Audit Manager II, High Risk
2 weeks ago
Work Location: Canada
Hours: 37.5
Line of Business: Audit
Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.
Job Description:
Department Overview: Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us. We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.
As an Audit Manager II, you’ll provide oversight to complex audits and ensure completion for multiple business groups. You will be managing associated working relationships with business lines as per regulatory requirements. You’re already well-seasoned for delivering audit analysis, standard reporting and operational support to the teams. You’re coming to the table fully knowledgeable about the financial industry landscape and current market trends, and, here at TD, you’d be putting that insight into action.
- Act as a specialized resource on audits to provide subject matter expertise for planning, risk assessment and execution of audits and related processes with a high degree of complexity
- As Auditor in charge lead the execution of high-risk financial crimes audits effectively and within planned resources and timelines.
- Monitor and keep up to date on regulatory developments and emerging risks in Financial Crimes space.
- Play a key role in developing and implementing programs to contribute to the strategic direction of the audit
- Plan and lead audit activities that require alignment across multiple areas and execute follow-ups of findings arising from internal audits and regulatory reviews as per the standards
- Lead the ongoing audit communications and the reporting process with the client, senior management and external auditors
- Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives
- Identify and resolve key issues by providing guidance for complex situations and report non-standard issues to the appropriate levels and shareholders where required
- Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team
- Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results
Job Requirements:
- Over 7 years of experience with undergraduate degree or relevant professional certifications, accounting designations, or equivalent education
- 5+ years of experience working in AML/ATF/Sanctions compliance management in a financial institution.
- Knowledge of AML and Sanctions regulations (PCMLTFA/PCMLTFR) in Canada and US BSA AML requirements.
- Professional designations in financial crimes (e.g.: CAMS, CFCS) required.
- Experience using data analysis for controls assessment / testing an asset.
- Experience leading financial crime audits or testing engagements an asset.
- Advanced knowledge of business processes and operations, risk, change and project methodologies, organizational practices and business transformation
- Expertise in using software tools, windows applications, data analysis and reporting techniques
- A strong team leader who can negotiate and influence key partners including employees
- Aptitude in exercising sound judgment while making decisions and handle confidential information with discretion
- Ability to work collaboratively and communicate effectively in both oral and written form
- Deep knowledge of specialist auditing and integration of cross functional processes to undertake and complete a variety of audit projects and initiatives
Who We Are: TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
Our Total Rewards Package: Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.
Additional Information: We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.
Colleague Development: If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.
Training & Onboarding: We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.
Interview Process: We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation: Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.
We look forward to hearing from you
Language Requirement: N/A.
#J-18808-Ljbffr-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly experienced Audit Manager II to join our team at The Toronto-Dominion Bank (Canada). As a key member of our audit team, you will be responsible for providing oversight to complex audits and ensuring completion for multiple business groups.Key ResponsibilitiesAct as a specialized resource on audits to provide subject matter...
-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly experienced Audit Manager II to join our team at The Toronto-Dominion Bank (Canada). As a key member of our audit team, you will be responsible for providing oversight to complex audits and ensuring completion for multiple business groups.Key ResponsibilitiesAct as a specialized resource on audits to provide subject matter...
-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeAudit Manager II, Global Infrastructure and CloudWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this...
-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeAudit Manager II, Global Infrastructure and CloudWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this...
-
Golden Horseshoe, Ontario, CA The Toronto-Dominion Bank Full timeAudit Manager II, Global Infrastructure and CloudWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this...
-
Senior Audit Manager, Credit Risk Audit
3 weeks ago
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Audit Manager, Credit Risk AuditWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job...
-
Senior Audit Manager, Credit Risk Audit
3 weeks ago
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Audit Manager, Credit Risk AuditWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job...
-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeAudit Manager II, Financial Crimes Issues Validation Work Location: Canada Hours: 37.5 Line of Business: Audit Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details...
-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeAudit Manager II, Financial Crimes Issues Validation Work Location: Canada Hours: 37.5 Line of Business: Audit Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details...
-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled Senior Audit Manager to lead our Financial Risk Oversight team. As a key member of our Internal Audit department, you will be responsible for designing and executing audit plans to ensure the effectiveness of our financial risk management processes.Key ResponsibilitiesDevelop and execute comprehensive audit plans to...
-
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeJob SummaryWe are seeking a highly skilled Senior Audit Manager to lead our Financial Risk Oversight team. As a key member of our Internal Audit department, you will be responsible for designing and executing audit plans to ensure the effectiveness of our financial risk management processes.Key ResponsibilitiesDevelop and execute comprehensive audit plans to...
-
AVP Audit, Financial Risk Management
6 days ago
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeAVP Audit, Financial Risk ManagementWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job...
-
AVP Audit, Financial Risk Management
3 days ago
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeAVP Audit, Financial Risk ManagementWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job...
-
Senior Audit Manager, Credit Risk Audit
3 weeks ago
Golden Horseshoe, Ontario, CA The Toronto-Dominion Bank Full timeSenior Audit Manager, Credit Risk AuditWork Location: CanadaHours: 37.5Line of Business: AuditPay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job...
-
Golden Horseshoe, Ontario, CA The Toronto-Dominion Bank Full timeAudit Manager II, Financial Crimes Issues Validation Work Location: Canada Hours: 37.5 Line of Business: Audit Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details...
-
Senior Audit Group Manager, Global Models Audit
2 months ago
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Audit Group Manager, Global Models AuditWork Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: AuditJob Description:Department OverviewOur team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help...
-
Senior Audit Group Manager, Global Models Audit
2 months ago
Golden Horseshoe, Canada The Toronto-Dominion Bank (Canada) Full timeSenior Audit Group Manager, Global Models AuditWork Location: Toronto, Ontario, CanadaHours: 37.5Line of Business: AuditJob Description:Department OverviewOur team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help...
-
Internal Audit Manager, IT
7 days ago
Golden Horseshoe, Canada Moneris Full timeAbout the RoleWe are seeking a highly skilled and experienced Internal Audit Manager to join our team at Moneris. As a key member of our Internal Audit Services department, you will be responsible for the performance and delivery of assigned internal audits, following the annual internal audit plan.Key ResponsibilitiesInternal Audit Planning and...
-
Internal Audit Manager, IT
1 week ago
Golden Horseshoe, Canada Moneris Full timeAbout the RoleWe are seeking a highly skilled and experienced Internal Audit Manager to join our team at Moneris. As a key member of our Internal Audit Services department, you will be responsible for the performance and delivery of assigned internal audits, following the annual internal audit plan.Key ResponsibilitiesInternal Audit Planning and...
-
Internal Audit Manager, IT
19 hours ago
Golden Horseshoe, Canada Moneris Full timeAbout the RoleWe are seeking an experienced Internal Audit Manager, IT to join our team at Moneris. As a key member of our Internal Audit Services department, you will be responsible for the performance and delivery of assigned internal audits, following the annual internal audit plan.Key ResponsibilitiesLead the performance and delivery of internal audits,...
