Current jobs related to Canada Branch Compliance Officer - Montreal - Natixis NY Branch

  • Canada Branch Compliance Officer

    2 weeks ago

    Montreal, Quebec, Canada Natixis NY Branch Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Risk and Compliance Officer

    4 days ago

    Montreal, Quebec, Canada Natixis NY Branch Full time

    Natixis NY Branch is seeking a highly skilled Regulatory Compliance Manager to join our team in Canada. As a dedicated Canada Branch Compliance Officer, you will ensure our operations and employees adhere to all applicable local and cross-border regulations.The ideal candidate will have a strong understanding of Canadian regulatory requirements for lending...

  • ▷ 3 Days Left! Canada Branch Compliance Officer

    4 weeks ago

    Montreal, Canada Natixis NY Branch Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Compliance Expert for Natixis Canada Branch

    5 days ago

    Montreal, Quebec, Canada Natixis NY Branch Full time

    We are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. Our team is seeking a Risk and Compliance Officer to ensure our operations and employees adhere to all applicable local and cross-border regulations.The successful candidate will have a proven track...

  • Canada Branch Compliance Officer

    3 weeks ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Canada Branch Compliance Officer

    2 weeks ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Canada Branch Compliance Officer

    4 weeks ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Canada Branch Compliance Officer

    3 weeks ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Canada Branch Regulatory Affairs Specialist

    5 days ago

    Montreal, Quebec, Canada Natixis NY Branch Full time

    Natixis, a global financial services firm, is seeking an experienced Compliance Expert to join our team in Canada. As a dedicated Canada Branch Compliance Officer, you will play a pivotal role in ensuring our operations adhere to all applicable local and cross-border regulations.The ideal candidate will have a strong understanding of Canadian regulatory...

  • Canada Branch Compliance Officer Role

    4 days ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    Natixis Canada Branch Job DescriptionWe are committed to delivering exceptional financial services while adhering to the highest standards of ethics and customer protection. As a Canada Branch Compliance Officer, you will play a vital role in developing and implementing a robust Compliance Program for Natixis Canada Branch.This position involves providing...

  • Regulatory Compliance Manager at Natixis Canada

    4 days ago

    Montreal, Quebec, Canada Natixis NY Branch Full time

    We are seeking a seasoned Compliance Expert to join our team in Canada as a Canada Branch Compliance Officer. In this role, you will play a pivotal part in ensuring our operations adhere to all applicable local and cross-border regulations.The successful candidate will have a strong background in compliance, risk management, and regulatory affairs. You will...

  • Canada Branch Compliance Specialist

    2 days ago

    Montreal, Quebec, Canada Rochford Recherche de Cadres | Executive Search Full time

    We are seeking a highly skilled Compliance Professional to join our team at Rochford Recherche de Cadres | Executive Search. As a key member of the Natixis Canada Branch, this individual will be responsible for ensuring that all operations and employees adhere to local and cross-border regulations.Key Responsibilities:Oversee and manage the Compliance...

  • Senior Compliance Officer

    2 weeks ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Senior Compliance Officer

    4 weeks ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Senior Compliance Officer

    6 days ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance...

  • Compliance Officer

    2 days ago

    Montreal, Quebec, Canada Rochford Recherche de Cadres | Executive Search Full time

    Rochford Recherche de Cadres | Executive Search is seeking a highly experienced Compliance Officer to join our team in Canada. As a key member of the Natixis Canada Branch, this individual will be responsible for ensuring that all operations and employees adhere to local and cross-border regulations.Key Responsibilities:Develop and implement a robust...

  • Senior Financial Compliance Officer

    3 days ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    About Natixis Corporate & Investment BankingNatixis is a leading financial institution committed to delivering comprehensive financial services in Canada while upholding the highest standards of ethics and customer protection.Job ResponsibilitiesOversee and manage the Compliance support and guidance for the Canada Branch and other Natixis entities operating...

  • Compliance Officer

    4 days ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    At Natixis Corporate & Investment Banking, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection.We are seeking a dedicated Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This...

  • Senior Compliance Specialist in Natixis Canada

    4 days ago

    Montreal, Quebec, Canada Natixis Corporate & Investment Banking Full time

    Natixis Canada Branch Compliance RequirementsAs a leading financial institution, we are committed to maintaining the highest standards of ethics and customer protection. Our Canada Branch Compliance Officer will be responsible for ensuring our operations and employees adhere to all applicable local and cross-border regulations.The successful candidate will...

