Compliance and Operational Risk Analyst

Job Title:Achieve Regulatory Excellence as Compliance Risk Management SpecialistEnoch Wealth Inc. is a renowned Exempt Market Dealer, registered with the BC, AB, and ON Securities Commission.We are seeking a Chief Compliance Officer (CCO) to lead our compliance function, ensuring Enoch Wealth Management adheres to all relevant securities regulations and...

At Shinhan Bank Canada, we seek a seasoned Compliance Manager to oversee our risk management and governance functions. This critical role is responsible for ensuring the bank's compliance with all applicable laws and regulations.Job DescriptionThe Chief Compliance Officer will report directly to the Governance and Review Conduct Committee (GCRC) and the...

p>ADP is hiring a Vice President - Risk & Compliance. As the Vice President/GM , you will be a applying strengths in compliance leadership, and the ability to seamlessly navigate the intricacies of industry-specific regulations, the VP Risk & Compliance will play a key role in ensuring ADP Canada is well positioned for growth through the design,...

About the RoleWe are seeking an experienced Chief Fraud Analyst and Risk Manager to join our team at Scotiabank. This is a critical role that requires a deep understanding of fraud analytics and risk management.Key ResponsibilitiesDevelop and execute comprehensive fraud strategies to minimize losses and ensure compliance with regulatory requirements.Analyze...

We are a global leader in human resources technology, offering the latest AI and machine learning-enhanced payroll, tax, human resources, benefits, and much more.Job DescriptionThis is a key leadership role that requires a seasoned compliance professional to lead ADP Canada's Compliance Program. The successful candidate will be responsible for ensuring...

Job Title: Compliance Risk Manager, Trade Surveillance and CommunicationsThe Toronto-Dominion Bank (Canada) is seeking a highly skilled Compliance Risk Manager to lead the development and implementation of effective trade surveillance and communications programs.This role is critical in ensuring the bank operates within the compliance risk appetite,...

p>Who We AreRioCan is one of Canada's largest Real Estate Investment Trusts (REIT). We own, manage and develop retail-focused, increasingly mixed-use properties in Canada's major markets. We pioneered the REIT concept almost 30 years ago and have transformed Canadian real estate.Position Overview:The Director, Internal Audit and Compliance leads the internal...

Company OverviewThe Toronto-Dominion Bank (Canada) is a leading global financial institution dedicated to delivering exceptional customer experiences. As part of our team, you'll have the opportunity to work with talented professionals who share your passion for risk management and compliance.

About the RoleWe are seeking a seasoned Compliance Risk Manager to spearhead our efforts in ensuring regulatory compliance and fostering strategic growth. This pivotal role will oversee the development, implementation, and monitoring of our compliance program, guaranteeing adherence to all relevant legal and regulatory requirements.

Job SummaryThe Toronto-Dominion Bank (Canada) seeks an experienced Senior Manager, Risk and Compliance to lead the Canada Enhanced Due Diligence (EDD) program and Politically Exposed Persons (PEPs) identification. This role is responsible for implementing and executing processes related to high-risk customer rating, PEPs identification and classification,...

Company OverviewRioCan is a leading Canadian Real Estate Investment Trust (REIT) with a strong focus on retail-focused and mixed-use properties.About the JobThe Director, Internal Audit and Compliance will play a critical role in ensuring robust evaluation of internal controls, risk management, and governance processes for financial and sustainability...

Chief Compliance Officer/ Vice President, ComplianceThe Chief Compliance Officer (“CCO”) reports directly to the Governance and Review Conduct Committee (“GCRC”) and the Board of directors with an administrative reporting line to the CEO and coordinates all of the Bank’s compliance activities. The Chief Compliance Officer ensures that key...

p>Enoch Wealth is an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission. p>With extensive experience and knowledge covering various fields of alternative investments, including Asset-backed Securities, Real Estate, Private Equity, Private Debt, Hedge Funds, and VC Funds, Enoch Wealth presents products that are suitable for...

Enoch Wealth Inc. is an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission.Job OverviewWe are seeking a Chief Compliance Officer (CCO) to lead our compliance function. The ideal candidate will ensure Enoch Wealth Management adheres to all relevant securities regulations and internal policies, fostering a culture of compliance while...

Unlock Your Potential in Financial Risk ManagementTD Bank is seeking a seasoned expert to join our team as a Financial Crime Risk Oversight Specialist.About the Role:We are looking for an experienced professional to lead our financial crime risk oversight efforts, providing expert guidance and oversight to portfolios, businesses, and functions. As a key...

Enoch Wealth Inc., an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission, seeks a Chief Compliance Officer (CCO) to lead our compliance function.Job DescriptionThe CCO will ensure Enoch Wealth Management adheres to all relevant securities regulations and internal policies, fostering a culture of compliance while supporting the...

Enoch Wealth Inc., an Exempt Market Dealer registered with the BC, AB, and ON Securities Commission, seeks a Compliance Director to lead our compliance function. As a key member of our team, you will ensure Enoch Wealth Management adheres to all relevant securities regulations and internal policies, fostering a culture of compliance while supporting the...

Company Overview:The Toronto-Dominion Bank (Canada) is a global financial institution committed to fostering a culture of integrity, ethics, and compliance.We deliver independent risk management and oversight of regulatory compliance risk and conduct risk throughout TD.

OverviewWe are seeking a highly skilled Enterprise Risk Management Director to join our team at the Government of Canada - Central. As a key member of our organization, you will play a vital role in ensuring the effective management of risks that could impact our operations.Compensation and BenefitsThe estimated annual salary for this position is...

OverviewLanguages: EnglishEducationBachelor's degreeExperience5 years or moreOn siteWork must be completed at the physical location. There is no option to work remotely.ResponsibilitiesEvaluate daily operationsIdentify and investigate compliance issuesPlan and organize daily operationsTrain staffEstablish and implement policies and proceduresOversee the...