•Compliance Specialist

3 weeks ago

Montreal, Canada Recrute Action Full time

Compliance Specialist Maximize your regulatory compliance impact within an independent leader in financial services. Key role involving transaction supervision, advisor support, and regulatory monitoring. Hybrid work environment located in downtown Montreal. Bilingualism required. What is in it for you : Annual salary between $75.000 and $80.000, based on experience. Permanent full-time position. Flexible schedule with 2 remote work days per week. 3 weeks of vacation, 5 sick days, 1 personal day, and 2 days off during Christmas. Comprehensive group insurance (health, dental, health spending account, telemedicine, EAP), 50% employer-paid. Employer contributions to an RRSP program. 20% reimbursement of OPUS transit pass (equivalent to 2 free months per year). Regular social activities focused on health, well-being, and community engagement. Professional development opportunities and internal career progression. Modern offices located in downtown Montréal, easily accessible by public transit. Responsibilities : Review daily advisor transactions to ensure compliance with regulatory standards. Analyze monthly and quarterly advisor activity reports and follow up accordingly. Review and approve advisor communications, including marketing materials and social media content. Manage the approval process for outside business activities, including assessment, disclosure, and drafting of disclosure letters. Ensure compliance with anti-money laundering practices and personal data protection requirements. Provide ongoing operational and regulatory support to advisors. Identify trends in assessments and recommend corrective actions or improvements. Participate in special projects related to system enhancements and the implementation of new regulations (e.g., OCRI, FINTRAC). What you will need to succeed : Bachelor’s degree in finance or a related field. Canadian Securities Course (CSC) certification. Supervisors Course for securities dealers (Canadian Securities Institute), an asset. Professional Conduct and Ethics course, an asset. 2+ years of experience in a similar role, ideally within the securities industry. Strong interpersonal skills with the ability to influence and guide advisors. Strong organizational skills with the ability to manage multiple priorities. Proficiency in Microsoft Office Suite. Knowledge of platforms such as Univeris, Winfund, or RBroker, an asset. Bilingual in English and French, required to review communications and respond to advisor inquiries in both languages. Why Recruit Action? Recruit Action (agency permit : AP-2504511) provides recruitment services through quality support and a personalized approach to job seekers and businesses. Only candidates who match hiring criteria will be contacted. #J-18808-Ljbffr

  • Trade Compliance Specialist

    3 weeks ago

    Montreal, Canada Services de Gestion Quantum Ltée Full time

    Position: Trade Compliance Specialist Location: Montreal or Bromont, QCSalary: $85,000 - $95,000 CAD + full benefits + long-term growthJob Type: Permanent, full-time, hybrid (3+ days onsite/week)Own Trade Compliance in a World-Class Technology EnvironmentAre you a Trade Compliance expert ready to take ownership of export control at one of Canada's leading...

  • Compliance Specialist

    3 weeks ago

    Montreal, Canada Recrute Action Full time

    Compliance Specialist Maximize your regulatory compliance impact within an independent leader in financial services. Key role involving transaction supervision advisor support and regulatory monitoring. Hybrid work environment located in downtown Montreal. Bilingualism required. What is in it for you: Annual salary between $80,000 and $85,000 based on...

  • Trade Compliance Specialist

    3 weeks ago

    Bromont, Montreal, Canada Quantum Management Services Full time

    Ref. No. : 124713 Position : Trade Compliance Specialist Location : Montreal or Bromont, QC Salary : $85,000 – $95,000 CAD + full benefits + long‑term growth Job Type : Permanent, full-time, hybrid (3+ days onsite / week) Own Trade Compliance in a World‑Class Technology Environment Are you a Trade Compliance expert ready to take ownership of export...

  • Regional Specialist

    3 weeks ago

    Montreal, Canada BFL CANADA Full time

    Join our Montreal office as a Regional Specialist – Compliance at BFL CANADA. The role focuses on overseeing compliance across the region, acting as the primary resource for regulatory and compliance matters. Responsibilities Address issues and questions raised by various stakeholders. Perform complex monthly client file reviews and present audit findings...

  • Regional Specialist

    3 days ago

    Montreal, Canada BFL Canada Full time

    We offer more than a job, we offer a career! We support our employees to shape their career by encouraging continuing education and investing in training and development. We put our employees at the center of what we do to allow them to grow personally and professionally, with projects and challenges that are motivating and rewarding. We inspire people to do...

  • Regional Specialist

    1 week ago

    Montreal, Canada BFL Canada Full time

    We offer more than a job, we offer a career! We support our employees to shape their career by encouraging continuing education and investing in training and development. We put our employees at the center of what we do to allow them to grow personally and professionally, with projects and challenges that are motivating and rewarding. We inspire people to do...

  • Regional Compliance Specialist

    1 week ago

    Montreal, Canada BFL Canada Full time

    A leading insurance brokerage firm in Montreal is seeking a Regional Compliance Specialist. The role involves overseeing compliance, managing audits, and ensuring regulatory adherence. Ideal candidates have 5+ years of insurance experience, are bilingual in French and English, and possess strong organizational skills. Join us for a dynamic career with...

  • Quality Systems

    3 weeks ago

    Montreal, Canada Grifols Full time

    A pharmaceutical company in Montreal is looking for a Specialist in Quality System & Compliance. The role involves evaluating materials and suppliers, ensuring compliance with regulatory standards, and supporting quality improvement initiatives. Ideal candidates should have a Bachelor's degree in a STEM field and at least 5 years of relevant experience,...

  • Specialist, Quality and Regulatory Compliance

    2 weeks ago

    Montreal, Canada Air Transat Full time

    Specialist, Quality and Regulatory Compliance In collaboration with the Director, Standards and Regulatory Compliance, the incumbent contributes to quality assurance and regulatory compliance for flight operations. This role plays a key part in managing projects and audits to ensure adherence to applicable standards and regulations. Main Responsibilities...

  • Regional Compliance Specialist: Insurance Audits

    3 weeks ago

    Montreal, Canada BFL CANADA Full time

    A leading insurance firm in Montreal is seeking a Regional Specialist – Compliance to oversee compliance across the region. The role involves addressing various stakeholder queries, conducting audits, and developing compliance training materials. Candidates must have a minimum of 5 years in the insurance industry and be bilingual in French and English....