  • Chief Compliance Officer

    4 days ago

    Montreal, Quebec, Canada TWMG Inc. Full time

    3 days ago Be among the first 25 applicantsSeeking position of a Compliance Officer who will be responsible for ensuring the operation of TWMG Inc. meets and exceeds the standards, policies and procedures established by TWMG Inc. and by the Regulatory bodies, in all matters relating to compliance. The Chief Compliance Officer will manage the compliance...

Canada Branch Compliance Officer

4 weeks ago

Montreal, Canada Natixis NY Branch Full time

At Natixis, we are committed to delivering a comprehensive range of financial services in Canada while upholding the highest standards of ethics and customer protection. We are seeking a dedicated Canada Branch Compliance Officer to ensure that our operations and employees adhere to all applicable local and cross-border regulations. This includes compliance with the Office of the Superintendent of Financial Institutions (OSFI), Ontario Securities Commission (OSC), National Instrument 33-103, the Bank Secrecy Act, the USA Patriot Act, and other relevant Canadian and global regulatory requirements.

Reporting to the Canada Senior Country Manager and the Head of Advisory Compliance in New York, the Canada Branch Compliance Officer will play a pivotal role in developing and implementing a robust Compliance Program for Natixis Canada Branch. This position involves providing actionable advice and insights across all business lines, including lending, derivatives, and securities, on both domestic and cross-border activities. Key areas of focus will include anti-money laundering and government sanctions, information barriers, cross-border trading and sales practices, regulatory reporting, and the assessment of new regulations impacting our operations in Canada and abroad.

Key Responsibilities:

  • Oversee and manage the Compliance support and guidance for the Canada Branch and other Natixis entities operating in Canada, collaborating with Front Office business lines and Support Functions.
  • Evaluate the applicability of new Canadian regulations affecting the Canada Branch and other Natixis entities across various lending, securities, and derivatives activities.
  • Contribute to the development and preparation of the General Compliance Risk Assessment.
  • Provide training to Natixis staff in Canada on new regulatory developments and internal policy requirements.
  • Actively participate in the Quarterly Canada Branch Oversight Committee.
  • Prepare the Annual Canada Branch Chief Compliance Officer Opinion.
  • Deliver ongoing updates and reports to the Canada Branch Principal Officer.
  • Assist in implementing second-level testing and monitoring controls, evaluating the effectiveness of first-level controls to ensure compliance with applicable Canadian regulations.
  • Support Natixis Canada Branch employees in adhering to company policies related to anti-money laundering. Collaborate with Americas Compliance to develop and maintain local AML policies, considering new laws, regulations, and industry best practices.
  • In partnership with Americas Compliance, assess internal controls and anti-money laundering compliance programs through transaction analyses, compliance reviews, and training sessions.
  • Manage and coordinate regulatory and internal audit examinations for Natixis Canada Branch and its affiliates, addressing regulatory inquiries and following up on findings as necessary.
  • Work closely with Compliance colleagues in the Americas and Head Office on cross-border projects and the implementation of new regulations affecting Canadian operations.
  • Review and refine global compliance policies and procedures from the Americas and Head Office to ensure alignment with local requirements.
  • Assist in leading ad-hoc projects as requested by the Canada Branch Principal Officer or the Chief Compliance Officer for the Americas.
Required Skills/Qualifications/Experience

BA/ BS
10+ years of compliance experience in a global financial services firm or regulatory agency, with knowledge of foreign bank branches in Canada
Proficient in compliance standards for Chief Compliance Officers of Exempt Market Dealer registrants
Familiarity with Canadian regulators (OSFI, OSC, FCAC, AMF) and experience managing regulatory relationships
In-depth knowledge of Canadian regulatory requirements for lending branches, securities, and derivatives, including
Strong understanding of Canadian financial markets, regulations, and industry best practices in Information Security.
Meets or exceeds the minimum proficiency requirements for CCOs of Exempt Market Dealer registrants, which may include all of the following:
(i) passed the Exempt Market Products Exam or the Canadian Securities Course Exam,
(ii) passed the PDO Exam or the Chief Compliance Officers Qualifying Exam, and
(iii) gained 12 months of relevant securities industry experience in the past 3 years

#J-18808-Ljbffr