavement sector throughout Ontario, with our funding wholly sourced from licensee fees....
-
Financial Services Representative
3 days ago
North York, Canada PFS Investment Full timeAs an award-winning company, PFSL/ Primerica Inc. prides itself on bringing Wall Street Concepts to Main Street Families. Since our founding on February 10th, 1977, we have been committed to serving middle-income families across North America by helping them earn more money, become adequately protected and debt-free and save more money for their future. Our...
-
Senior Financial Investment Officer
2 weeks ago
Kindersley, SK, Canada Government of Saskatchewan Full timeSenior Financial Investment Officer - FIN006604Employment Type: Permanent Full-timeLocation(s): SK-Central West-KindersleyMinistry: 531 Sask Pension Plan (SPP)Salary Range: $ $52.670 HourlySalary Supplement: included in hourly salary range (in-scope)Grade: SGEU.11.About UsAs Saskatchewan Pension Plan (SPP) continues to grow, we are excited to offer new...
-
ISMS & Compliance Security Consultant (Remote)
2 weeks ago
, SK, Canada Zync. Full timeA German IT security firm is seeking an IT Security Consultant to design ISMS frameworks and advise clients on compliance with regulations such as ISO 27001, TISAX, and GDPR. The role offers a hybrid or remote working environment and involves conducting audits, developing security concepts, and delivering training. Candidates should have a degree in a...
-
Chief Compliance Officer
7 days ago
North York, Canada VirgoCX Inc Full time**Company Overview**: Arxnovum is a rapidly growing Canadian wealth management firm committed to delivering exceptional financial services to our clients. With a focus on personalized and tailored solutions, we provide comprehensive investment management, financial planning, and advisory services to individuals, families, and businesses. **Position...