Markets & Financing Audit, Assistant Vice President

3 months ago

Old Toronto, Canada State Street Full time
p>Who we are looking for

We are looking for a Markets & Financing Audit, Assistant Vice President to lead audit engagements focused in the Global Markets & Global Credit Finance businesses. Global Markets and Global Credit Finance offer a range of products and services to our clients including trade execution, liquidity solutions, research, and lending. In this role, under the direction of senior audit management, you will oversee individual audit engagement and lead assigned teams through all aspects of the audit (i.e., You will also play a critical role in the ongoing development of audit staff and support various departmental initiatives. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability; regulators rely upon us to provide assurance that the bank operates in a manner that is compliant with key banking regulations to properly manage risks to the company and the global financial systems. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role, you will help us build resilience and execute day-to-day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As a Markets & Financing Audit, Assistant Vice President you will:

  • Plan, oversee, and execute audits according to the Division’s risk-based audit methodology, other internal standards, and industry practices.
  • Supervise and direct the execution of risk and control assessments, along with the effective and efficient testing of key controls.
  • Review audit workpapers to ensure execution in line with internal standards and that conclusions are properly supported.
  • Draft audit reports that clearly communicate the overall conclusion, including: key risks, identified issues and their root cause, and impact on overall business strategy.
  • Work in partnership with business area management to communicate expectations and manage any project issues that may arise during the audit engagement.
  • Escalate potential and identified issues to senior management timely and work with business management to develop and negotiate solutions.
  • Develop and maintain a thorough understanding of assigned areas of responsibility, including key technology, products, organizational activities, regulatory environment, and global footprint.
  • Establish and maintain strong and effective client relationships with business management across the lines of defense and assist management in understanding and implementing/maintaining internal control principles.
  • Coach and mentor audit staff as part of their ongoing development.

What we value

These skills will help you succeed in this role

  • A high degree of professionalism with a proven history of providing effective leadership to diverse teams.
  • The ability to manage complexity, effectively prioritize multiple tasks, and work independently in non-routine situations and in a fast-paced environment.
  • In-depth understanding of the capital markets industry, associated products, regulations and risks
  • Excellent analytical, problem-solving, communication (written and verbal), interpersonal, organizational, and presentation skills.
  • Demonstrated ability to synthesize understanding of business processes into value-added feedback on risk and control environment.
  • Proven ability to research, interpret, and apply regulatory requirements.

Education & Preferred Qualifications

  • 5+ years of experience in Public Accounting, Internal Auditing, or Capital Markets
  • Bachelor’sdegree, preferable in finance, accounting, or related field.
  • Experienceexecuting or auditing capital markets and/or lending products
  • Experience in auditing information technology general controls.

Additional requirements

While majority of the time you will work from your primary location, some domestic and international travel may be required to a variety of locations where State Street operates.

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